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IMPROVING FINANCIAL OVERSIGHT: ROLE OF THE PUBLIC ACCOUNTS COMMITTEE CLERK MALAWI S EXPERIENCE By Joseph Joel Manzi Clerk of the Public Accounts Committee for ... – PowerPoint PPT presentation

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1
 IMPROVING FINANCIAL OVERSIGHT ROLE OF THE
PUBLIC ACCOUNTS COMMITTEE CLERK  MALAWIS
EXPERIENCE
  • By
  •  Joseph Joel Manzi
  • Clerk of the Public Accounts Committee for Malawi
    Parliament
  •  
  •  
  • 3RD WESTMINSTER WORKSHOP FOR PUBLIC ACCOUNTS
    COMMITTEES HELD IN LONDON, UNITED KINGDOM
  •  
  •  
  • 24TH 27TH JUNE, 2013

2
INTRODUCTION 
  • PACs play critical role of ensuring integrity,
    accountability, transparency and improving
    efficiency in the management of public funds.
  • However, PACs cannot function on their own
    without the support of the Secretariat.
  • Secretariat provides the technical and
    administrative support services to the
    Committee for it to perform its duties
    effectively and efficiently.

3
PAC SECRETARIAT IN MALAWI
  • Standing Orders for the Malawi Parliament
    recognize a need for each Committee to have its
    Secretariat.
  • Standing Order 177 states Each Committee shall
    have committee staff including a Committee Clerk
    and a Parliamentary Researcher and may engage the
    services of technical consultants.

4
In Malawi, PAC secretariat comprises staff from
Parliament and from the Audit Generals Office
(National Audit Office).
  • Staff from Parliament comprises the following,
    among others
  • PAC Clerk as the Lead Clerk
  • 3 other Clerks
  • a Researcher
  • Parliamentary Reporters and Editors of Hansard
    and
  • Other support staff, e.g. Ushers and Audio Visual
    Staff

5
From the National Audit Office
  • The work of the Public Accounts Committee is
    largely based on the Auditor Generals Reports.
  • As such, the Auditor General is the principal
    technical advisor of the Committee as it is
    examining the Reports.
  • In attending the PAC meetings, the Auditor
    General is accompanied by other Senior Auditors
    from his or her office.

6
ROLE OF A PAC CLERK
  • Central coordinating unit in as far as the
    provision of secretarial support services to the
    Committee is concerned.
  • The Clerk is a link between the Committee and
    other members of the Secretariat.
  • CLERKS ROLE SUMMARIZED IN 4 MAIN FUNCTIONS
  • Provision of administrative and secretariat
    services
  • Provision of advice on Committee Practice and
    Procedure
  • Coordination of research and analytical support
    services
  • Managing the interaction between the Committee
    and stakeholders

7
1. Provision of administrative and secretariat
services
  • Preparation of agenda and programme for
    Committee meetings under the direction of the
    Chairperson.
  •  
  • In Malawi, the Rules of the House require that
    notice of the meeting should be circulated at
    least two weeks before the date of the meeting.
    It is, therefore, the Clerks responsibility to
    ensure that this requirement is met.
  • The Clerk ensures that the programme for the
    appearance of the Controlling Officers before the
    Committee is implemented as planned.
  • Minute taking during committee meetings.
  •  
  • Drafting Committee reports .

8
2. Provision of advice on Practice and Procedure
  • Clerk is a non-political officer in the
    Committee. As such, he or she is expected to
    provide his or her advice to the Committee in a
    professional and non-partisan manner.
  • It is also important that the Clerk should be
    familiar with Standing Orders and precedents.
  •  

9
3. Coordination of research and analytical
support services
  • The Clerk provides direction to the Committee
    Researcher to prepare background information
    where necessary on issues under the Committees
    inquiry.
  • The Clerk coordinates the preparatory meetings
    for the Secretariat, i.e. to prepare for draft
    questions and necessary documentation for the
    Committee.
  •  
  • Allocating specific tasks to members of the
    Secretariat either as individuals or as groups,
    e.g. following up with Controlling Officers on
    the written responses to the audit queries.

10
 4. Managing the interaction between the
Committee and stakeholders
  • The Clerk facilitates the interface between the
    Committee and its stakeholders which include
    Controlling Officers summoned to appear before
    the Committee to answer audit queries, Civil
    Society Organizations, the media and the general
    public.

11
ATTRIBUTES OF AN EFFECTIVE PAC CLERK
  • excellent knowledge of Standing Orders and common
    practices.
  • good working relationship with the Chairperson
    and all other Committee Members.
  • political tact
  • non-partisan
  • Proactive
  • communicates at all levels
  • embrace a reading culture.

12
CHALLENGES
  • Frequent changes of the Committee membership
  • In Malawi, powers to appoint and remove a Member
    to and from the Committee, respectively, rest
    with the party Whips whenever they see it fit.
  • No rule to guarantee the tenure of membership to
    a Committee.
  • As such, there are frequent changes to the
    Committee membership which, as a result, pose
    serious challenge to the Secretariat in terms of
    orientation of the new Committee Members.

13
2. Financial limitations
  • Treasury funding, in most cases, is not adequate
    to enable the Committee to meet and carry out its
    planned activities as desired.
  • As a result, the Committee
  • has a backlog of the Auditor Generals Reports
    unattended to and
  • fails to implement capacity building programmes
    for its Members and Secretariat, e.g. training
    workshops and attachments to other Parliaments.

14
3. Understaffing
  • Although Malawi Parliament, through its
    Parliamentary Service Commission (PSC), is
    mandated to recruit its own staff, however, the
    PSC is required to seek authority from the
    Department of Human Resource Management (DHRMD)
    of the Executive Branch of Government to fill
    vacant posts.
  • This poses a challenge in the sense that, in
    certain cases and due to any reasons, the DHRMD
    declines to grant the authority to fill the
    vacant posts, resulting into shortage of staff.

15
MEASURES TO ADDRESS THE IDENTIFIED CHALLENGES
  • 1. Review of the Standing Orders
  • The Malawi Parliament, through its Committee on
    Legal Affairs has just completed a process of
    reviewing the current Standing Orders in which a
    proposal has been made that the tenure of
    Committee membership should be pegged to the life
    of Parliament, a move which is aimed at creating
    a sense of permanence on the Committee membership
    as compared to the current situation.

16
Pledge for increased Treasury Funding and Donor
Support
  • There is commitment from the Ministry of Finance
    to increase allocation for Committee meetings
    including the PAC meetings.
  • In addition, some Development and Cooperating
    Partners, such as Norway, British (DFID), Germany
    which support accountability programmmes in
    Malawi, have pledged financial support to the PAC
    and the National Audit Office.

17
CONCLUSION
  • The role of the PAC Clerk in facilitating the
    PACs oversight function of holding the Executive
    to account for its use of the public funds is
    clearly inevitable and need not to be
    overemphasized.
  • It is, therefore, important for decision makers
    at any level to seriously consider providing the
    necessary support to the PAC Clerks if the PACs
    they are servicing are to operate efficiently and
    effectively.
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