INSILYSIS Insider Management Tool from Corporate Professionals,Insider Trading Tool

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• INSILYSIS Insider Management Tool from Corporate
  Professionals
• Lets start with the Inside Trading
• Insider trading is the stock trading of a Listed
  Company. It can also be securities trading based
  on the companys UPSI, i.e., Unpublished Price
  Sensitive Information. Such trading is unethical
  in business realms. So, to prevent insider
  trading, the primary Securities Market Regulator
  in India, SEBI, through its regulations,
  prohibits any UPSI communication, the exceptions
  being any of the following
• Furthering Legitimate purposes
• Duties Performance
• Discharging Legal Obligations
• The need to regulate people handling UPSI has
  become critical to prevent acts of insider
  trading. For such purpose, SEBI has introduced
  significant amendments to press on compliance
  relating to Insider Trading prevention.
• This creates a need to generate and maintain a
  Structured Digital Database of entities sharing
  the UPSI. One such Insider Management Tool is
  INSILYSIS.
• INSILYSIS An Insider Law Management Tool
• INSILYSIS is a structured digital database used
  to store and track the trading of people using
  UPSI allegedly indulging in Inside Trading. Let
  us learn about the mandatory clauses that are
  expected to be maintained within a digital
  database.
• Mandatory Maintenance of Structured Digital
  Database

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• The Board of Directors KMPs and below level two
  KMPs of every Listed Entity or such other
  Entities dealing with the UPSI of a Listed Entity
  must maintain a Structured Digital Database with
  the following
• Adequate Internal Control
• Time Stamping
• Audit Trail
• Recording of UPSI
• INSILYSIS The Much-Needed Digital Structured
  Database
• With such practical challenges faced by the
  Companies in ensuring their morbid compliance,
  INSILYSIS was conceptualized. INSILYSIS, an
  Insider Management Tool, understands and ensures
  the legal requirement for Structured Digital
  Database maintenance. We can facilitate your
  regulatory compliance filing along with necessary
  Management Reporting.
• INSILYSIS Legal Existence
• INSILYSIS was built as an effective comprehensive
  IT solution for catering to the requirements of
  Corporates as per the SEBIs Prohibition of
  Insider Trading Regulations of 2015.
• How INSILYSIS was built?
• The INSILYSIS was built on our continuous
  deliberate efforts. Our committed experienced
  professionals delivered a wide array of services
  for over 12 years. To their credit, Corporate
  Professionals developed and implemented the ESOP
  Guardian, management software. We have been
  managing the Guardian across the industry for
  over seven years now.
• Functioning Components of INSILYSIS
• The INSILYSIS brings a winning combination of
  domain knowledge as well as concurrent
  technology. The primary components of this
  incredible Insider Management Tool are as
  follows
• Premise Deployment INSILYSIS is installed on the
  companys server for maintaining the database
  internally as per SEBIs legal requirement with
  no outsourcing of data.
• UPSI recording at the Structured Digital
  Database The following details are entered and
  maintained by the installed INSILYSIS

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• Pre-clearance of Insider Trades INSILYSIS
  processes the online request to the Compliance
  Officer for pre-clearance of insider trades, and
  automates procedure for either the approval or
  rejections. It also provides the underlying
  reasons.
• Internal Control System INSILYSIS maintains a
  database of complete contact details of the
  Designated Persons as well as their immediate
  relatives with whom DP shares a financial
  relationship. Along with such details, the system
  records the names of education institutions and
  past Employers.
• Disclosure Management You can file the following
  online via INSILYSIS under different tabs
• Initial
• Periodic
• Continual
• Trading Window Management INSILYSIS directly
  manages the Trading Window period and its
  closure, and issues alerts and notifications of
  such closures. It also customizes emails for each
  triggering event for window closure.
• Separate Interface INSILYSIS maintains a
  separate interface for each of the following and
  also facilitates approval and specialized
  reports
• Admin
• Sub-Admin
• User
• To know more about INSILYSIS, visit our website.