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Title: Comparative%20Politics%201%20POL1010


1
Comparative Politics 1POL1010
  • Lecture 4
  • 28th October 2004, 3-4pm
  • Classifications of Political Systems and
    Comparing Governments

2
Essay Deadlines 2004/05
  • Formative Essay Tuesday 16th
  • November 2004
  • Summative Essay 1 Thursday 3rd
  • February 2005
  • Summative Essay 2 Tuesday 26th
  • April 2005

3
Lecture Plan
  • Why Classify Political Systems?
  • Aristotles Classification
  • Aristotles Ideal Type
  • The 18th Century and the Development of
    Constitutional Systems
  • The 20th Century and the Three Worlds Typology
  • The Fall of the Three Worlds Typology
  • Regimes in the Modern World
  • Contemporary Regime Classification

4
Why Classify Political Systems?
  • it is essential to boosting our understanding of
    politics and governments
  • to facilitate evaluation of political systems

5
Aristotles Classification
  • Democracy
  • Oligarchy
  • Tyranny
  • Aristotle formulated his classification by
  • asking two questions
  • who rules?
  • who benefits from the rule?

6
Aristotles Six Forms of Government
Tyranny Oligarchy Democracy
Monarchy Aristocracy Polity
7
Aristotles Ideal Type
  • Tyranny was the worst form of government possible
    as it reduced citizens to slaves.
  • Monarchy and Aristocracy were impractical systems
    as they were based on a willingness to put the
    interests of the community before the rulers own.
  • Polity rule by the many for the interests of
    all, was accepted by A as being the most
    practicable form of systems
  • The ideal type of political system was one which
    had elements of both democracy and aristocracy
    mixed constitution which left government in the
    hands of the middle classes.

8
18th Century and the Development of
Constitutional Systems
  • Three specific political systems ensure that
  • Aristotles classification was outdated
  • Constitutional republicanism established in the
    USA via the War of Independence (1775-1783)
  • Democratic radicalism unleashed in France via the
    French Revolution of 1789
  • Parliamentary government which emerged in the UK

9
18th Century and the Development of
Constitutional Systems (contd)
  • From the 18th century governments were
  • increasingly classified as
  • Monarchies or republics
  • Autocratic or constitutional regimes

10
The 20th Century and the Three Worlds Typology
  • During the 20th century these distinctions
  • have been sharpened further.
  • Collapse of political systems post-WW2 led to
  • The three worlds typology in the 1960s. The
  • three worlds classification of political
    systems
  • dominated with systems seen as either
  • 1. a capitalist first world
  • 2. a communist second world
  • 3. a developing third world

11
The 20th Century and the Three Worlds Typology
(contd)
  • The three-world classification had economic,
  • ideological, political and strategic
  • dimensions
  • Economic
  • 1. Industrialised regimes were first in
    economic terms
  • 2. Communist regimes were capable only of
    satisfying their populations most basic needs
  • 3. Less developed countries of the third world
    were third in the sense that they were
    economically dependent

12
The 20th Century and the Three Worlds Typology
(contd)
  • Ideological
  • First world vs. second world
  • Capitalism vs. Communism

13
The Fall of the Three Worlds Typology
  • The 1970s and the emergence of the fourth world
  • Democratisation in Latin America
  • Fukuyama the end of history (1989) and the
    triumph of western liberal democracy

14
Regimes of the Modern World
  • Criteria for a new typology
  • Who rules?
  • How is compliance assured?
  • Is government centralised or fragmented?
  • How is power acquired?
  • What is the balance between state and individual?
  • How is economic life organised?
  • Is the regime stable?

15
Contemporary Regime Classification
  • constitutional-institutional approach
    distinction between presidential / parliamentary,
    federal / unitary
  • structural-functional approach developed out of
    systems theory which was prominent in the 1950s
    and 1960s
  • economic-ideological approach again a system
    approach which focuses upon the level of material
    development in a country and also its broader
    ideological orientation

16
Contemporary Regime Classification
  • It is by virtue of the systems approaches that
  • five regime types can finally be delineated,
  • regime types which are fit for contemporary
  • world we live in
  • Western Polyarchies
  • Post-Communist Regimes
  • East Asia Regimes
  • Islamic Regimes
  • Military Regimes

17
Western Polyarchies
  • The term polyarchy was first coined by Robert
  • Dahl and Charles Lindblom in their 1953 book
  • Politics, Economics and Welfare
  • Polyarchical regimes have two essential
  • features
  • relatively high tolerance of opposition seen as
    a means to check the power of government
  • it ensures that participation in politics should
    be open and responsive to the public

18
Polyarchies in Practice
  • Arend Lijphart distinguished between two
  • types of Western polyarchy majority
  • democracies and consensus democracies
  • (1984, 1990).
  • Majority democracies include Westminster
  • model, UK, NZ, Australia, Canada, Israel
  • and India

19
Majority Democracies
  • Majoritarian Systems are often marked by
  • Single-party government
  • A two-party system
  • Simple plurality or first past the post voting
    system
  • Unitary or centralised government
  • An uncodified constitution

20
Consensus Democracies
  • In contrast to the majority systems above,
  • consensus or pluralist western polyarchies
  • are characterised by the diffusion of power
  • throughout the governmental and party
  • systems e.g. USA
  • Consociational democracies Netherlands,
  • Belgium, Austria and Switzerland

21
Consensus Democracies
  • Consensual (Pluralistic, Consociational) Systems
  • are often marked by
  • Coalition governments
  • A separation of powers between executive and
    assembly
  • A multiparty system
  • Proportional representation voting system
  • Federalism / devolution
  • Constitution and bill of rights

22
Terminology
  • Preference for the Term Polyarchy over
  • Democracy
  • The reason that the word polyarchy is viewed
  • as being preferable to liberal democracy is two-
  • fold
  • it avoids the normative implications of LD
  • the term realises the reality that very often
    regimes fall short of the goal of democracy

23
Postcommunist Regimes
  • The collapse of communist regimes of
  • eastern Europe between 1989-1991 opened
  • a whole process of democratisation that
  • drew heavily upon the western liberal
  • Democratic model.
  • Two central features of this democratisation
  • process, the need for
  • Multiparty systems
  • Market-based economic reforms

24
East Asian Regimes
  • In the second half of the 20th century the
  • worlds economic focus has shifted from the
  • West to the East.
  • Eastern Polyarchies
  • These systems are focussed more around economic
    than political goals
  • This is broad support for strong government and
    state
  • Support and heavy identification with the leader
    Confucian stress on loyalty

25
Islamic Regimes
  • Two ways of coming into being
  • 1. those states where the existing political
    order has been overtly challenged Iranian
    revolution of 1979. Similar stories in Sudan and
    Pakistan
  • 2. cases where regimes have been deliberately
    constructed along Islamic lines e.g. Saudi
    Arabia which has been Islamic since its inception
    in 1932.

26
Military Regimes
  • This last regime classification is one in
  • which the system is dependent upon the use
  • of military power and coercion.
  • Two different categories that we can place
  • these in
  • Classical form is the military junta
  • Military-backed personalised dictatorship

27
Bibliography
  • Aristotle Politics Oxford Clarendon Press
  • Dahl, R. and Lindblom, C. (1953) Politics,
  • Economics and Welfare New York, NY
  • Harper and Row.
  • Fukuyama, F. (1989) The End of History? in The
  • National Interest Summer.
  • Hobbes, T. 1651 (1968) Leviathan Penguin.
  • Lijphart, A. (1984) Democracies Patterns of
    Majoritarian
  • and Consensus Government in Twenty-One Countries
  • World Bank (1985) World Bank Development Report
    1985
  • Washington, DC World Bank.
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