Title: Semantics of FOPL
1Lesson 6
- Semantics of FOPL
- Interpretation, models, semantic tableau
2Truth of a formula, interpretation, evaluation
- We have seen (in Lesson 4) that the question
- Is a formula A true?
- is reasonable only when we add
- in the interpretation I for a valuation v of
free variables. - Interpretation structure is an n-tuple
- I ?U, R1,...,Rn, F1,...,Fm?,
- where F1,...,Fm are functions over the universe
of discourse assigned to the functional symbols
occurring in the formula, and - R1,...,Rn are relations over the universe of
discourse assigned to the predicate symbols
occurring in the formula. - How to evaluate the truth-value of a formula in
an interpretation structure I, or for short in
the Interpretation I?
3Interpretation, evaluation of a formula
- We evaluate bottom up, i.e., from the inside
out - First, determine the elements of the universe
denoted by terms, - then determine the truth-values of atomic
formulas, and - finally, determine the truth-value of the
(composed) formula - Evaluation of terms
- Let v be a valuation that associates each
variable x with an element of the universe v(x)
? U. - By evaluation e of terms induced by v we obtain
an element e(x) of the universe U that is defined
inductively as follows - e(x) v(x)
- e(f(t1, t2,...,tn)) F(e(t1), e(t2),...,e(tn)),
- where F is the function assigned by I to the
functional symbol f.
4Interpretation, evaluation of a formula
- Evaluation of a formula
- Atomic formulas I P(t1,...,tn)v the
formula is true in the interpretation I for a
valuation v iff - ?e(t1), e(t2),...,e(tn)? ? R,
- where R is the relation assigned to the symbol P
(we also say that R is the domain of truth of P) - Composed formulas
- Propositionally composed ?A, A ? B, A ? B, A ? B,
A ? B, dtto Propositional Logic - Quantified Formulas ?xA(x), ?xA(x)
- I ?xA(x)v, if for any individual i ? U holds
I Av(x/i), - where v(x/i) is a valuation identical to v up
toassigning the individual i to the variable x - I ?xA(x)v, if for at least one individual i ?
U holds I Av(x/i).
5Quantifiers
- It is obvious from the definition of quantifiers
that over a finite universe of discourse U
a1,,an the following equivalences hold - ?x A(x) ? A(a1) ? ? A(an)
- ?x A(x) ? A(a1) ? ? A(an)
- Hence the universal quantifier is a
generalization of a conjunction existential
quantifier is a generalization of a disjunction. - Therefore, the following obviously holds
- ?x A(x) ? ??x ?A(x), ?x A(x) ? ??x ?A(x)
- de Morgan laws
6Satisfiability and validness in interpretation
- Formula A is satisfiable in interpretation I, if
there exists valuation v of variables that I
Av. - Formula A is true in interpretation I, I A, if
for all possible valuations v holds that I
Av. - Model of formula A is interpretation I, in which
is A true(that means for all valuations of free
variables). - Formula A is satisfiable, if there is
interpretation I, in which A is satisfied (i.e.,
if there is an interpretation I and valuation v
such that I Av.) - Formula A is a tautology (logically valid), A,
if A is true in every interpretation (i.e., for
all valuations). - Formula A is a contradiction, if there is no
interpretation I, that would satisfy A, so there
is no interpretation and valuation, in which A
would be true ?I Av, for any I and v.
7Satisfiability and validness in interpretation
- A ?x P(f(x), x) B ?x P(f(x), x)
- C P(f(x), x)
- Interpretation I UN, f ? x2, P ? relation gt
- It is true that I B. Formula B is in ?N, x2,
gt? true. - Formulas A and C are in ?N, gt, x2? satisfied, but
not true - for e0(x) 0, e1(x) 1 these ?0,0?, ?1,1? are
not the elements of gt, but for e2(x) 2, e3(x)
3, the couples are ?4,2?, ?9,3?, the elements
of relation gt. - Formulas A, C are not in ?N, x2, gt? true
?I Ae0, ?I Ae1, ?I Ce0, ?I Ce1, - only I Ae2, I Ae3, I Ce2, I
Ce3,
8Empty universum?
- Consider an empty universe U ?
- ?x P(x) is it true or not?
- By the definition of quantifiers it is false,
because we cant find any individual which would
satisfy P, then it is true that ??x P(x), so ?x
?P(x), but this is false as well contradiction.
- Or it is true, because there is no element of the
universe that would not have the property P, but
then ?x P(x) should be true as well, which is
false contradiction. - Likewise for ?x ?P(x) leads to a contradiction
- So we always choose a non-empty universe of
interpretation - Logic of an empty world would not be not
reasonable
9Existential quantifier implication?
- There is somebody such that if he/she is a
genius, then everybody is a genius. - This sentence cannot be false ?x (G(x) ?
?xG(x)) - For every interpretation I it holds
- If the truth-domain GU of the predicate G is
equal to the whole universe (GU U), then the
formula is true in I, because the subformula
?xG(x) is true hence G(x) ? ?x G(x), and ?x
(G(x) ? ?xG(x)) is true in I. - If GU is a proper subset of U (GU ? U), then it
suffices to find at least one individual a
(assigned by valuation v to x) such that a is not
an element of GU. Then G(a) ? ?x G(x) is true in
I, because the antecedent G(a) is false. Hence
?x (G(x) ? ?xG(x)) is true in I.
10Existential quantifier conjunction !
- Similarly ?x (P(x) ? Q(x)) is almost a
tautology. It is true in every interpretation I
such that - PU ? U, because then I P(x) ? Q(x)v for v(x)
? PU - or QU U, because then I P(x) ? Q(x) for all
valuations - So this formula is false only in such an
interpretation I where PU U and QU ? U. - Therefore, sentences of a type
- Some Ps are Qs
- are analyzed by ?x (P(x) ? Q(x)).
11Universal quantifier conjunction? Usually no,
but implication!
- Similarly ?x P(x) ? Q(x) is almost a
contradiction! - The formula is false in every interpretation I
such that PU ? U or QU ? U. - So the formula is true only in an interpretation
I such that PU U a QU U - Therefore, sentences of a type
- All Ps are Qs
- are analyzed by ?x P(x) ? Q(x)
- It holds for all individuals x that if x is a P
then x is a Q. - (See the definition of the subset relation PU ?
QU)
12Satisfiability and validness in interpretation
- Formula A(x) with a free variable x
- If A(x) is true in I, then I ?x A(x)
- If A(x) is satisfied in I, then I ?x A(x).
- Formulas P(x) ? Q(x), P(x) ? Q(x) with the free
variable x define the intersection and union,
respectively, of truth-domains PU, QU. For every
P, Q, PU, QU and an interpretation I it holds - I ?x P(x) ? Q(x) iff PU ? QU
- I ?x P(x) ? Q(x) iff PU ? QU ? ?
- I ?x P(x) ? Q(x) iff PU ? QU U
- I ?x P(x) ? Q(x) iff PU ? QU ? ?
13Model of a set of formulas, logical entailment
- A Model of the set of formulas A1,,An is an
interpretation I such that each of the formulas
A1,...,An is true in I. - Formula B logically follows from A1, , An,
denoted A1,,An B, iff B is true in every
model of A1,,An. - Thus for every interpretation I in which the
formulas A1, , An are true it holds that the
formula B is true as well - A1,,An B If I A1,, I An then I B, for
all I. - Note that the circumstances under which a
formula is, or is not, true (see the 1st lesson,
Definition 1) are in FOPL modelled by
interpretations (of predicates and functional
symbols by relations and functions, respectively,
over the universe).
14Logical entailment in FOPL
- P(x) ?x P(x),
- but the formula P(x) ? ?x P(x) is obviously not
a tautology. - Therefore, A1,...,An Z ? (A1?? An ? Z)
holds in FOPL only for closed formulas, so-called
sentences. - ?x P(x) ? P(a) is also not a tautology, and thus
the rule ?x P(x) ? P(a) is not
truth-preserving - P(a) does not logically follow form ?x P(x).
- Example of an interpretation I such that ?x P(x)
is, and P(a) is not true in I - U N(atural numbers), P ? even numbers, a ? 3
15Semantic verification of an argument
- An argument is valid iff the conclusion is true
in every model of the set of the premises. - But the set of models can be infinite!
- And, of course, we cannot examine an infinite
number of models but we can verify the logical
form of the argument, and check whether the
models of premises do satisfy the conclusion.
16Semantic verification of an argument
- Example
- All monkeys (P) like bananas (Q)
- Judy (a) is monkey
- ? Judy likes bananas
- ?x P(x) ? Q(x) QU
- P(a) PU
- -------------------- a
- Q(a)
17Relations
- Propositions with unary predicates (expressing
properties of individuals) were studied already
in the ancient times by Aristotle. - Until quite recently Gottlob Frege, the founder
of modern logic, developed the system of formal
predicate logic with n-ary predicates
characterizing relations between individuals, and
with quantifiers. - Frege, however, used another language than the
one of the current FOPL.
18Aristotle (384 BC March 7, 322 BC)
- a Greek philosopher, a student of Plato and
teacher of Alexander the Great. - He wrote on diverse subjects, including physics,
metaphysics, poetry (including theater), biology
and zoology, logic, rhetoric, politics,
government, and ethics. - Along with Socrates and Plato, Aristotle was one
of the most influential of the ancient Greek
philosophers. They transformed Presocratic Greek
philosophy into the foundations of Western
philosophy as we know it. - Plato and Aristotle have founded two of the most
important schools of Ancient philosophy.
19 Gottlob Frege
- 1848 1925
- German mathematician, logician and philosopher,
taught at the University of Jena. - Founder of modern logic.
20Semantic verification of an argument
- Marie likes only winners
- Karel is a winner
- -------------------------------------- invalid
- ? Marie likes Karel
-
- ?x R(m,x) ? V(x), V(k) ? R(m,k) ?
- RU ? U ? U ltMarie, i1gt, ltMarie, i2gt, ,
ltMarie, ingt - VU ? U i1, i2, , Karel,, in
- The pair ltMarie, Karelgt doesnt have to be an
elements of RU, it is not guaranteed by the
validity of the premises. - Being a winner is only a necessary condition for
Maries liking somebody, but it is not a
sufficient condition.
21Semantic verification of an argument
- Marie likes only winners
- Karel is not a winner
- ------------------------------------- valid
- ? Marie does not like Karel
- ?x R(m,x) ? V(x), ?V(k) ? ?R(m,k)
- RU ? U ? U
- ltMarie, i1gt, ltMarie, i2gt, ltMarie, Karelgt, ,
ltMarie, ingt - VU ? U i1, i2, , Karel, Karel,, in
- Let the pair ltMarie, Karelgt be an element of RU
- then by the first premise Karel has to be an
element of VU, but - it is not so if the second premise is true.
- Hence the pair ltMarie, Karelgt is not an element
of RU. - The validity of the conclusion is guaranteed by
the validity of premises.
22Semantic verification of an argument
- Anybody who knows Marie and Karel is sorry for
Marie. ?x (K(x,m) ? K(x,k)) ? S(x,m) - Some are not sorry for Mariethough they know
her. ?x ?S(x,m) ? K(x,m) - Somebody knows Marie but not Karel. ?x K(x,m)
? ?K(x,k) - We illustrate the truth-domain of predicates K
and S, i.e., the relations KU and SU that satisfy
the premises - KU , ?i1,m?, ? i1,k?, ?i2,m?, ?i2,k?,,
??,m?, - 1. premise 2. premise
- SU , ?i1,m?, ...., ?i2,m?,.........,
??,m?,
23Semantic verification of an argument an
indirect proof
- Anybody who knows Marie and Karel is sorry for
Marie. ?x (K(x,m) ? K(x,k)) ? S(x,m) - Some are not sorry for Mariethough they know
her. ?x ?S(x,m) ? K(x,m) - Somebody knows Marie but not Karel. ?x K(x,m)
? ?K(x,k) - Assume now that all the individuals who are
paired with m in KU are also paired with k in KU - KU , ?i1,m?, ? i1,k?, ?i2,m?, ?i2,k?,,
??,m?, ??,k? -
- SU , ?i1,m?, ...., ?i2,m?,........., ??,m?,
??,m? - contradiction
24Some important tautologies
- ?xA?x? ? A?x/t? term t is substitutable for
x in A - A?x/t? ? ?xA?x?
- De Morgan
- ??x A?x? ? ?x ?A?x?
- ??x A?x? ? ?x ?A?x?
- The laws of quantifier distribution
- ?x A(x) ? B(x) ? ?x A(x) ? ?x B(x)
- ?x A(x) ? B(x) ? ?x A(x) ? ?x B(x)
- ?x A(x) ? B(x) ? ?x A(x) ? ?x B(x)
- ?x A(x) ? B(x) ? ?x A(x) ? ?x B(x)
- ?xA(x) ? ?xB(x) ? ?x A(x) ? B(x)
- ?x A(x) ? B(x) ? ?x A(x) ? ?x B(x)
25Semantic proofs Let AU, BU be truth-domains
of A, B
- ?xA(x) ? B(x) ? ?xA(x) ? ?xB(x)
- If the intersection (AU ? BU) U, then AU and BU
must be equal to the whole universe U, and
vice-versa. - ?xA(x) ? B(x) ? ?xA(x) ? ?xB(x)
- If the union (AU ? BU) ? ?, then AU or BU must be
non-empty (AU ? ?, or BU ? ?), and vice-versa. - ?xA(x) ? B(x) ? ?xA(x) ? ?xB(x)
- If AU ? BU, then if AU U then BU U.
- ?xA(x) ? B(x) ? ?xA(x) ? ?xB(x)
- If AU ? BU, then if AU ? ? then BU ? ?.
- ?xA(x) ? B(x) ? ?xA(x) ? ?xB(x)
- If the intersection (AU ? BU) ? ?, then AU and BU
must be non-empty (AU ? ?, BU ? ?). - ?xA(x) ? ?xB(x) ? ?xA(x) ? B(x)
- If AU U or BU U, then the union (AU ? BU) U
26Some important tautologies
- Formula A does not contain free variable x
- ?xA ? B(x) ? A ? ?xB(x)
- ?xA ? B(x) ? A ? ?xB(x)
- ?xB(x) ? A ? ?xB(x) ? A
- ?xB(x) ? A ? ?xB(x) ? A
- ?xA ? B(x) ? A ? ?xB(x)
- ?xA ? B(x) ? A ? ?xB(x)
- ?xA ? B(x) ? A ? ?xB(x)
- ?xA ? B(x) ? A ? ?xB(x)
- The commutative law of quantifiers.
- ?x?yA(x,y) ? ?y?xA(x,y)
- ?x?yA(x,y) ? ?y?xA(x,y)
- ?x?yA(x,y) ? ?y?xA(x,y) but not
vice-versa!
27Semantic proofs Let AU, BU be truth- domains of
A, B, x is not free in A
- ?xA ? B(x) ? A ? ?xB(x) obvious
- ?xA ? B(x) ? A ? ?xB(x) obvious
- ?x B(x) ? A ? ?x B(x) ? A
- ?x B(x) ? A ? ?x ?B(x) ? A the complement BU
or A is the whole universe ?x ?B(x) ? A ? ??x
B(x) ? A ? ?x B(x) ? A - ?xB(x) ? A ? ?xB(x) ? A
- ?x B(x) ? A ? ?x ?B(x) ? A the complement BU
is non-empty or A ?x ?B(x) ? A ? ??x B(x) ? A ?
?x B(x) ? A
28Semantic tableau in predicate logic
- Proofs of logical validity and argument validity
in 1st-order predicate logic
29Typical problems
- Prove the logical validity of a formula
- A formula F is true in all interpretations, which
means that every interpretation is a model - F
- Prove the validity of an argument
- P1, , Pn Q
- for close formulas iff (P1 ?? Pn ? Q)
- formula Q is true in all the models of the set of
premises P1, , Pn - What is entailed by the given premises?
- P1, , Pn ?
30Typical problems
- Semantic solution over an infinite set of models
is difficult, semantics proofs are tough. - So we are trying to find some other methods
- One of them is the semantic-tableau method.
- Analogy, generalization of the same method in
propositional logic - Transformation to a disjunctive / conjunctive
normal form.
31Semantic tableau in FOPL
- When proving a tautology by
- a direct proof we use a conjunctive normal form
- an indirect proof disjunctive normal form
- In order to apply the propositional logic method
of semantic tableau, we have to get rid of
quantifiers. How to eliminate them? - To this end we use the following rules
- ?x A(x) ? A(x/t), where t is a term which is
substitutable for x in A, usually t x - ?(x)A(x) ? A(a), where a is a new constant (not
used in the proof as yet)
32Rules for quantifiers elimination
- ?x A(x) ? A(x/t), term t is substitutable for x
- If the truth-domain AU U, then the individual
e(t) is an element of AU - The rule is truth-preserving, OK
- ?(x)A(x) ? A(a), where a is a new constant
- If the truth-domain AU ? ?, the individual e(a)
might not be an element of AU - The rule is not truth-preserving!
- ?x ?(y) B(x,y) ? B(a, b), where a, b are
suitable constants - Though if for every x there is a y such that the
pair ltx,ygt is in BU, the pair lta, bgt might not be
an element of BU. - The rule is not truth-preserving!
- However, existential-quantifier elimination does
not yield a contradiction it is possible to
interpret the constants a, b so that the formula
on the right-hand side is true, whenever the
formula on the left-hand side is true. - For this reason we use the indirect proof
(disjunctive tableau), whenever the premises
contain existential quantifier(s)
33Semantic tableau in FOPL disjunctive
- Example. Proof of the logical validity of a
formula - ?x P(x) ? Q(x) ? ?x P(x) ? ?x Q(x)
- Indirect proof (non-satisfiable of formula)
- ?x P(x) ? Q(x) ? ?x P(x) ? ?x ?Q(x) (order!)
-
- ?x P(x) ? Q(x), ?P(a) ? Q(a), P(a), ?Q(a)
- ?x P(x) ? Q(x), ?P(a), P(a), ?Q(a) ?x
P(x) ? Q(x), Q(a), P(a), ?Q(a) -
- Both branches are closed, they are contradictory.
Therefore, the original (blue) formula is
tautology.
34Semantic tableau
- ? ?x P(x) ? Q(x) ? ?x P(x) ? ?x Q(x)
- Negation
- ?x P(x) ? Q(x) ? ?x ?P(x) ? ?x ?Q(x)
- ?x P(x) ? Q(x), ?P(a), ?Q(b)
1.eliminaton ? - diff. const. ! - P(a) ? Q(a), P(b) ? Q(b), ?P(a), ?Q(b) 2.
elimination ? - P(a), P(b) ? Q(b), ?P(a), ?Q(b) Q(a), P(b)
? Q(b), ?P(a), ?Q(b) - P(a), P(b), ?P(a), ?Q(b) P(a), Q(b), ?P(a),
?Q(b) - Q(a), P(b), ?P(a), ?Q(b) Q(a), Q(b),
?P(a), ?Q(b) - Formula is not logically valid, 3. branch is not
closed
35Tableau can lead to an infinite evaluation
- F ?x ?y P(x,y) ? ?x ?P(x,x) ?
- ?x ?y ?z (P(x,y) ? P(y,z) ? P(x,z))
- Variable x is bound by universal quantifier
- We must check all x a1, a2, a3,
- For y we must choose always another constant
- P(a1, a2), ?P(a1, a1)
- P(a2, a3), ?P(a2, a2), ?P(a2, a1)
- P(a3, a4), ?P(a3, a3), ?P(a3, a2)
- P(a4, a5), ?P(a4, a4), ?P(a4, a3)
-
- The problem of logical validity is not decidable
in FOPL
36Tableau can lead to an infinite evaluation
- F ?x ?y P(x,y) ? ?x ?P(x,x) ?
- ?x ?y ?z (P(x,y) ? P(y,z) ? P(x,z))
- What kind of formula is F? Is it satisfiable,
contradictory or logicaly valid? - Try to find a model
- U N
- PU relation lt (less then)
- 1 2 3 4 5 ... satisfiable
- Could the formula F have a finite model?
- U a1, a2, a3, ... ?
- To a1 there must exist an element a2, so that
P(a1, a2), a2 ? a1 - To a2 there must exist an element a3 such that
P(a2, a3), a3 ? a2, and a3 ? a1 otherwise P(a1,
a2) ? P(a2, a1), so P(a1, a1). - To a3 there must exist an element a4 such that
P(a3, a4), a4 ? a3, and a4 ? a2 otherwise P(a2,
a3) ? P(a3, a2), so P(a2, a2).And so on ad
infinitum
37Argument validity- indirect proof
- ?x P(x) ? ?Q(x) ? ?x Q(x) ?x ?P(x)
- ?x P(x) ? ?Q(x), ?x Q(x), ?x P(x)
contradictory? - ?x P(x) ? ?Q(x), Q(a), ?x P(x)
- ?x P(x) ? ?Q(x), ?x P(x), P(a) ? ?Q(a), Q(a),
P(a) - ?P(a), Q(a), P(a) ?Q(a), Q(a), P(a)
-
- Both branches are closed. The set of premises
together with the negated conclusion is
contradictory so the argument is valid
38Argument validity- indirect proof
- ?x P(x) ? ?Q(x) ? ?x Q(x) ?x ?P(x)
- No whale is fish.
- The fish exists.
- --------------------------------------------
- Some individuals are not the whales.
- The set of statements No whale is fish, but
fish exists, All individuals are whales is
contradictory.
39Consistency checking
- There is a barber who shaves just those who do
not shave themselves - Does the barber shave himself?
- ?x ?y ?H(y,y) ? H(x,y) ?
- H(y,y) ? H(a,y), ?H(y,y) ? ?H(a,y) eliminating
? - H(a,a) ? H(a,a), ?H(a,a) ? ?H(a,a) eliminating
? - H(a,a), ?H(a,a) ? ?H(a,a), H(a,a), ?H(a,a) ?
?H(a,a) - H(a,a), ?H(a,a) H(a,a), ?H(a,a)
-
- The first sentence is contradictory anything is
entailed by it. But, such a barber does not exist.
40Summary semantic tableau in FOPL
- We use semantic tableaus for an indirect proof,
i.e., transform a formula to the disjunctive
normal form (branching means disjunction, comma
conjunction) - There is a problem with closed formulas. We need
to eliminate quantifiers. - First, eliminate existential quantifiers replace
the variable (which is not in the scope of any
universal quantifier) by a new constant that is
still not used. - Second, eliminate universal quantifiers replace
the universally bound variables step by step by
suitable constants, until a contradiction
emerges, i.e., the branch gets closed - If a variable x is bound by an existential
quantifier and x is in the scope of a universal
quantifier binding a variable y, we must
gradually replace y by suitable constants and
consequently the variable x by new, not used
constants - If the tableau eventually gets closed, the
formula or a set of formulas is contradictory.
41Example semantic tableau
- ?x?y P(x,y) ? ?y?x P(x,y)
- negation ?x?y P(x,y) ? ?y?x ?P(x,y)
- ?yP(a,y), ?x?P(x,b)
- x/a, y/b (for all, hence also for a, b)
- P(a,b), ?P(a,b)
-
42Example semantic tableau
- ?x P(x) ? ?x Q(x) ? ?x P(x) ? Q(x)
- negation ?x P(x) ? ?x Q(x) ? ?x ?P(x) ?
?Q(x) - ?x P(x), ?P(a), ?Q(a) ?x Q(x), ?P(a), ?Q(a)
- ?xP(x),P(a),?P(a),?Q(a) ?xQ(x),Q(a),?P(a),?Q(a)
-
43Gottlob Frege
- Friedrich Ludwig Gottlob Frege (b. 1848, d. 1925)
was a German mathematician, logician, and
philosopher who worked at the University of Jena.
- Frege essentially reconceived the discipline of
logic by constructing a formal system which, in
effect, constituted the first predicate
calculus. In this formal system, Frege developed
an analysis of quantified statements and
formalized the notion of a proof in terms that
are still accepted today. - Frege then demonstrated that one could use his
system to resolve theoretical mathematical
statements in terms of simpler logical and
mathematical notions. Bertrand Russell showed
that of the axioms that Frege later added to his
system, in the attempt to derive significant
parts of mathematics from logic, proved to be
inconsistent. - Nevertheless, his definitions (of the predecessor
relation and of the concept of natural number)
and methods (for deriving the axioms of number
theory) constituted a significant advance. To
ground his views about the relationship of logic
and mathematics, Frege conceived a comprehensive
philosophy of language that many philosophers
still find insightful. However, his lifelong
project, of showing that mathematics was
reducible to logic, was not successful. - Stanford Encyclopedia of Philosophy
- http//plato.stanford.edu/entries/frege/
44Bertrand Russell
- 1872-1970
- British philosopher, logician, essay-writer
45Bertrand Russell
- Bertrand Arthur William Russell (b.1872 - d.1970)
was a British philosopher, logician, essayist,
and social critic, best known for his work in
mathematical logic and analytic philosophy. His
most influential contributions include his
defense of logicism (the view that mathematics is
in some important sense reducible to logic), and
his theories of definite descriptions and logical
atomism. Along with G.E. Moore, Russell is
generally recognized as one of the founders of
analytic philosophy. Along with Kurt Gödel, he is
also regularly credited with being one of the two
most important logicians of the twentieth
century.
46Kurt Gödel (1906-Brno, 1978-Princeton)
- The greatest logician of 20th century, a friend
of A. Einstein, became famous by his
Incompleteness Theorems of arithmetic
47Russell's Paradox
- Russell's paradox is the most famous of the
logical or set-theoretical paradoxes. The paradox
arises within naive set theory by considering the
set of all sets that are not members of
themselves. Such a set appears to be a member of
itself if and only if it is not a member of
itself, hence the paradox. - http//plato.stanford.edu/entries/russell-paradox/
48Russell's Paradox
- Some sets, such as the set of all teacups, are
not members of themselves. Other sets, such as
the set of all non-teacups, are members of
themselves. Call the set of all sets that are not
members of themselves "R." If R is a member of
itself, then by definition it must not be a
member of itself. Similarly, if R is not a member
of itself, then by definition it must be a member
of itself. Discovered by Bertrand Russell in
1901, the paradox has prompted much work in
logic, set theory and the philosophy and
foundations of mathematics.
49Russell's Paradox
- R the set of all normal sets that are not
members of themselves - Question Is R normal? yields a contradiction.
- In symbols x?R ? (x?x) by the definition of R
- The question R ? R? yields a contradiction
- R?R ? R?R, because
- Answer YES R is not normal, R?R, but by the
definition R is not a member of R, i.e. R?R - Answer NO R is normal, R?R, but then by the
definition R?R (because R is the set of all
normal sets)
50 - Russell wrote to Gottlob Frege with news of his
paradox on June 16, 1902. The paradox was of
significance to Frege's logical work since, in
effect, it showed that the axioms Frege was using
to formalize his logic were inconsistent. - Specifically, Frege's Rule V, which states that
two sets are equal if and only if their
corresponding functions coincide in values for
all possible arguments, requires that an
expression such as f(x) be considered both a
function of the argument x and a function of the
argument f. In effect, it was this ambiguity that
allowed Russell to construct R in such a way that
it could both be and not be a member of itself.
51Russell's Paradox
- Russell's letter arrived just as the second
volume of Frege's Grundgesetze der Arithmetik
(The Basic Laws of Arithmetic, 1893, 1903) was in
press. Immediately appreciating the difficulty
the paradox posed, Frege added to the
Grundgesetze a hastily composed appendix
discussing Russell's discovery. In the appendix
Frege observes that the consequences of Russell's
paradox are not immediately clear. For example,
"Is it always permissible to speak of the
extension of a concept, of a class? And if not,
how do we recognize the exceptional cases? Can we
always infer from the extension of one concept's
coinciding with that of a second, that every
object which falls under the first concept also
falls under the second? These are the questions,"
Frege notes, "raised by Mr Russell's
communication." Because of these worries, Frege
eventually felt forced to abandon many of his
views about logic and mathematics. - Of course, Russell also was concerned about the
contradiction. Upon learning that Frege agreed
with him about the significance of the result, he
immediately began writing an appendix for his own
soon-to-be-released Principles of Mathematics.
Entitled "Appendix B The Doctrine of Types," the
appendix represents Russell's first detailed
attempt at providing a principled method for
avoiding what was soon to become known as
"Russell's paradox."
52Russell's Paradox
- The significance of Russell's paradox can be seen
once it is realized that, using classical logic,
all sentences follow from a contradiction. For
example, assuming both P and P, any arbitrary
proposition, Q, can be proved as follows from P
we obtain P Q by the rule of Addition then
from P Q and P we obtain Q by the rule of
Disjunctive Syllogism. Because of this, and
because set theory underlies all branches of
mathematics, many people began to worry that, if
set theory was inconsistent, no mathematical
proof could be trusted completely. - Russell's paradox ultimately stems from the idea
that any coherent condition may be used to
determine a set. As a result, most attempts at
resolving the paradox have concentrated on
various ways of restricting the principles
governing set existence found within naive set
theory, particularly the so-called Comprehension
(or Abstraction) axiom. This axiom in effect
states that any propositional function, P(x),
containing x as a free variable can be used to
determine a set. In other words, corresponding to
every propositional function, P(x), there will
exist a set whose members are exactly those
things, x, that have property P. It is now
generally, although not universally, agreed that
such an axiom must either be abandoned or
modified. - Russell's own response to the paradox was his
aptly named theory of types. Recognizing that
self-reference lies at the heart of the paradox,
Russell's basic idea is that we can avoid
commitment to R (the set of all sets that are not
members of themselves) by arranging all sentences
(or, equivalently, all propositional functions)
into a hierarchy. The lowest level of this
hierarchy will consist of sentences about
individuals. The next lowest level will consist
of sentences about sets of individuals. The next
lowest level will consist of sentences about sets
of sets of individuals, and so on. It is then
possible to refer to all objects for which a
given condition (or predicate) holds only if they
are all at the same level or of the same "type."
53Russells paradox 3 solutions
- Russell's own response to the paradox was his
aptly named theory of types. Recognizing that
self-reference lies at the heart of the paradox,
Russell's basic idea is that we can avoid
commitment to R (the set of all sets that are not
members of themselves) by arranging all sentences
(or, equivalently, all propositional functions)
into a hierarchy. The lowest level of this
hierarchy will consist of sentences about
individuals. The next lowest level will consist
of sentences about sets of individuals. The next
lowest level will consist of sentences about sets
of sets of individuals, and so on. It is then
possible to refer to all objects for which a
given condition (or predicate) holds only if they
are all at the same level or of the same "type." - This solution to Russell's paradox is motivated
in large part by the so-called vicious circle
principle, a principle which, in effect, states
that no propositional function can be defined
prior to specifying the function's range. In
other words, before a function can be defined,
one first has to specify exactly those objects to
which the function will apply. (For example,
before defining the predicate "is a prime
number," one first needs to define the range of
objects that this predicate might be said to
satisfy, namely the set, N, of natural numbers.)
From this it follows that no function's range
will ever be able to include any object defined
in terms of the function itself. As a result,
propositional functions (along with their
corresponding propositions) will end up being
arranged in a hierarchy of exactly the kind
Russell proposes.
54Russells paradox 3 solutions
- Although Russell first introduced his theory of
types in his 1903 Principles of Mathematics, type
theory found its mature expression five years
later in his 1908 article, "Mathematical Logic as
Based on the Theory of Types," and in the
monumental work he co-authored with Alfred North
Whitehead, Principia Mathematica (1910, 1912,
1913). Russell's type theory thus appears in two
versions the "simple theory" of 1903 and the
"ramified theory" of 1908. Both versions have
been criticized for being too ad hoc to eliminate
the paradox successfully. In addition, even if
type theory is successful in eliminating
Russell's paradox, it is likely to be ineffective
at resolving other, unrelated paradoxes. - Other responses to Russell's paradox have
included those of David Hilbert and the
formalists (whose basic idea was to allow the use
of only finite, well-defined and constructible
objects, together with rules of inference deemed
to be absolutely certain), and of Luitzen Brouwer
and the intuitionists (whose basic idea was that
one cannot assert the existence of a mathematical
object unless one can also indicate how to go
about constructing it). - Yet a fourth response was embodied in Ernst
Zermelo's 1908 axiomatization of set theory.
Zermelo's axioms were designed to resolve
Russell's paradox by again restricting the
Comprehension axiom in a manner not dissimilar to
that proposed by Russell. ZF and ZFC (i.e., ZF
supplemented by the Axiom of Choice), the two
axiomatizations generally used today, are
modifications of Zermelo's theory developed
primarily by Abraham Fraenkel.