Title: FLCC Seminar
 1FLCC Seminar
- Title Effects of CMP Slurry Chemistry on 
Agglomeration of Alumina Particles and  -  Copper Surface Hardness 
 - Faculty Jan B. Talbot 
 - Student Robin Ihnfeldt 
 - Department Chemical Engineering 
 - University University of California, San Diego 
 
  2Introduction
Integrated Circuit manufacturing requires 
material removal and global planarity of wafer 
surface  Chemical Mechanical Planarization (CMP)
- CMP slurries provide material removal by 
 - Mechanical abrasion 
 - Nanometer sized abrasive particles (alumina) 
 - Chemical reaction 
 - Chemical additives (glycine, H2O2, etc.) 
 
- Material Removal Rate (MRR) is affected by 
 - Abrasive size and size distribution 
 - Wafer surface hardness 
 - Cu is the interconnect of choice- our research 
focus 
  3CMP Schematic
P  1.5-13 psi
V 20-90 rpm
slurry
(100-300 ml/min)
wafer carrier
polishing pad
wafer
(polyurethane)
platen
Cu MRR 50 - 600 nm/min Planarization time  1- 3 
min RMS roughness  lt 1 nm
wafer
Particle concentration  1 - 30 wt Particle 
size  50 - 1000 nm dia
slurry
polishing pad 
 4Motivation
- Better process control 
 - Understand role of slurry chemistry (additives, 
pH, etc.)  - Develop slurries to provide adequate removal 
rates and global planarity  - Prediction of material removal rates (MRR) 
 - Predictive CMP models - optimize process 
consumables  - Improve understanding of effects of CMP variables 
 - Reduce cost of CMP 
 - Reduce defects 
 - Control of abrasive particle size 
 - Control of interactions between the wafer surface 
and the slurry 
  5Research Approach
- Experimental study of colloidal behavior of CMP 
slurries  - Zeta potential and particle size distribution 
measurements  - Function of pH, ionic strength, additives 
 - Alumina particles in presence of common Cu CMP 
additives  - Alumina particles in presence of copper 
nanoparticles  - Measurement of surface hardness as function of 
slurry chemistry  - Develop comprehensive model (Lou  Dornfeld, 
IEEE, 2003)  - Mechanical effects (Dornfeld et al., UCB) 
 - Electrochemical effects (Doyle et al., UCB) 
 - Colloidal effects (Talbot et al., UCSD) 
 
  6Common Cu Slurry Additives
Additives Name Concentration
Buffering agent NH4OH, KOH, HNO3 bulk pH 3-8
Complexing agent - bind with partial or fully charged species in solution Glycine, Ethylene-diamine-tetra-acetate (EDTA), citric acid 0.01-0.1M
Corrosion inhibitor - protect the wafer surface by controlling passive etching or corrosion Benzotriazole (BTA) 3-amino-triazole (ATA) KI 0.01-1wt
Oxidizer - cause growth of oxide film H2O2, KIO3, K3Fe(CN) citric acid 0-2 wt
Surfactant - increase the solubility of surface and compounds Sodium-dodecyl-sulfate (SDS), cetyltrimethyl-ammonium-bromide (CTAB) 1-20 mM
Robin Ihnfeldt and J.B. Talbot. J. Electrochem. 
Soc., 153, G948 (2006). Tanuja Gopal and J.B. 
Talbot. J. Electrochem. Soc., 153, G622 (2006). 
 7Cu CMP Chemical Reactions
- Dissolution 
 - Cu(s)  HL ? CuL(aq)  H  e 
 -  
 - Oxidation 
 - 2Cu  H2O ? Cu2O  2H  2e 
 - Oxide dissolution 
 - Cu2O  3H2O ? 2CuO22-  6H  2e 
 - Complexation (to enhance solubility) 
 - Cu2  HL ? CuL  H
 
  8Chemical Phenomena Chemistry of Glycine-Water 
System
copper-water system CuT10-5M
copper-water-glycine system LT10-1M, 
CuT10-5M
Ref. Pourbaix (1957) (Aksu and Doyle (2002) 
 9Colloidal Aspects of CMP
- Particle  particle 
 - Particle  surface 
 - Particle  dissolution product 
 - Surface  dissolution product
 
  10Experimental Procedure
- Slurry Abrasives 
 - 40 wt a-alumina slurry (from Cabot Corp.) 
 - 150nm average aggregate diameter  20nm primary 
particle diameter  - Common Copper CMP Slurry Additives 
 - Glycine, EDTA, H2O2, BTA, SDS 
 - Copper nano-particles 
 - Added 0.12 mM to simulate removal of copper 
surface during CMP  - lt100 nm in diameter (from Aldrich) 
 - Zeta Potential and Agglomerate Size Distribution 
 - Brookhaven ZetaPlus 
 - Zeta Potential  Electrophoretic light scattering 
technique (2)  - Agglomerate Size  Quasi-elastic light scattering 
(QELS) technique (1)  - All samples diluted to 0.05 wt in a 1 mM KNO3 
solution  - Solution pH adjusted using KOH and HNO3 and 
ultrasonicated for 5 min prior to measuring  -  
 
  11Electrical Double Layer
- Potential at surface usually stems from 
adsorption of lattice ions, H or OH-  - Potential is highly sensitive to chemistry of 
slurry  - Slurries are stable when all particles carry same 
charge electrical repulsion overcomes van de 
Waals attractive forces  - If potentials are near zero, abrasive particles 
may agglomerate 
 ionic strength
Zeta Potential 
 12Zeta Potential
Zeta Potential - Potential at the Stern 
Layer Electrophoresis  Zeta potential estimated 
by applying electric field and measuring particle 
velocity 
Surface charge on metal oxides is pH dependant
M-OH  OH- ? M-O-  H2O M-OH  H ? M-OH2
- IEP at z  0 
 - Slurries are stable when z  gt 25 mV
 
Cabot alumina without additives in 10-3M KNO3 
solution (bars indicate standard deviation of 
agglomerate size distribution)  
 13Zeta Potential
Cabot alumina in 10-3M KNO3 solution with and 
without 0.12mM copper 
- IEP 6.5 with and without copper 
 - IEP9.2 for a-alumina from literature 
 - Impurities (NO3-, SO42-, etc.) may lower IEP 
 - At high pH values magnitude of zeta potential 
lower with copper than without 
M.R. Oliver, Chemical-Mechanical Planarization 
of Semiconductor Material, Springer-Verlag, 
Berlin (2004). G.A. Parks, Chem. Tevs., 65, 177 
(1965). 
 14Agglomerate Size Distribution
Cabot alumina dispersion in 1mM KNO3 solution 
with (red) and without (blue) 0.12 mM copper and 
without chemical additives
- pH 2  presence of copper causes decrease in 
agglomeration  - pH 7  presence of copper causes increase in 
agglomeration 
  15Copper-Alumina-Water System
Potential-pH for Copper-water System Cu10-4M 
at 250C and 1atm (M. Pourbaix 1957)
IEP of CuO  9.5
 Agglomeration behavior is consistent with the 
Pourbaix diagram
Average agglomerate size of bimodal distributions 
in a 1 mM KNO3 solution
G.A. Parks, Chem. Tevs., 65, 177 (1965). Robin 
Ihnfeldt and J.B. Talbot. J. Electrochem. Soc., 
153, G948 (2006). 
 16Zeta Potential
Cabot alumina in 0.1M glycine and 10-3M KNO3 
solution with and without 0.12mM copper 
- IEP 6.5 without copper 
 - IEP9.2 increased with copper
 
M.R. Oliver, Chemical-Mechanical Planarization 
of Semiconductor Material, Springer-Verlag, 
Berlin (2004). G.A. Parks, Chem. Tevs., 65, 177 
(1965). 
 17Copper-Glycine-Water System
Potential-pH for Copper-Glycine-Water 
System Cu10-4M, Glycine10-1M at 250C and 
1atm
- Agglomeration behavior is consistent with 
Pourbaix diagram 
Average agglomerate size of bimodal distributions 
in a 1 mM KNO3 solution with various additives
S. Aksu and F. M. Doyle, J. Electrochemical 
Soc., 148, 1, B51 (2006). 
 18Measuring Wafer Hardness
TriboScope Nanomechanical Testing system from 
Hysitron Inc. 
- 1 cm2 silicon wafer pieces sputter deposited with 
30 nm Ta  1000 nm Cu  - 10 min exposure in 100 ml of slurry solution 
(without abrasives), then removed and dried with 
air and measured 
-  Considerations 
 - Large applied load will increase indentation 
depth   - more likely for underlying layer to affect 
nanohardness measurements  - Slurry solutions with high etch rates will 
decrease copper thickness   - thinner copper layer more likely for underlying 
layer to affect measurements 
Robin Ihnfeldt and J.B. Talbot. 210th Meeting 
Electrochem. Soc., Cancun, Mexico, Oct. 29-Nov. 
3, 602, 1147 (2006).  
 19Copper Surface in Solution
Bulk metallic Cu H 2.3 GPa
Ta2O5 H9 GPa
Surface nanohardness of Cu on Ta/Si (100uN 
applied load) after exposure to 1mM KNO3 solution
-  pH 2  appears that state of surface is Cu 
metal with increase in nanohardness from 
underlying layer  -  pH 7 and 12  hardness less than that of bulk 
metallic Cu  - Cupric hydroxide, Cu(OH)2, is most likely forming
 
S. Chang, T. Chang, and Y. Lee, J. 
Electrochemical Soc., 152, (10), C657 (2005). 
 20Copper Surface in Solution
Surface nanohardness of Cu on Ta/Si (100uN 
applied load) after exposure to 1mM KNO3 solution 
and other additives
Film Growth
Increased Hardness
- Glycine 
 - Surface hardness is less than that of bulk Cu at 
pH 2 and 12   -  Glycine may interact with surface layer to 
decrease compactness  - pH 7 appears to be Cu metal with increase due to 
underlying layer  - Glycine  H2O2 
 - H2O2 increases solubility of Cu-glycinate complex 
or increases Cu oxidation  - Surface is less than bulk Cu at pH 2 and 7  
decrease in compactness due to glycine  - pH 12 appears to be cuprous oxide, Cu2O
 
  21CMP Experiments
- Toyoda Polishing apparatus 
 - (UC Berkeley) 
 - IC1000 polishing pad pre-conditioned for 20 
minutes with diamond conditioner  - Polished 2 min with Cabot alumina
 
- Silicon wafers (100 mm dia.) with 1 mm copper on 
30 nm tantalum  - Total of 18 wafers polished with various slurry 
chemistries and at various pH values 
   22Experimental Copper CMP MRR
MRR is lt20 nm/min for all pH values without 
additives, with 0.1M glycine
MRR is gt100 nm/min for several pH values where 
both glycine and H202 are present 
 23Lou and Dornfeld CMP Model
Basic Eqn. of Material Removal MRR  N x Vol 
 24Conclusions
- Colloidal Behavior 
 - pH has greatest effect on colloidal behavior 
 - Glycine acts as a stabilizing agent for alumina 
 - Presence of Cu nanoparticles can increase or 
decrease agglomeration depending on the state of 
copper in solution  - Agglomeration behavior with copper is consistent 
with potential-pH diagrams  - Nanohardness of Copper Surface 
 - pH of the slurry affects copper surface hardness 
 - Addition of chemical additives has large effect 
on the surface hardness  - State of copper on surface is consistent with 
potential-pH diagrams  - Under certain conditions glycine may cause 
decrease in copper surface hardness 
  25Future Work
- Continue to investigate effect of copper on zeta 
potential and particle size  - Determine state of Cu in solution 
 - Study agglomeration as a function of time 
 - Initial hardness measurements show large 
differences in copper surface with pH and 
chemical addition  - Determine reproducibility of hardness 
measurements  - Determine state of Cu on surface 
 - Modeling  Luo and Dornfeld Model 
 - Incorporate experimental measurements (hardness 
and agglomerate size distribution) into model and 
compare with experimental CMP data  
J. Luo and D. Dornfeld, IEEE Trans. Semi. 
Manuf., 14, 112 (2001). 
 26Acknowledgments
- Funded by FLCC Consortium through a UC Discovery 
grant. We gratefully acknowledge the companies 
involved in the UC Discovery grant Advanced 
Micro Devices, Applied Materials, Atmel, Cadence, 
Canon, Cymer, DuPont, Ebara, Intel, KLA-Tencor, 
Mentor Graphics, Nikon Research, Novellus 
Systems, Panoramic Technologies, Photronics, 
Synopsis, Tokyo Electron  - Prof. Dornfeld and his research group at UC 
Berkeley for use of the CMP apparatus and model 
program  - Prof. Talke and his research group at UCSD for 
the use of the Hysitron Instrument.