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CS 521

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Title: CS 521


1
CS 521
  • Software Engineering Analysis

2
Course Topics
  • Measurement
  • Basic Concepts
  • Measurement in SE
  • Empirical Strategies
  • Surveys
  • Case Studies
  • Experiments
  • Empiricisms in SE
  • Experiment Planning
  • Hypothesis Formulation
  • Variable Selection
  • Subjects
  • Design
  • Instrumentation
  • Validity
  • Threats to Validity
  • Evaluation
  • Cyber-Physical Systems
  • Definition
  • Specification
  • Design
  • Analysis
  • Testing
  • Security and Trustworthiness

3
cyber-physical system (CPS)
  • A system featuring a tight combination of, and
    coordination between, the systems computational
    and physical elements.
  • Today, a pre-cursor generation of cyber-physical
    systems can be found in areas as diverse as
    aerospace, automotive, chemical processes, civil
    infrastructure, energy, healthcare,
    manufacturing, transportation, entertainment, and
    consumer appliances.
  • This generation is often referred to as embedded
    systems. In embedded systems the emphasis tends
    to be more on the computational elements, and
    less on an intense link between the computational
    and physical elements.
  • Unlike more traditional embedded systems, a
    full-fledged CPS is typically designed as a
    network of interacting elements instead of as
    standalone devices. The expectation is that in
    the coming years ongoing advances in science and
    engineering will improve the link between
    computational and physical elements, dramatically
    increasing the adaptability, autonomy,
    efficiency, functionality, reliability, safety,
    and usability of cyber-physical systems.

4
Recent developments
  • Infrastructure getting modernized
  • Ratio of advanced to regular meters 4.7 (FERC,
    2008)
  • Island of Malta becomes smart grid island
  • Enemalta and Water Services Corp. to conduct
    remote monitoring 250,000 smart meters
  • 400,000 population
  • 90M expense
  • Network to be completed by 2012
  • Remote monitoring, meter reading, and real-time
    management of network
  • Real time monitoring and smart meters -gt time of
    day pricing
  • Xcel Energy Boulder as first Smart Grid City in
    the U.S.
  • First fully integrated smart Grid in U.S.
  • PGE rolling out several million smart meters in
    N.Cal
  • Alliander - Amsterdam green grid city project
  • Several 100 households
  • Target completion 2012
  • Total 1B investment
  • Estimated cost 410/household over 15 years for
    installation of smart grid
  • Experted emmissions reduction 40 by 2025

5
The Utility Industry is undergoing rapid change -
Google Power Meter
  • Source SmartGridNews.com
  • Google is announcing Google PowerMeter, which
    will ultimately become an open platform for home
    energy information.
  • PowerMeter is currently in internal beta testing.
    About four dozen Google employees have home
    energy monitors to record their power usage (as
    proxies for the smart meters of the future). A
    Home Energy gadget on their iGoogle home pages
    shows them how much energy they are using. The
    gadget tracks historical data and forecasts
    future trends (similar to the displays available
    for some of Googles finance applications).
  • Giving Customer information so they can act
    and help with demand response
  • The PowerMeter Platform
  • Underneath the PowerMeter gadget is an open
    systems platform that Google equates to Google
    Maps, the highly successful geospatial system
    that has become the foundation for thousands of
    applications.
  • Although the company uses the Maps comparison,
    PowerMeter may actually have more in common with
    Google Android and Google Health. Android is a
    platform for building mobile phone applications.
    It deals not just with data, but also with
    hardware. In a similar fashion, Google PowerMeter
    will ultimately need to interface with smart
    meters, thermostats and other devices.
  • . Intelligent software with real time
    information pushes consumption away from high
    peak load areas

6
Wikipedia Smart Grid
  • A smart grid delivers electricity from suppliers
    to consumers using digital technology to save
    energy, reduce cost and increase reliability.
  • Such a modernized electricity network is being
    promoted by many governments as a way of
    addressing energy independence or global warming
    issues.
  • For example, if smart grid technologies made the
    United States grid 5 more efficient, it would
    equate to eliminating the fuel and greenhouse gas
    emissions from 53 million cars.
  • United States Congress to pass legislation that
    included doubling alternative energy production
    in the next three years and building a new
    electricity "smart grid".
  • Alternative fuel sources would require a smart
    and flexible grid

7
Open protocol and standards is the way to go
  • "(F) OPEN PROTOCOLS AND STANDARDS. The
    Secretary shall require as a condition of
    receiving funding under this subsection that
    demonstration projects utilize open protocols and
    standards (including Internet-based protocols and
    standards) if available and appropriate." (P.30,
    Section 405 A-F).
  • Government plays an important role

8
So where are we headed with Smart Grid?
  • Long Term - decades
  • - What is the model of the Smart Grid?
  • Bringing it alive?
  • Knows its status - sensors
  • Makes smart decisions intelligent decision
    making (decentralized)
  • Fixes/modifies/evolves itself like a living
    organism Control
  • Changes its topology
  • This is the queen of infrastructures
  • Short and Medium
  • Is flexible quick repair
  • Can take in new energy sources such as wind /
    solar / renewables?
  • Can we connect to PHEVs?
  • Do we have any smart grids today YES!

9
Organize Thought Leadership Forums on Smart Grid
of Future
  • Next Forum, June 18, 2009
  • Current technical limitations of 100 year old
    electric grid infrastructure in the United States
  • Various visions of the Smart Grid from DOE,
    National Labs, how it relates to technologies
    available today
  • Technologies adopted by successful
    implementations of Smart Grid across the US and
    abroad
  • Open-systems wireless/comm interface software and
    standards based approach
  • Advanced wireless, RFID and RF-sensors
    technologies and their convergence with the grid
  • California Energy Commission, Defense Energy
    Support CenterElectric Power GroupEPRIGlobal
    Quality Corp.Hughes Network SystemsISGEC
    GroupIsmb - istituto superiore mario
    boellaLanTech, Inc.Motorola, Inc.

San Diego Gas ElectricSempra Energy/The Gas
CompanySouthern California Edison
CompanySouthern Contracting CompanyTechnoCom
CorporationUniversal Devices, IncUniversity of
South CarolinaUtility Consulting Group
10
Previous forum, March 18, 2009
  • Electric Power Group
  • Qualcomm Ventures
  • Capgemini
  • Los Angeles Dept Water Power
  • BC Hydro
  • Lawrence Berkeley National Laboratory
  • Sempra Energy/The Gas Company
  • NERC Cyber Security CIP Program
  • Siemens
  • Oracle Corporation
  • Next forum, November,2009

11
RESEARCH
  • Variable and uncertain sources
  • Solar
  • Wind
  • Variable sinks
  • Appliances
  • Spatial and Temporal sources
  • and sinks
  • PHEVs / hybrids
  • Demand Response
  • Plug and Play
  • Open Architecture
  • An intelligent network making decisions

12
Infrastructure upgrade challenge but
opportunity
  • Electric grid set up about100 years ago
  • 157,000 miles of high voltage electric
    transmission lines
  • Since 1990, demand has increased 25
  • Construction of power plants has decreased 30
  • Recent history .
  • Wikiepedia -  The energy crisis was
    characterized by a combination of extremely high
    prices and rolling blackouts. Price instability
    and spikes lasted from May 2000 to September
    2001. Due to price controls, utility companies
    were paying more for electricity than they were
    allowed to charge customers, forcing the
    bankruptcy of Pacific Gas and Electric and the
    public bail out of Southern California Edison.
    This led to a shortage in energy and therefore,
    blackouts. Rolling blackouts began in June 2000
    and recurred several times in the following 12
    months.
  • 2003 rolling blackout (Cleveland isolation, 55M
    people affected)
  • Opportunity to support changing demands of the
    customer via a flexible infrastructure

13
Demand response
  • Demand Response Definition (LBL) DR is a set of
    time-dependent activities that reduce or shift
    electricity use to improve electricity grid
    reliability, manage electricity costs, and
    encourage load shifting or shedding when the grid
    is near its capacity or electricity prices are
    high.

  • LBL Demand Response 2004
    Test
  • FERC - 8 percent of energy consumers in US have
    demand response program
  • Potential demand response from all U.S. programs
    41,000 MW, or 5.8 of peak demand.
  • Is increase of 3,400 MW from the 2006 estimate
  • largest demand response resource contributions
    from Mid-Atlantic, Midwestern and Southeastern
  • Ontario Smart Grid Forum - ..providing
    transparent electricity prices to consumers
    together with time-of-use rates can lead to
    consumption reductions that range from five to
    fifteen per cent.

14
A new grid over the next 25-50 yearsData network
Power Network, Is there a parallel?
15
Challenges and research opportunities
  • Lack of clear definition on what the Smart Grid
    will or should look like
  • Lack of clear articulation from leaders to
    citizens on the benefits and reason for
    investment
  • Lack of on interfaces between devices, networks,
    appliances, meters, infrastructure (need for open
    interfaces)
  • Lack of acceptance of problems vendors systems
    sometimes talk even when standard interfaces are
    developed
  • Economic justification at the unit level (home,
    office, factory) is challenging
  • How does one pay for the investment?
  • Who pays?
  • How does utility charge for it? Utilities are
    highly regulated
  • How does community discount it? Concern about
    certain vendors getting additional advantage
  • Rate adjustments incremental would be necessary
  • All parties to not share the same vision of the
    Smart Grid
  • Evolution versus revolution conflict in
    approaches
  • Are there appropriate incentives from government
  • Regulatory challenges utilities are regulated
  • Infrastructure not ready today to turn on the
    switch
  • In the Smart Grid of the Future, what becomes of
    utilities (only a pipe? Or have content what
    is the meaning of content in the Smart Grid of
    the Future)?

16
Where does Wireless Technology Come in?
  • Does not require large amounts of fixed
    infrastructure
  • New generations of technology can easily replace
    older generations without having to remove cables
  • Next generation of appliances can be done easily
  • Infrastructure itself can be upgraded frequently
    (e.g. 1G -gt 2G -gt 3G -gt 4G)
  • Benefits of wireless, variability in performance
    and resource requirement
  • Long range / short range
  • Low bandwidth / high bandwidth
  • Delays in networks constantly reducing
  • Much lower investment to start getting benefits
    of Smart Grid

17
The Wireless Internet of Artifacts 2.0 Edge,
middle, core
  • Edgeware - edge of the network generates
  • Sensor data from increasingly powerful sensing
  • devices
  • Variable data rates depending on the application
  • E.g. temperature-sensing RFIDs on power lines
  • Location (GPS or RTLS) on field equipment
  • Sensors are talking to decision making software
    which in turn is routing energy in various
    directions much like a router is forwarding data
    packets to the right destination
  • Middleware
  • Determines what to do with the sensor data, adds
    intelligence, and then executes it
  • Gets high level controls from next layer and
    executes on it
  • Centralware
  • Makes decision on what needs to get done
  • Central repository of information

18
The Wireless Internet of Artifacts 2.0
  • Filtration
  • Where is the filtration Edge/Middle/Core?
  • Where do the rules for filtration come from
    Core?
  • Edge node is smart and knows at some level what
    to do
  • How does one distinguish between the Edge, Middle
    and Core nodes? Why three levels?
  • Aggregation
  • Two sensor streams (S1 and S2) need to be
    combined into one (e.g. power sensor status in
    combination with temperature and motion status
    can be used to create a single boolean, at what
    level should the stream be discarded and only the
    boolean propagated further?
  • Messaging

19
Cyber security in the Smart Grid
  • Cyber and Physical Security is important for the
    Smart Grid
  • Security of Wireless Devices is a bigger
    challenge than wired devices
  • Devices operating on standard wireless interfaces
    would require standardized security protocols
  • Existing protocols such as 802.11i, WEP, WPA,
    Public key/Private Key, etc. require systematic
    investigation and eventually security will scale
    out similar to the net i.e. mixed/heterogeneou
  • Definition and meaning of security to an
    appliance needs to be researched
  • Physical security would involve adding
    motion/video/infrared sensors which would be
    integrated into the architecture of the system

20
Source CNET Grid gets hacked
  • Spies from other countries have hacked into the
    United States' electricity grid, leaving traces
    of their activity and raising concerns over the
    security of the U.S. energy infrastructure to
    cyberattacks.
  • The Wall Street Journal on Wednesday published a
    report saying that spies sought ways to navigate
    and control the power grid as well as the water
    and sewage infrastructure. It's part of a rising
    number of intrusions, the article said, quoting
    former and current national security officials.
  • There have long been concerns over securing the
    power grid and other infrastructure. Those
    security issues are mounting as utilities use
    more Internet-based communications and software
    to control the grid through smart-grid
    technology.
  • A report by security firm IOActive last
    month warned that people with 500 worth of
    equipment and the right training could manipulate
    smart meters with embedded communications in
    people's homes to potentially disrupt operation
    of the grid.
  • WIRELESS and Security
  • - Business case for Wireless relies on
    scalability, upgradeability and cost
  • - What is the model of security on the Smart
    Grid? Just like on the net, there will not be a
    single source of attack and so there will not be
    a single source of security
  • - What do you protect and where? You will have
    to made decisions based on cost benefit analysis,
    e.g. in the home the security requirements are
    different from the enterprise Denial of
    service, Protocol hacked, firewalls, encryption
  • - Benefits - Mobile phones today are secure so
    wireless on the Grid can be made secure
  • -

21
Reconfigurable Wireless Interface for Networking
of Sensors (ReWINS) Architecture
-
-
Hardware design of Intelligent sensor and
wireless interface
Fig. 1 Architecture of Intelligent sensor
Interface
  • Multiple protocols
  • Variable payloads - depending on the level of
    intelligence required by smart appliance
  • Existing devices - Works with existing devices
    and open for scaling up
  • Multiple sensors temperature, humidity, motion,
    shock, acceleration, gyroscopic, chemical
  • Embedded demand response intelligence within
    low-power Atmel processor
  • Accept time of day pricing
  • Framework for open AMI connects with
    thermostats, meters, appliances, and HANs

22
WINSmartGrid - Reconfigurable Wireless Interface
for Networking of Sensors (ReWINS)
23
WINSmartGrid Technology
  • Low Power technology
  • Open architecture
  • Standards-based hardware adapted to fit the
    problem resulting in lower overall cost
  • Wireless infrastructure for monitoring
  • Wireless infrastructure for control
  • Two-way communication
  • Service architecture with layers - Edgeware,
    Middleware and Centralware
  • Over the air download for real-time
    reconfigurability with wireless
  • Plug-and-Play approach to network installation
  • Reconfigurability - The capability of the
    technology to be reconfigurable allows OTA (over
    the air) upgrade of the firmware to be able to
    handle different appliances, applications,
    sensors, controllers, thermostats, smart meters,
    PHEVs.

24
WINSmartGrid Architecture
  • Wireless protocols issues for in-home, in-office
    and in-factory
  • Zigbee / 6LoPan / Home plug
  • WiFi
  • Bluetooth
  • Rubee
  • EPC / RFID
  • Protocols for in-field
  • Transmission Infrastructure CDMA, GPRS, LTE,
    WiMAX, Broadband over power lines
  • Tracking and sensing technology for meters
  • Active versus Passive
  • UHF/LF/HF/433Mhz
  • Data layer architecture issues
  • Bandwidth requirement
  • Power constraints
  • Security Requirements
  • Database requirements

25
Characteristics of WINSmartGrid
  • Low Power technology
  • Standards-based adapted to fit the problem
    resulting in lower overall cost
  • Wireless infrastructure for monitoring
  • Wireless infrastructure for control
  • Service architecture with three layers -
    Edgeware, Middleware and Centralware
  • Open architecture for easy integration
  • Plug-and-Play approach to architecture
  • Reconfigurability - The capability of the
    technology to be reconfigurable allows OTA (over
    the air) upgrade of the firmware to be able to
    handle different devices, applications, sensors,
    controllers, thermostats, etc.

26
Smart Grid in WINSmartHome
  • Three layers
  • Research issues
  • What is the in-home architecture?
  • How does the 3 layer model work?
  • Which wireless comm protocol will actually work?
  • Are current wireless protocols adequate?
  • How can security be done and how important is
    security?

27
  • WINSmartGrid UI
  • Simplicity for consumer use
  • Remote access and control
  • Open systems and tools for integration

Energy Manager
28
The Smart Grid Research Center In Progress
Work force (physical, social)
Grid (physical)
Technology (cyber and physical)
  • Partnership Academia, Utilities, Government
    Labs, Regulators, Industry
  • Demo on UCLA Micro Grid
  • March 2010
  • Develop demand response capability with UCLA
    WINSmartGrid
  • Objective
  • to determine how demand response is accepted in
    Micro Grids
  • to determine what the reduction demand
    response will be
  • to determine what the wireless and mobile
    communications infrastructure will look like for
    a scalable micro grid.
  • to connect various smart appliances and devices
    on campus with the objective of studying how a
    heterogeneous wireless infrastructure performs
    when scaled up.
  • open-systems to allow vendors to create
    plug-and-play sensor-enabled appliances
  • PHEV affect on location-centric and

29
Research Thoughts Wireless Internet for Smart
Grid
  • Long Term (25 years vision) versus short term (5
    years)
  • Europe is ahead of us
  • PHEVs will eventually play a very important role
  • Major research issues
  • Software architecture
  • Integration of sensor interface with demand
    response and building energy infrastructure
  • Smart Home Architecture
  • Control loop in heterogeneous systems
  • Plug and play
  • Model of cyber with infrastructure
  • Security needs to be solved before utilities will
    start to use wireless on a wide scale

30
The Wireless Internet of Artifacts Version 2.0
  • Heterogeneous wireless grid with mobile/roaming
    artifacts (objects, ICT devices people)
  • Constantly in communication with the
    infrastructure
  • Control decisions made at the edge of the network
    (via Edgeware), in the middle (via Middleware) or
    at the core (Centralware)?
  • How is work load and intelligence distributed
    between these layers?
  • Messaging engine becomes key to transmit control
    data
  • Sitting on these networks are layers of I.P.
  • What does this protocol look like? Is the
    current I.P. protocol good enough? Should
    high-media content (such as sending video over
    HAN) adopt a different network approach from the
    rest of the network that only sends period sensor
    data? Is Video input a sensor?
  • Allow rich content to move rapidly
  • Have intelligence
  • location-specific media compression, analysis and
    representation
  • Time-specific DRM
  • Context specific commerce models

31
The Wireless Internet of Artifacts
  • Infrastructure
  • With advances in technologies such as EVDO,
    WIMax, Zigbee, UWB, Rubee
  • Each wireless internet link will provide SLAs
    that data owner can purchase (Google open model)
  • Resources within a wireless network SLA would
    include variables such as
  • Bandwidth
  • Power utilization (sensor data that needs to be
    sent infrequently between two nodes would opt for
    low-power networks such as a zigbee networks)
  • Wireless networks that are remote would utilize
    energy harnessing (green circuits) to offer
    lower-cost transmission
  • Designing, managing, controlling, using, and
    benefiting from a new genre of wireless internet
    of artifacts provides for interesting
    opportunities in the future. 

32
Measurement
  • What is not measurable, make measurable
    Galileo Galilei (1564 1642)
  • Suggests that one of the aims of science is to
    find ways to measure attributes of things we are
    interested.
  • Measurement lies at the heart of many systems
    that govern our lives.

33
  • Measurement process by which numbers or symbols
    are assigned to attributes of entities in the
    real world in such a way as to describe them
    according to clearly defined rules.
  • Entity object or an event in the real world
  • Attribute is a feature or property of an entity

34
Measurement
  • Definition far from clear cut
  • Height of person, but what about IQ, or quality
    of a wine?
  • Measuring Instrument?
  • Margin for error with best instruments
  • What scale is appropriate?
  • We can say Joe is twice as tall as Fred, but why
    not yesterday was twice as hot
  • We can take the average grade for a quiz, but
    what about the mean of the jersey numbers of the
    Seahawks?

35
Measurement
  • Measurement is a direct quantification
  • Calculation is indirect, we take measurements and
    combine them into a quantified item that reflects
    some attribute we are trying to understand
    (overall score in a decathlon)
  • In SE we often want to combine measurements to
    understand the Big Picture when discussing a
    project

36
Measurement in SE
  • Software Engineering describes the collection of
    techniques that apply an engineering approach to
    construction and support of software products.
  • Activities include
  • Managing
  • Costing
  • Planning
  • Modeling
  • Analyzing
  • Specifying
  • Designing
  • Implementing
  • Testing
  • Maintaining
  • Continually striving to improve process and
    product

37
Measurement
  • Electrical, Mechanical, Civil Engineering rely on
    measurement measure variables, changes in
    behavior, measuring causes and effects EE uses
    instruments to measure voltage, current,
    resistance to design circuits
  • Measurement Considered a luxury in SE

38
Measurement in SE
  • Fail to set measurable targets, thus cannot tell
    if we met our goals
  • User friendly
  • Reliable
  • Fail to understand components costs
  • Cost of design from cost of coding, testing
  • Do not predict quality
  • Will or product fail
  • We allow anecdotal evidence to convince us to try
    yet another revolutionary technology

39
Measurements in SE
  • Measurements made infrequently, inconsistently,
    and incompletely.
  • Can they be repeated?

40
Measurements in SE
  • Managers
  • What does each process cost?
  • How productive is the staff?
  • How good is the code being developed?
  • Will the user be satisfied with the products?
  • How can we improve?

41
Measurements in SE
  • Engineers
  • Are the requirements testable?
  • Have we found all the faults?
  • Have we met our product or process goals?
  • What will happen in the future?

42
Scope of SE Metrics
  • Cost and effort estimation
  • Productivity Measure
  • Data Collection
  • Quality Models and Measurement
  • Reliability Models

43
Exercise
  • 1. Explain the roll of measurement in determining
    the best players in your favorite sport.
  • 2. How do you begin to measure quality of a
    software product?

44
Software Engineering Technology Infusion at NASA
  • (1) understand the difference between technology
    transfer (the adoption of a new method by large
    segments of an industry) as an industry-wide
    phenomenon and the adoption of a new technology
    by an individual organization (called technology
    infusion), and
  • (2) does software engineering technology transfer
    differs from other engineering disciplines. While
    there is great interest today in developing
    technology transfer models for industry, it is
    the technology infusion process that actually
    causes changes in the current state of the
    practice.

45
Tech Transfer Problem
  • One reason why there is so much interest in the
    diffusion of innovations is because getting a new
    idea adopted, even when it has obvious
    advantages, is often very difficult. There is a
    wide gap in many fields, between what is known
    and what is actually put into use. Many
    innovations require a lengthy period, often of
    some years, from the time when they become
    available to the time when they are widely
    adopted.
  • Problem how to speed up the rate of diffusion of
    an innovation

46
Changes
  • process improvement involves changes
  • Minor replacing one compiler or editor by
    another
  • Major changes that affect the entire development
    process (e.g., using Cleanroom software
    development and eliminating much of the unit
    testing phase).

47
Product Adoption
48
Product Adoption
  • First few customers are the oddballs or
    eccentrics of society, who adopt a new product.
  • Following them are the opinion leaders, who
    then givetheir approval to the product. Society
    then follows these opinion leaders, and product
    growth follows rapidly.
  • During the mature stage, as the market saturates,
    growth levels off, giving the characteristic
    S-curve.

49
Technology Transfer
  • Gatekeepers. Technology transfer follows a
    similar process. One member of an organization,
    often called the gatekeeper, monitors
    technological developments, and chooses those
    that seem appropriate for inclusion in an
    organization hence opens the gate to the new
    technology.
  • Because this role is often informal, it may fall
    naturally to the most creative and technically
    astute individual in an organization. Since the
    gatekeeper is aware of technical developments
    outside of the organization, others in the group
    often look towards this person for guidance. This
    person often is known by the name guru or
    similar sounding monikers.

50
Models for Tech Transfer
  • People mover model. In this approach, there is
    personal contact between the developer and the
    user of a technology. Typically there is some
    facilitator within the infusing organization that
    knows about the new technology and wishes to
    import it into the new organization (i.e., the
    gatekeeper).
  • This method was found to be the most prevalent
    and effective of all technology transfer methods.
  • 1. Spontaneous gatekeeper role assumed by
    organization member.
  • 2. Assigned gatekeeper role imposed by management
    on some organization member.
  • 3. Umbrella gatekeeper role assumed by another
    organization to impose new technology on others.

51
Tech Transfer Models
  • Communication model. In this approach, the new
    technology has appeared in print and, as with the
  • people mover model, some facilitator discovers
    the technology and wishes to infuse it into the
    new organization. The print mechanism may be
    internal documentation, conference reports or
    journal publications.

52
Tech Transfer Models
  • 3. On-the-shelf model. This approach, relatively
    rare, the new technology to be packaged so that
    non-experts can discover it and learn enough
    about it to begin the infusion process. It
    requires sufficient documentation so that others
    can easily pick it up and use it.

53
Tech Transfer
  • Vendor model. This last method requires an
    organization to turn over the task to a vendor to
    sell them a new technology. It effectively turns
    the vendor into the agent of the People mover,
    Communication or On-the-shelf model.

54
Tech Transfer Models
  • Rule model. This method uses an outside
    organization to impose a new technology on the
    development organization, which then infuses it
    into its own development process.
  • There are many examples within the government
    sector of this last technology transfer model.
    The mandating of the Ada language by the
    Department of Defenses Ada Joint Program Office
    for system development,
  • the use of the Software Engineering Institutes
    Capability Maturity Model to evaluate developers
    qualifications for a Department of Defense
    contract,
  • the similar process of using international
    standard ISO 9000 in Europe, and the use of
    Federal Information Processing Standards (FIPS)
    by the National Institute of Standards and
    Technology (NIST) are all examples of technology
    transfer imposed by an outside agency.

55
Tech Transfer
  • Advocates. Fowler and Levine at the Software
    Engineering Institute have been investigating
    technology transition and have identified an
    extension to the gatekeeper model 6. In their
    model, technology transition is a pushpull
    process
  • Producer ? Advocate ? Receptor ? Consumer

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Tech Transfer
  • The produce of the technology needs an advocate
    to export the technology outside of the
    development organization, while the consumer
    organization must have receptors agreeable to
    importing the technology.
  • In many instances, however, both the advocates
    and receptors are part of the consumer
    organization, and in practice, this reduces to a
    model very much like the gatekeeper.

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Maturation
  • The original concept for the technology appears
    as a published paper or initial prototype
    implementation.
  • 2. The implementation of the technology involves
    the further development of the concept by the
    originator or successor organization until a
    stable useful version is created.
  • 3. In the understanding stage, other
    organizations experiment, tailor, expand, modify,
    and try to use the technology.
  • 4. In the later transition stage, use of the
    technology is further modified and expands across
    the industry.
  • 5. The final maturation stage is reached when 70
    of the industry uses the technology.

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Maturation
  • In 1985, Redwine and Riddle 11 published the
    first comprehensive study of software engineering
    technology transfer,
  • Maturation what was the length of time required
    for a new concept to move from being a laboratory
    curiosity to general acceptance by industry.
  • In their study, they looked at 17 software
    development technologies from the 1960s through
    the early 1980s (e.g., UNIX, spreadsheets,
    object-oriented design, etc.)
  • Technologies, once developed, required an
    average of 7.5 years to become widely available

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Case Studies
  • NASA plays the role of consumer organization
    trying to adopt new technologies.
  • These technologies were studied by the Software
    Engineering Laboratory (SEL) at Goddard Space
    Flight Center.
  • The SEL was organized in 1976 to study flight
    dynamics software, and since that time it has had
    a significant impact on software development
    activities within the Flight Dynamics Branch
    (e.g., measurement, resource estimation, testing,
    process improvement)
  • As a brief overview of SEL operations, the SEL
    has collected and archived data on over 125
    software development projects. The data are also
    used to build typical project profiles against
    which ongoing projects can be compared and
    evaluated. The SEL provides managers in this
    environment with tools for monitoring and
    assessing project status.
  • Typically there are 6 to 10 projects
    simultaneously in progress in the flight dynamics
    environment. Each project is considered an
    experiment within the SEL, and the goal is to
    extract detailed information to understand the
    process better and to provide guidance to future
    projects.
  • Projects range in size from approximately 10K
    lines of source code to 300K to 500K at the high
    end.
  • Projects involve from 6 to 15 programmers and
    typically take from 12 to 24 months to complete.
    All software was originally written in FORTRAN,
    but Ada was introduced in the mid-1980s (see
    below), and there is now an increase in C and C
    programming.

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Case Study
  • Use of Ada
  • Ada is a language that was developed by the U.S.
    Department of Defense from 1976 until 1983 as a
    common language on which to build complex
    embedded applications. It is a general purpose
    programming language adaptable to any computing
    environment

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Case Study - Ada
  • Use of Ada on flight dynamics projects was first
    considered in 1985.
  • Because of Department of Defense interest in the
    language and because of NASA Johnson Space
    Centers decision to use Ada for Space Station
    software, the SEL desired to look at its
    applicability for other NASA applications.
  • The initial stimulus for this activity, then,
    could be a mixture of the communication model
    (i.e., papers were written about Ada),
    on-the-shelf model (i.e., Ada products were being
    sold) and to some extent, the rule model (i.e.,
    since Johnson Space Center adopted Ada, there was
    some pressure to do the same elsewhere within
    NASA).

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Case Study - Ada
  • To truly evaluate the appropriateness of Ada
    within the SEL environment, a parallel
    development of an Ada (GRODY) and FORTRAN (GROSS)
    simulator was undertaken.
  • GROSS, as the operational product, had higher
    priority and was developed on time. GRODY, as an
    experiment to learn Ada, had a much longer
    development cycle. In addition, since GRODY was
    known by all to be an experiment, the development
    team was not as careful in its design
  • However, the experiences of the GRODY team with
    the typical set of requirements NASA used for
    such products led to a greater interest in
    applying object oriented technology instead as a
    model for future NASA requirements and design
    specifications.
  • Although the development of this simulator
    continued until early 1988, by early 1987 it was
    decided that the initial project was sufficiently
    successful to continue the investigation of Ada
    on other flight dynamics problems.
  • Elapsed time since start of Ada activity was 30
    months.

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Case Study - Ada
  • Transition phase of technology Transfer. Because
    of the poor performance on the GRODY simulator
    and the problems with developing Ada
    requirements, the SEL undertook a second Ada
    pilot project (GOADA) as an experiment.
  • Sufficient confidence in Ada by this time to make
    GOADA an operational product,
  • In1990, Ada became the language of choice for
    simulators in the Flight Dynamics Division.
    Transition time was another 30 months.

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Conclusions
  • Infusion mechanisms do not address software
    engineering technologies well.
  • Quantitative data is crucial for understanding
    software development processes
  • Technology infusion is not free.
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