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Title: Lecture: Sociolinguistics Professor Dr' Neal R' Norrick _____________________________________


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Lecture Sociolinguistics Professor Dr. Neal R.
Norrick_____________________________________
  • Sociolinguistics
  • Universität des Saarlandes
  • Dept. 4.3 English Linguistics
  • WS 2008/09

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  • Organization
  • Website script, bibliography, PowerPoint
    presentation
  • attendance, quiz, certificates/credits

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1. Introduction
  • 1.1 What is Sociolinguistics?
  • Sociolinguistics is the study of language in
    relation to society.

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  • Sociolinguistics studies
  • the social importance of language to groups of
    people, from small sociocultural groups to entire
    nations and commonwealths
  • language as part of the character of a nation, a
    culture, a sub-culture
  • the development of national standard languages
    and their relation to regional and local dialects
  • attitudes toward variants and choice of which to
    use where

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  • how individual ways of speaking reveal membership
    in social groups working class versus middle
    class, urban versus rural, old versus young,
    female versus male
  • how certain varieties and forms enjoy prestige,
    while others are stigmatized
  • ongoing change in the forms and varieties of
    language, interrelationships between varieties
  • See Trudgill's "two Englishmen on a train" story

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  • Sociolinguistics also studies
  • language structures in relation to interaction
  • how speakers construct identities through
    discourse in interaction with one another
  • how speakers and listeners use language to define
    their relationship and establish the character
    and direction of their talk
  • how talk conveys attitudes about the context, the
    participants and their relationship in terms of
    membership, power and solidarity

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  • Compare
  • Could I ask you to bring me the paint, please?
  • Get me the paint, wouldja?
  • how listeners interpret talk and draw inferences
    from it about the ongoing interaction
  • Sociolinguists describe how language works in
    society to better understand society, but also to
    investigate the social aspect of language to
    better understand its use, structure and
    development

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  • 1.2 The Sociolinguistics of Society versus the
    Sociolinguistics of Language
  • The Sociolinguistics of Society concerns the role
    of languages in societies
  • societal multilingualism
  • attitudes toward national languages and dialects
  • language planning, language choice, language
    shift, language death, language education

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  • The Sociolinguistics of Language concerns
    language function and variation in the social
    context of the speech community
  • forms of address
  • speech acts and speech events
  • language and gender, language and power,
    politeness, language, thought and reality
  • language varieties and change

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  • My treatment of Sociolinguistics of Society will
    focus on England, USA
  • and Commonwealth nations
  • Main focus on the Sociolinguistics of Language
    particularly forms, functions and varieties of
    English
  • Labov and Trudgill as premiere sociolinguists
  • ? hence variation in New York City, Black
    English, language and social stratification in
    Norwich
  • Really we'll be doing the Sociolinguistics of
    English

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  • 1.3 Sociolinguistics within Linguistics
  • Sociolinguistics as "hyphenated linguistics"
  • compare
  • psycholinguistics, neurolinguistics, cognitive
    linguistics, computational linguistics
  • Sociolinguistics as interdisciplinary
  • roots in dialect geography
  • anthropology and sociology
  • philosophy of language
  • linguistic pragmatics and discourse analysis

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  • Since language is the basic vehicle of social
    cohesion and interaction, any linguistics should
    be sociolinguistics
  • As Labov puts it
  • sociolinguistics is "a somewhat misleading use
    of an oddly redundant term
  • language always exists in varieties
  • language is always changing
  • any adequate linguistic theory should be
    sociolinguistic
  • describing variation by speaker, class, region
    and time
  • failure to account for variation and change
    should render a linguistic description useless
  • but Sociolinguistics outside "mainstream
    linguistics" till recently

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  • 1.4 Saussure's dichotomies and non-socio-linguisti
    cs
  • The Neo-Grammarians (Junggrammatiker) insisted
  • speakers are unaware of change
  • and change can not be observed in progress

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  • Saussure inaugurated "modern linguistics" around
    1900, distinguishing synchronic and diachronic
    linguistics
  • This useful distinction in the 1900s became a
    program for ignoring the fundamentally dynamic
    nature of language
  • Like binary distinctions generally, this
    dichotomy privileged one half of the pair, namely
    synchronic linguistics

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  • Saussure also distinguished langue and parole
  • This dichotomy privileged langue, the language as
    a system, and marginalized parole, language in
    use
  • this distinction became a program for ignoring
    the fundamentally social and behavioral nature of
    language

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  • Linguistics as the synchronic study of langue
  • language as an abstraction without variation by
    speaker, region or time
  • language as a non-cultural, non-social, static,
    depersonalized fact independent of context and
    discourse

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"Saussurian Paradox"
If we all share knowledge of the communal langue,
one can obtain all the data necessary for
linguistic description from a single
person--perhaps oneself but one can obtain data
on individualistic parole only by studying
linguistic behavior in the community. The social
aspect of language is studied by observing a
single speaker, but the individual aspect only by
observing language in its social context.



Labov (1972 185-87)
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  • "categorial" versus "variationist" views with
    regard to language history and description
  • Phonological room with long u as in pool
  • with short u as in book
  • Morphological -ing with velar nasal
    ng (-ing) with alveolar nasal n (-in)

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  • 1.5 Development of Sociolinguistics in USA
  • Structuralist linguistic theory in US (like
    Saussure)
  • stressed synchronic study of langue
  • focused on the system of language

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  • American structuralism also followed Logical
    Positivism
  • Bloomfield insisted on scientific linguistics
  • linguistic description as mathematical
  • formal rules
  • discrete input and output
  • no variables or "free variation"
  • But in descriptions of native Amerindian
    languages, social factors appeared as part of the
    anthropological context

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  • from late 1950's, Chomsky's generative
    transformational grammar further marginalized
    sociolinguistics
  • grammar as creative aspect of language and the
    center of linguistic attention
  • restatement of Saussure's dichotomy of langue and
    parole as a distinction between competence and
    performance
  • Competence language user's innate knowledge of
    grammar, and the only proper object of linguistic
    research
  • Performance disorganized, error-ridden talk not
    amenable to systematic description
  • the speaker was "an ideal speaker-listener, in a
    completely homogeneous speech community, who
    knows its language perfectly" (Chomsky 1965 3)

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  • These idealizations
  • banished variation from linguistics
  • removed talk from society and local context
  • made language an abstraction
  • But Ethnography of Speaking recognized
  • language functions and speech events
  • linguistic behavior, social function, context
  • Communicative competence versus Chomsky's
    grammatical competence

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  • Dialect geographers (or dialectologists, areal
    linguists) continued to describe systematic
    variation by region
  • Sociological research on language and society
  • Fishman on language contact, societal
    multilingualism
  • Goffman, Sacks on language in social interaction
  • From mid 1960's Sociolinguistics of language
  • Weinreich, Labov
  • Urban dialectology, Black English Vernacular
  • Linguistic Pragmatics, conversation analysis
  • Interactional Sociolinguistics

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  • 1.6 Development of Sociolinguistics in UK
  • Linguistic theory in UK never really followed
    Saussure philological tradition and applied
    linguistics in language teaching and anthropology
  • Dichotomies of synchronic and diachronic, langue
    and parole not systematically observed

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  • Malinowski
  • phatic communion as social meaning
  • context of situation basis of meaning
  • Firth
  • context of situation central to meaning
  • meaning central to language description
  • conversation as key to understanding language
  • Halliday
  • interpersonal meaning alongside ideational
  • Language as a social semiotic
  • Trudgill social stratification and variation
  • Sinclair, Crystal, Quirk et al.
  • conversational organization
  • transactional analysis

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2. Linguistic Variation
  • Variation through time stages or periods of a
    language
  • Old English 449-1150
  • Middle English 1150-1500
  • Variation in space regional dialects
  • English as spoken in Norwich, Norfolk,
  • New England, New York City

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  • Variation by group sociolects (social dialects)
  • English as spoken by upper working class women in
    Norwich,
  • by saleswomen in New York department stores
  • Variation by situation register
  • English as spoken in television sports reporting
  • as written in business letters
  • in personal e-mail

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  • variation even occurs in the speech of a
    particular person from a particular place in a
    particular group and situation
  • so varieties often differ by high versus low
    probability for specific items (this indicates
    necessity of counting!)
  • variety set of linguistic items with
    characteristic social distribution

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  • Varieties may differ in any kind of linguistic
    item pronunciation, word choice, word form and
    syntax
  • Working class men in Norwich tend to pronounce
    thin and thing the same way in conversation
  • BE speakers say tube, while AE speakers say
    subway
  • White rural speakers in the Midwest U.S. say She
    come home yesterday instead of the standard She
    came home yesterday
  • Black vernacular speakers say I aks her did she
    know him, while standard speakers say I asked her
    if she knew him

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  • Sociolinguistic Variables are particular items
    known to reflect particular social contrasts
  • Presence or absence of 3rd person singular -s in
    constructions like she goes versus she go
  • Presence or absence of r in pronunciations of
    words and phrases like theater theater is the
    idea of

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  • Again we find patterns of variation
  • from group to group
  • from one speaker to the next
  • from one style to the next in the group
  • (again indicates necessity for quantification)

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  • 2.1 Class and style
  • In sociolinguistic studies, class is determined
    by rating status characteristics like occupation,
    education, residence, and income on numerical
    scales
  • Styles reflect different degrees of formality and
    awareness of speakers about how they're speaking
    versus what they're saying
  • Most formal is word list style, next reading
    style, then careful style as in an interview, and
    finally casual style
  • A particular sociolinguistic variable will
    display class stratification across social
    classes and styles, as shown in diagrams like the
    one below

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Labov (1972 239) ing
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  • In every style, class members differ predictably
  • In every class, style shifting occurs predictably
  • the same variable distinguishes classes and
    styles
  • a single signal has no fixed value
  • a single variable may mark
  • a casual middle-class speaker
  • a careful lower-class speaker

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  • Syntactic, morphological and phonological
    factors
  • monosyllabic verb sing
  • indefinite something
  • present participle suffix ing
  • at the end of a phrase
  • preceding a vowel
  • preceding a consonant
  • She tried to find something
  • She tried to find something in town
  • She tried to find something she liked

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  • 2.2 Variation and change
  • Some variation leads to permanent change
  • one variant gains acceptance and others disappear
  • The "embedding problem"
  • describe the matrix of social and linguistic
    behavior (changes and constants) in which
    language change takes place

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Linguistic factors
  • Universal constraints on change (based on past
    changes)
  • front vowels tend to rise
  • stop consonants tend to lose voicing
  • Local changes may affect the whole system, e.g.
  • change in diphthong /ay/ leads to parallel change
    in /aw/
  • Social factors
  • group member with high prestige provides model
  • pressure from outside group encourages solidary
    behavior

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  • 2.3 Prestige and stigmatization
  • Change begins as irregular fluctuation below
    level of conscious awareness
  • no stylistic stratification
  • When variation comes to conscious awareness, due
    to association with certain groups or speakers,
    one variant gains prestige, another is
    stigmatized
  • Pronouncing "aitches" versus "dropping aitches"
    in words like hotel and house

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  • General axiom of sociolinguistic structure
  • uniform agreement in subjective reactions to a
    variable correlate with regular stratification
  • one finds stylistic stratification
  • speakers use more prestige variants in careful
    styles than in casual styles
  • hypercorrection
  • speakers insert prestige variants where they
    don't belong (where prestige speakers don't use
    them)
  • pronouncing "aitches" in words like honor, hour
    and if

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  • 2.4 The actuation of change
  • "The actuation problem"
  • What sets change in motion?
  • Social factors account for change in a general
    way, e.g.
  • A. Pressure from new group produces greater
    solidarity in original group, and members signal
    this through distinctive behavior, including
    speech patterns
  • B. Commuters accommodate speech patterns to focal
    point, usually a major city, and introduce
    patterns at home
  • C. "Linguistic missionaries" return from living
    in focal point city with high status and new
    speech patterns

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  • Linguistic factors may favor certain changes
  • regularizing a pattern
  • like /ay/ causing parallel change in /aw/
  • but even taken together they can't predict that
    change will occur or in which direction
  • even knowing the linguistic and social matrix
    doesn't explain why one specific feature changes
    and another doesn't

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  • pronunciation of vowel in words like craft
  • changed from æ in OE to a in ME
  • back to æ in EModE
  • back to a in the 18th Century (in southern
    England, but not in America or northern England)
  • speakers in southwest England drop -r in posh
    pronunciation, careful speakers in NYC are
    reintroducing the sound
  • historically stigmatized constructions like the
    comparative and superlative forms funner and
    funnest become standard in the course of a single
    generation (in AE)

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  • 2.5 Variable rules
  • Language as a system of rules
  • Constitutive rules versus regulative rules
  • Assume full forms are stored in memory and
    reduced in speech, e.g. by rules for contraction
  • She is ? she's
  • we have been ? we've been
  • and by rules for deletion
  • we've been ? we been
  • last time ? las' time

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  • Phonological rule for final consonant cluster
    simplification, as in las' time
  • C ? F / C ___ C
  • Read delete a consonant following a consonant at
    the end
  • of a word, if the next word begins with a
    consonant.

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  • Some dialects allow consonant cluster
    simplification even if the next word begins with
    a vowel, as in las' of all, so we could write
  • C ? F / C ___
  • This rule fails to say that deletion is far more
    likely before a consonant than a vowel - in every
    dialect so we need variable rules, relating
    differences in application to differences in the
    environment, as in
  • C ? ltFgt / C ___ ltCgt
  • Read delete a consonant following a consonant
    at the end of a word, more often before a
    consonant than a vowel.

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  • In addition, the rule is far less likely if the
    consonant to be deleted represents the past tense
    suffix -t,d, as in
  • liked laykt
  • seemed simd)
  • This suggests a revision of the rule as
  • C ? ltFgt / C ltgt ___ ltCgt
  • Read delete a consonant following a consonant
    at the end of a word, more often if there's no
    morpheme boundary between the consonants, and
    more often before a consonant than a vowel.

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  • Further, deletion is more likely for speakers of
    Black Vernacular than for white speakers, and
    more likely for younger speakers than for older
    speakers.
  • Labov itemizes such constraints on variable rules
    in tables includes both internal linguistic
    factors and external social factors

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Labov 1972 222
Thus variable rules can describe the behavior of
a sociolinguistic variable for a whole speech
community.
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3. The social motivation of language change
(Labov 1972b)
  • Till Labov, no one had tried to explain language
    change
  • When linguists described change, they cited
    internal (systematic linguistic), not external
    (social) factors
  • Linguists claimed language change was
    imperceptible, its origins obscure to speakers
    and linguistics alike (Saussure language as
    mutable and immutable)
  • Linguists claimed language change proceeded from
    above, from higher classes to lower classes

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  • But according to popular belief, vernacular
    speakers cause language change, or language
    deterioration, through lack of education,
    laziness, unclear thinking
  • Double negation She never saw nobody try it
  • aint for am not, arent, isnt, hasnt, havent
  • I aint going, she aint seen them, it aint me
  • so-called language experts see change as
    corruption
  • any deviation from standard is undesirable
  • standard language is pure, better, more logical
    than dialects

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  • Labov's questions
  • What causes language change?
  • Internal versus external factors in change?
  • Who propagates language change?
  • Does it really proceed from above?
  • How can language change be imperceptible if
    people talk about undesirable features and
    changes in progress?
  • Is language change dysfunctional or does it have
    positive influence?
  • Why do some groups maintain stigmatized features
    after centuries of condemnation?

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  • 3.1 Social motivation versus free variation
  • A case study of Martha's Vineyard, Massachussetts
  • In structuralist and generative phonology, sounds
    (phonemes) written in / / to show variation is
    irrelevant
  • Audible differences count as "free variation"
  • Labov writes sounds in ( ) to show variation has
    social significance
  • Apparent "free variation" increasingly tied to
    groups and attitudes as analysis progresses

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  • Case study Martha's Vineyard
  • Island off Massachussetts coast, separate from
    mainland
  • Clear social structure natives versus summer
    residents
  • Variables (r) as elsewhere in New England
  • Diphthongs (ay aw) with clear local pattern

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Geographic
Occupation
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Group/age
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  • Note quick rise, esp. in (aw) variable, for
    younger speakers
  • table comparing four 15-year-old students

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  • Interviews include questions to determine
    attitudes about
  • Martha's Vineyard and staying on the island.

centralized diphthong marks identification as
native islander rather than as "Yankee" (of
English descent)
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  • Labov describes the stages of language change as

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  • Apparently, pressure from outside causes language
    change as a mechanism of group identity.
  • Immediate group status plays primary role, not
    status within culture as a whole, i.e. not from
    above as such
  • Internal factors may play a role in spreading
    change change in (ay) stimulates parallel change
    in (aw)
  • Members of language community aren't explicitly
    aware which features are in flux (though they may
    identify someone's speech as "fishermen's talk"
    or "dockworkers' talk")
  • But linguists can see change in progress it's
    especially clear in diagrams calibrated for age
    differences

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  • 3.2 Social stratification in New York
  • Hypothesis any two subgroups of NYC speakers
    ranked on a scale of social stratification will
    be ranked in the same order by their differential
    use of (r)
  • Retroflex pronunciation of (r) is a change from
    above, reflecting pattern of national standard
  • stigmatizing the traditional r-lessness of NYC
    speech
  • Note loss of r in New York City was also change
    from above, borrowing r-less pattern from London
    speech in early 1800s

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  • Rapid and anonymous speech events as data
  • Employees of three large department stores as
    test group
  • Sacks
  • Macy's
  • S. Klein
  • Department stores ranked by pricing, advertising,
    wages, working conditions, physical appearance of
    store

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  • Method Ask question to elicit answer fourth
    floor
  • Say excuse me to elicit emphatic response
  • This gives four variants
  • Preceding final consonant and word final
  • Casual and emphatic

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Less differentiation shows greater security as a
speaker Greater differentiation shows less
security as a speaker
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  • Compare just white, native born saleswomen

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  • Advantages of rapid and anonymous interviews
  • Easy access, breadth of data
  • Disadvantages of rapid and anonymous interviews
  • Not much differentiation between styles

? Reading aloud and word list needed
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  • In follow-up interviews Labov found for the (r)
    variable
  • for a white female Sacks employee
  • STYLE A B C D
  • 00 03 23 53 retroflex r
  • STYLE A casual, STYLE B interview,
  • STYLE C reading, STYLE D word list
  • for a Jewish male taxi driver
  • STYLE A B C D
  • 12 15 46 100 retroflex r
  • for a Black middle class female
  • STYLE A B C D
  • 00 31 44 69 retroflex r

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  • Cross-over pattern in diagram of multiple styles
    and social classes
  • Second highest class typically displays
    cross-over pattern, hypercorrection and
    hypersensitivity

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  • 3.3 Social variation, language structure and
    change
  • Based on research on Martha's Vineyard and in
    NYC, Labov summarizes "Mechanism of language
    change"

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  • 1. Change from below originates in subgroup due
    to external pressure.
  • 2. Change begins as generalization of feature to
    all members of the subgroup. The variable acts
    as indicator of membership, and it shows no
    stylistic variation.
  • 3. Succeeding generations carry variable beyond
    the model set by parents (hypercorrection from
    below).
  • 4. The variable becomes a marker showing
    stylistic variation.

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  • 5. Movement of variable in system leads to
    readjustments in system, and hence to new change.
  • 6. Other subgroups interpret first change as part
    of community system and new change as stage 1.
    This recycling stage is primary source for
    continual origination of new changes.
  • 7. If the change did not originate in the
    highest-status group, this group will stigmatize
    the change through control of institutions and
    communication network.
  • 8. The highest-status group provides prestige
    model for all speakers. The variable now shows
    social stratification as well as stylistic
    variation.

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  • 9. Speakers shift, especially in careful styles,
    to imitate the prestige model (hypercorrection
    from above).
  • 10. Extreme stigmatization can lead to
    stereotype, and the stigmatized form may
    disappear.
  • 11. Change originating in highest-class group
    (change from above) usually represents borrowing
    or influence from outside community.
  • 12. When change originates in highest-class
    group, it becomes prestige model for all
    speakers. The change is then adopted by other
    groups in proportion to their contact with the
    users of the prestige model.

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  • 3.4 Change and Gender
  • Women as traditional caregivers have special
    influence over propagation of change
  • Women usually lead in change from above, while
    men usually lead change from below.
  • Women show greater stylistic shifting, esp. to
    imitate the prestige model (hypercorrection from
    above).
  • Within a single class, women use more prestige
    forms, fewer stigmatized forms.

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  • 3.5 Attitudes toward variation and change
  • Evaluation of variants are uniform across classes
    and groups they assign character traits to
    speakers and groups, e.g.
  • New York dialect sounds impolite and tough
  • Bostonian sounds refined and snooty
  • Southern drawl sounds lazy and ignorant
  • Those who use highest degree of stigmatized form
    also condemn it most

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  • Pre-adolescents are aware of prestige and
    stigmatized forms, they monitor their speech
    accordingly they usually settle back into
    established class patterns
  • lower class group know prestige forms, but choose
    not to use them they continue to use forms they
    know to be stigmatized
  • covert norms opposed to those of the middle
    class attribute positive values to use of the
    vernacular

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  • 3.6 Language change as positive influence
  • Language change as deterioration and leveling of
    distinctions is only half the story change also
    introduces new distinctions and features
  • Language change must have value for the group,
    because it requires extra learning and monitoring
    of forms change from below strengthens position
    of vernacular
  • Language change appears dysfunctional only if we
    view language as a purely ideational system for
    language to serve as a social marker, it must
    have variation and undergo change

76
4. Black English Vernacular (Labov 1972a)
  • Black English Vernacular (BEV) versus Nonstandard
    Negro English (cf. Ebonics)
  • Labov began from failure of Blacks in school,
    esp. in reading
  • BEV as fully elaborated system but also symbol of
    conflict
  • Participant-observer in Black street gangs
    (Ethnomethodology)
  • BEV as regional southern dialect becoming
    class/ethnic marker in northern cities
  • BEV versus Standard American English (SAE)

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  • Phonological differences
  • 1. r-lessness (like New England, New York, the
    South)
  • no post-vocalic r, e.g. in sore, fort
  • so that sore saw fort fought
  • but BEV may not pronounce r even between vowels,
    as in Carol, terrace which sound just like Cal,
    test
  • and BEV may not pronounce r after th, as in
  • throw through throat

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  • 2. l-lessness (no post-vocalic l)
  • so that toll toe all awe fault
    fought
  • 3. Simplification of consonant clusters
  • e.g. -st -ft -nt -nd -ld -zd -md
  • in passed past soft bent bend hold raised
    aimed
  • so that past pass meant men hold hole
  • Note Consonant cluster simplification can
    combine with
  • l-lessness to yield told toll toe

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  • 4. Other consonant variables
  • Some single consonants are glottalized or lost
    completely
  • seat seed see poor poke pope
  • Final th realized as /f/ or /v/
  • death deaf Ruth roof

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  • Grammatical correlates of phonological variables
  • 1. Missing possessives (through cluster
    simplification, loss of final r)
  • Mick book they book you book
  • 2. Missing future markers (through loss of final
    l)
  • you'll you they'll they he'll he
  • but gonna I'm'na I'ma

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  • 3. Missing copula, except with I
  • you're you they're they he's he
  • but I'm
  • 4. Missing past tense markers (through loss of
    final t d following consonants)
  • passed past pass fined find fine
  • but irregular forms remain told/tol'
    kept/kep'

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  • 4.1 BEV as a separate system
  • BEV negative inversion
  • Ain't nobody gone let you walk
  • Don't nobody break up a fight
  • Embedded questions retain inversion in BEV
    (without complementizers if and whether)
  • I asked Alvin could he go
  • She asked us did we know how

83
  • BEV loss of r even before vowels, as in our own
  • and word-internally, as in borrow ( bow)
  • unlike any white New York dialect, BEV consonant
    cluster simplification yields a distinct tense
    paradigm
  • SAE kicks tells kicked told
  • BEV kick tell kick tol'

84
  • Also special BEV tense and aspect forms
  • Habitual be in she always be messing around
  • If you be beating on him, he cry
  • Intensive done in she done left him
  • Extended time been in I been know you a long time

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  • Contraction and deletion of copula
  • Where SAE can contract is/are, BEV can delete
    them, and where SAE can't contract is/are, BEV
    can't delete them
  • SAE she's the first one BEV she the first one
  • SAE she's wild, though BEV she wild, though
  • SAE you're out of the game BEV you out the game
  • SAE here he's/they're BEV here he/they

86
  • Labov (1972 64) concludes
  • "The gears and axles of English grammatical
    machinery are available to speakers of all
    dialects."
  • He explicitly rejects BEV as "dialect mixing"
    performance
  • General Principle of Accountability
  • any variable form must be reported with the
    proportion of cases where the form occurred in
    the relevant environment compared with the number
    where it might have occurred

87
  • Labov accepts categorial challenge of describing
    a homogeneous speech community
  • this makes it necessary to account for community
    variation in explicit rules
  • Labov may be seen as overreacting to formalism of
    generative grammar and to claim that BEV is a
    separate, creolized language (and hence inferior
    to Standard English)

88
  • 4.2 Variability and variable rules
  • To describe BEV, Labov invented variable rules
  • The rule for contracting the copula (am/is/are)
    favored by
  • a preceding pronoun versus a full noun
  • a preceding vowel or glide versus a consonant
  • a following verb, esp. gonna
  • thus contraction is most likely in she's
    gonna/they're gonna
  • far less likely in Ruth's tough/life's tough
  • and we could assign values to the probability of
    contraction for each environment and for
    different styles

89
  • The BEV rule deleting contracted forms ('s/'re
    but not 'm) is favored by
  • a preceding consonant versus a vowel
  • a preceding pronoun
  • a following verb, esp. gonna
  • thus deletion is most likely in it gonna
  • and somewhat less likely in they gonna
  • again we could assign values to the probability
    of deletion for each environment and for
    different styles

90
  • As formulated in Labov's variable rules, BEV is a
    dialect of SAE with its own characteristic
    constraints on general rules.
  • Variable rules are integrated into the community
    grammar, they operate within general grammatical
    categories, so that they must represent
    competence (rather than performance).
  • Thus, the grammar of the speech community as a
    whole is more regular than the grammar of any
    dialect or member.
  • Variation is part of competence knowing a
    language means knowing what varies, how and when.

91
  • 4.3 Members versus lames, system versus ideolect
  • Lames are relative outsiders who act as
    informants for linguists and sociologists to
    avoid the Observer's Paradox
  • Observer's Paradox
  • How can we observe the way people act/speak when
    they're not being observed?
  • When members leave group, they generally orient
    toward SAE and away from BEV they lose insider's
    knowledge of the group and its folklore, their
    intuitions are no longer trustworthy

92
  • Labov found for lames versus members of Black
    street
  • gangs
  • For ing versus in
  • Lames use 25 ing members use 4 ing
  • For contraction and deletion of is/are
  • Contraction about the same lames 65 members
    73
  • But deletion lames 12 members 52
  • For 3rd person does versus do, doesn't versus
    don't
  • doesn't lames 36 members 3
  • does lames 13 members 0
  • In each case the lames were closer to or even the
    same as
  • white SAE speakers.

93
  • Linguists themselves tend to be lames vis-a-vis
    their own speech community, they are bad
    informants on their own dialect
  • even if some intuitions are correct, we can check
    them only by researching the real community
  • This leads back to the participant-observer
    within group to overcome Observer's Paradox (as
    ethnomethodology suggests).
  • Only members are embedded in community, practice
    its language skills and folklore

94
  • Labov turns to members and their folklore
  • to defend BEV as systematic and valuable
  • to find clear examples of BEV unaffected by SAE
  • Hence investigation of soundings/dozens and
    fight stories

95
  • 4.4 Analyzing narratives
  • Labov became interested in narrative as community
    folklore and as a source of natural BEV speech
    unaffected by observer
  • Narrative as method of recapitulating past
    experience by matching a verbal sequence of
    clauses to the sequence of events reported.

96
  • narrative as a sequence of past tense clauses
  • sequentially ordered with respect to each other,
  • minimal narrative as at least two such clauses
  • So he get all upset.
  • Then I fought him.
  • Reversing the order destroys the sequence as a
    narrative proper--or changes it into a different
    story
  • Then I fought him.
  • So he get all upset.

97
  • Beyond skeleton of temporally ordered narrative
    clauses, other free clauses are typically found
    in stories, assigned to specific function
    elements
  • Abstract answers the question What was this
    about?
  • Orientation answers the questions Who, what,
    when, where?
  • Complicating action
  • Evaluation answers the question So what?
  • Resolution answers the question What finally
    happened?
  • Coda puts off any further questions about what
    happened or why it mattered.

98
  • A "fight story" illustrates the central elements
  • ABSTRACT
  • A When I was in fourth grade--no--it was third
    grade--
  • There was this boy, he stole my glove.

99
  • ORIENTATION
  • B He took my glove,
  • C and say that his father found it downtown on
    the ground.

100
  • COMPLICATING ACTION
  • D I told him that he--it's impossible for him to
    find downtown, 'cause all those people were
    walking by, and just his father is the only one
    that find it?
  • E So he get all upset.
  • F Then I fought him.
  • G I knocked him out all in the street.
  • H So he say he give.
  • I And I kept on hitting him.
  • J Then he start crying
  • K And run home to his father.

101
  • RESOLUTION
  • L And his father told him, he ain't find no glove.

102
  • Labov identifies the primary sequence with the
    most explicit statement of the a-then-b
    relation, as
  • D I told him that he . . .
  • E So he get all upset.
  • F Then I fought him.
  • G I knocked him out all in the street.
  • H So he say he give.
  • I And I kept on hitting him.
  • J Then he start crying
  • K And run home to his father.

103
  • Evaluation particularly important
  • establishes the point of interest
  • emphasizes its unusual character
  • demonstrates the teller's involvement with event
    reported elicits interest and belief from
    listeners

104
  • EVALUATION
  • Semantic Explains teller's attitude, suspends
    action
  • D I told him that he--it's impossible for him to
    find downtown, 'cause all those people were
    walking by, and just his father is the only one
    that find it?
  • Symbolic action Hitting someone after he says he
    gives indicates the teller's anger was great
  • H So he say he give.
  • I And I kept on hitting him.
  • External Statement by third person
  • L And his father told him, he ain't find no glove.

105
5. Developmental linguistics
  • By contrast with Labov, view of variation as one
    property of a language system
  • Developmental linguistics is a comprehensive
    linguistic theory
  • it includes variation and change as central facts
    of language
  • relates them to language acquisition, language
    death, pidginization and creolization
  • C.-J. Bailey (1973, 1982 etc) sees
    sociocommunicational factors like ethnicity,
    gender, style etc balancing neurobiological
    factors in language development

106
  • Sociocommunicational factors depend on local
    speech community
  • Neurobiological factors are universal and appear
    in language acquisition and loss, pidginization
    and creolization, e.g.Marking (or Markedness), as
    in
  • Unmarked /t, d, n/ initial /k, g, ng/ final in
    syllable
  • Marked /k, g, ng/ initial /t, d, n/ final in
    syllable
  • Unmarked terms acquired first, lost last found
    in more languages more robust in language contact

107
  • Usually, marked term predicts presence of
    unmarked term, e.g. syllable initial /k/ ?
    syllable initial /t/
  • In Developmental Linguistics
  • Rules form a panlectal grammar predictive for
    language acquisition and change
  • Categories are gradient,
  • not just or -
  • variation is built into rules
  • gradient morpheme boundary in the rule for
    consonant cluster simplification cited above
  • C ? ltFgt / C ltgt ___ ltCgt

108
  • says deletion becomes more likely as the morpheme
    boundary becomes less clear
  • from laughed to leftPst Tns to leftAdv to
    draft
  • rules reflect neurobiological influences, they
    describe connatural change, versus abnatural
    change due to sociocommunicational influence

109
6. Community of Practice (CoP)
  • Communities of Practice (Wenger 1998)
  • fishermen on Marthas Vineyard
  • members of a Black street gang
  • We all participate in various CoPs
  • in the family at home
  • at work
  • at school
  • in casual groups and organizations
  • CoP ways of speaking are the most closely
    coordinated
  • CoP is the primary place for doing gender for
    constructing social identity generally

110
  • Newer research on variation focuses on the CoP
    and the social meaning of speech styles (based on
    linguistic variables)
  • By contrast, Labovs correlational
    sociolinguistics
  • uses survey and quantitative methods
  • examines correlations between linguistic
    variability and major demographic categories
    (class, age, sex class, ethnicity)
  • develops the "big picture" of the social spread
    of sound change across groups and regions.

111
  • Later variation studies
  • describe the relation between variation and
    local, participant-designed categories.
  • give local meaning to the demographic categories,
  • still focus on some kind of speech community,
  • examine linguistic variables in their role as
    local/regional dialect features

112
  • Newest research oriented to CoP
  • views practices and styles, rather than
    variables, as directly associated with identity
    categories
  • explores the contributions of variables to styles
  • takes social meaning as primary
  • examines any linguistic material with a
    social/stylistic purpose (not just changes in
    progress)
  • often explores the style in relation to gender

113
  • Eckert (1998) shows how adolescents use language
    practices to construct their social (gendered)
    identity
  • if CoP (rather than class) defines speech style,
    its no surprise that women and men in the same
    class display different styles.
  • re-interpret Labovs findings on Marthas
    Vineyard
  • Fishermen as members of a CoP
  • use vowel quality to express social meaning
  • other islanders orient toward the shift to
    position themselves socially
  • female identities and alignment among members of
    CoP
  • Notice repetition, overlap, markers of
    agreement, tags, details, dialogue

114
  • TIPSY
  • Annie and I always thought
  • that her and Vance just were great together.
  • Jean yeah.
  • used to get s-
  • Helen they were both good.
  • Annie yeah.
  • they were really good.
  • Jean you could go over there
  • around the holidays
  • and get smashed before you left the place.
  • Helen oh yeah.
  • Jean we used to have the last appointment,
    right? remember, the two of us would go?
  • Annie yeah, yeah.

115
  • Jean "want some wine girls?"
  • "sure we'll have a glass of wine."
  • you walk out of there you're half tipsy.
  • Annie you were under the dryers.
  • Jean well sure.
  • and he'd be pouring the wine
  • and we were tipsy
  • by the time we walked out of that place.
  • Annie then he moved all the way out at Rand
    Road.
  • Jean near the town show, remember?
  • Annie yeah.
  • Jean we went there.
  • Annie we used to go there.
  • and then we went on to Union Road,
  • when he was there.
  • Jean yeah.
  • yeah.
  • we followed him around.

116
7. Ethnography of communication
  • Ethnography of communication (or Ethnography of
    speaking)
  • studies uses, patterns and functions of speaking
    as an activity in concrete social settings in the
    speech community
  • Defining speech community
  • shared rules for speaking and shared speech
    variety
  • we all inhabit different, overlapping speech
    communities

117
  • Methodology participant-observer description
  • Etic versus Emic (from phonetic versus phonemic)
  • Communicative competence versus Chomsky's
    grammatical competence

118
  • 7.1 Language functions
  • Bühler (1933) "Organon Modell" 3 factors, 3
    functions

119
  • Malinowski (1935) phatic communion, interaction,
    magic language as instrument in "context of
    situation"
  • Jakobson (1960) 6 factors, 6 functions

120
  • Hymes (1962, 1964) extends Jakobson,
  • expands Reference into Topic Setting
  • (hence referential contextual functions)
  • splits Sender into Speaker and Addressor

121
  • 7.2 Speech acts and speech events
  • Speech situation scene (cultural) and setting
    (physical)
  • Speech event within Speech situation, composed
    of Speech acts
  • Speech act minimal unit of speech event
  • By contrast with turns, pairs, sentences etc

122
  • For example
  • speech situation speech event speech act
  • market place transaction offer
  • conversation story preface
  • ceremony prayer invocation

123
  • Components defining speech events
  • Participants Addressor, Addressee, Audience
  • Form dialect, variety, register
  • Ends purpose of event, goals of participants
  • Key mock versus serious, perfunctory versus
    painstaking

124
  • Form dialect, register etc
  • Dialect is "what you speak" based on "who you
    are," i.e. where you were born/where you live,
    your age, group memberships etc
  • Register is "what you are speaking" based on
    "what you are doing," i.e. the particular
    activity and context
  • Genre poem, proverb, lecture, advertisement
  • Norms "no gap, no overlap" in conversation,
    "speak only when you're spoken to" for children

125
The SPEAKING GRID a schema of the components of
speech
  • SITUATION setting physical circumstances
  • scene psychological setting subjective
    definition of an occasion
  • PARTICIPANTS speaker or sender / address or
  • hearer or receiver or audience / addressee
  • ENDS outcomes purpose of the event from
    cultural point of view
  • goal purposes of individual participants
  • ACT SEQUENCE message form and content
  • KEY tone and manner
  • INSTRUMENTALITIES Channel verbal, non-verbal,
    physical
  • Form variety of language drawn from
    community repertoire
  • NORMS of interaction
  • of interpretation
  • GENRE Textual categories

126
  • Apply the Speaking Grid to various speech events
     
  • written invitation to child's birthday party
  • internet chat room interaction
  • talk at work
  • telephone sex

127
8. Interactional Sociolinguistics
  • Interactional Sociolinguistics grows out of
  • Ethnography of Speaking and Sociology of everyday
    life, esp. the notion of the participant-observer

128
  • 8.1 Sociology of everyday life
  • Order at every level of interaction
  • Garfinkle, Goffman
  • Through ways of speaking we define ourselves
    and our relationships with others
  • we present a self for ratification in
    interaction, and we take a line (or stance)
  • Goffman defines face as the positive social
    value a person claims by the line others assume
    he/she has taken we can save face or lose face
    in interaction

129
  • Social interaction is then face work
  • we have face wants and needs
  • positive face desire to be liked
  • negative face desire to be left alone
  • interaction may threaten our face in various ways
  • some acts are inherently face threatening acts
    (ftas) e.g. requests, invitations
  • the requester risks loss of face, if addressee
    refuses, but addressee also loses face in
    refusing

130
  • 8.2 Involvement and Contextualization cues
  • Involvement is successful ongoing interaction
  • co-produced by interactants
  • negotiating selves, relationship and
    interactional goals

131
  • Gumperz defines contextualization cues
  • ways of signaling our attitudes toward what we
    say
  • prosody (tempo, volume, intonation, hesitation)
  • repetition
  • formulaicity
  • shifts in style
  • code-switching

132
  • contextualization cues frame interaction
  • in terms of our contextual presuppositions
  • serious/humorous
  • important/trivial
  • hurried/leisurely
  • contextualization cues bracket individual acts or
    stretches of interaction
  • perception of contextualization cues allows us to
    draw inferences about other participants and
    their interactional goals

133
  • So Interactional Sociolinguistics studies
  • prosody
  • disfluencies
  • discourse markers
  • repetition
  • formulaicity
  • code-switching
  • style

134
  • and their effects on talk in interaction
    regarding
  • construction of identity
  • power versus solidarity
  • control
  • alignment among participants
  • concern with intercultural and inter-ethnic
    communication
  • effects of sociolinguistic variables on
    communication
  • male/female
  • old/young
  • insider/outsider
  • power/solidarity

135
  • Consider an example from Gumperz Following an
    informal graduate seminar at a major (US
    American) university, a black student approached
    the instructor, who was about to leave the room
    accompanied by several other black and white
    students, and said
  • Could I talk to you for a minute? Im gonna
    apply for a fellowship and I
  • was wondering if I could get a recommendation?
  • The instructor replied
  • O.K. Come along to the office and tell me what
    you want to do.
  • As the instructor and the rest of the group left
    the room, the black
  • student said, turning his head ever so slightly
    to the other students
  • Ahma git me a gig!

136
  • the student frames his two utterances in
    different ways
  • his presuppositions about interaction with the
    instructor differ from those about interaction
    with the other students
  • code-switch from Standard American to
    Afro-American Vernacular English
  • appropriate contextualization cues (prosody,
    formulaicity, lexis) align student first with the
    instructor, then with the students, AAVE aligns
    him directly with other black students.

137
  • 8.3 Conversational Style
  • Tannen (1984) sees involvement as a scalar
    factor, partially determined by social variables
  • gender, age, background, profession, class
  • High-involvement fast, no pause or overlap,
    joint production
  • Low-involvement (High-considerateness) slow,
    long pauses, no interruption

138
  • High versus low involvement style
  • type of speaker
  • passage of talk
  • type of discourse
  • New Yorkers exhibit higher involvement than
    Californians
  • talk between friends exhibits higher involvement
    than talk among strangers
  • women exhibit higher involvement than men,
  • storytelling exhibits higher involvement than a
    report
  • Style differences are heard as social (class)
    differences

139
  • high involvement between co-narrators
  • James we were in this
  • we were in a peat bog
  • Lois uh
  • James in Ire- in Ireland.
  • eh no it wasnt in Ireland
  • it was on the Isle of Skye
  • Lucy no, we were on the Isle of Skye
  • James sorry, on the Isle of Skye
  • Lucy right next to the west coast of Scotland
  • James we were right on the north-
  • right in the north
  • Lucy new years eve
  • James new years eve
  • Lucy freezing cold
  • James freezing cold

140
  • Lucy in the middle of nowhere
  • just nothing
  • James and we got stuck in this terrible bog.
  • laughs and jus-
  • as far as the eye could see
  • it was just bog
  • and we were like walking through it
  • and it was quite late
  • Lucy and it was late
  • and it was becoming dark
  • about five oclock
  • Emma aw
  • Lucy and it was really really cold
  • and we were on our way home
  • after a long walk . . .
  • Note particularly overlap, joint production,
    speaker change, repetition

141
  • Tannen womens and mens styles of involvement
  • systematic study of male versus female
    involvement
  • men and women engage in cross-cultural
    communication
  • Women higher involvement
  • closer together
  • more eye contact
  • more understanding checks
  • more attention signals
  • shorter gaps
  • more overlap
  • shorter turns
  • more frequent speaker change
  • more egalitarian
  • less appeal to expert knowledge

142
  • Men lower involvement
  • farther apart
  • less eye contact
  • fewer understanding checks
  • fewer attention signals
  • longer gaps
  • less overlap
  • longer turns
  • less frequent speaker change
  • Less egalitarian
  • more appeal to expert knowledge

143
  • Mens and womens conversational styles clash
    causing systematic misunderstandings in everyday
    interaction
  • attention to stylistic differences and
    realization of their effects, reframing and
    meta-talk about differences can smooth interaction

144
9. Conversation
  • 9.1 Conversation Analysis
  • Conversation Analysis (CA)
  • from ethnography and the Sociology of everyday
    life (Garfinkle, Goffman)
  • order at every level of interaction, at every
    point in the system
  • Where others had seen conversation as too messy
    for analysis,
  • Sacks found it highly systematic at the
    micro-level

145
  • Turn-taking system
  • to avoid gaps and overlap
  • to determine who speaks next
  • Adjacency pairs as basis of organization
  • first part question
  • second part answer
  • Preference structure describes differences in
    form and frequency of possible second pair parts
  • first part invitation
  • preferred second part acceptance
  • dispreferred second part rejection

146
  • preferred responses are more frequent and shorter
  • A Please come to my party on Thursday.
  • B Okay.
  • A Please come to my party on Thursday.
  • B Uh, Thursday, gee, thats a bad day for me.

147
  • Conversational repair
  • system for handling problems, for clarification
    and correction
  • Self-repair
  • I saw Judy last Tuesday- sorry, Monday.
  • Other-initiated repair
  • A I saw Judy last Tuesday.
  • B Uh, Tuesday?
  • A Oh, yeah, I saw her Monday at the party.
  • Other-repair
  • A I saw Judy last Monday.
  • B You mean Tuesday.
  • A Yeah, I saw her at Nancys.

148
Sequentiality
Insertion sequence Nan what time do you get
to work? Aaron Friday? Nan yeah. Aaron
oh, between seven thirty and eight, quarter to
eight. Nan well, I might not be there the
second you get to work
149
  • Double insertion sequence
  • A Where can I catch the Saarbahn?
  • B Do you know where Landwehrplatz is?
  • A Is it just over on Mainzer Strasse?
  • B Yeah.
  • A Then I know how to get there.
  • B Well, thats where you catch the Saarbahn.
  • Recurrent pairs, sequences, exchange types,
    preferences, repair, cues and signals all work
    together to create coherence in conversation

150
  • 9.2 Conversation as a type of discourse
  • Conversation is a special speech event or
    discourse type
  • characteristic cohesive devices
  • coherent structure
  • Understanding checks y'know, right?, huh?, tags
  • Attention signals m'hm, uh-huh, wow, really?
  • move, turn, pair, exchange pre-sequence

151
  • Sue Hi. greeting
  • Jill Hi. greeting
  • Sue So, how have you been. question
  • Jill Not so well really. answer
  • Sue Oh I'm sorry to hear that. response
  • Jill How about you? ques
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