Title: Preschool Educational Environments and SIMS Codes
 1Preschool Educational Environments and SIMS Codes
- MA Department of Education 
 - SEPP  Data Collection 
 - MA Department of Early Education and Care
 
  2SIMS- Element DOE034 Changes, 2007-2008
-  The federal placement categories and their 
definitions for students with disabilities ages 
3-5 years old were changed for the 2006-2007 
school year. Massachusetts met this reporting 
requirement by piloting the collection of the 
proposed new categories with Boston Public 
Schools and Springfield Public Schools.  -  
 
  3Whats going to change for DOE034?
- SPLIT Special Education Placement (DOE34) into 2 
data elements  - Special Education Placement ages 6-21 (DOE34) 
 - Add a new data element Special Education 
Placement ages 3-5 (DOE032).  
  4DOE034 Prior to 07-08 Changes
- 00 Not a Special Education Student 
 - 01 Not currently a Special Education student, 
but was previously a Special Education student 
during the current school year  - 05 3-5 year olds, General Education students 
serving as role models in Pre-K classes  - 08 3-5 year olds, with disabilities, 100 
special education services in the general 
classroom  - 09 3-5 year olds, with disabilities, 100 
Substantially Separate Classroom  - 10 All ages, Full Inclusion  special education 
services outside the general education classroom 
less than 21 of the time  - 20 All Ages, Partial Inclusion  special 
education services outside the general education 
classroom 21 to 60 of the time  - 40 All ages, Substantially Separate Classroom  
special education services outside the general 
education classroom more than 60 of the time  - 41 All ages, Public Separate Day School 
 - 50 All ages, Private Separate Day School 
 - 60 All ages, Residential School 
 - 70 All ages, Homebound/Hospital 
 - 90 All ages, Public Residential Institutional 
Facilities (0370XXXX schools)  
  5DOE034 Changes for 07-08
- The Following Codes have been removed from 
element DOE034  - 05 3-5 year olds, General Education students 
serving as role models in Pre-K classes  - 08 3-5 year olds, with disabilities, 100 special 
 education services in the general classroom  - 09 3-5 year olds, with disabilities, 100 
Substantially Separate Classroom  -  
 
  6DOE034 Changes for 07-08Continued
- The Following Codes will remain valid for element 
DOE034 with the following text changes  - 00 Not a Special Education Student, age 6-21 
 - 01 Not currently a Special Education student age 
6-21, but was previously a Special Education 
student during the current school year  - 10 Full Inclusion  special education services 
outside the general education classroom less than 
21 of the time  - 20 Partial Inclusion  special education services 
outside the general education classroom 21 to 
60 of the time  
  7DOE034 Changes for 07-08 Continued
- The Following Codes will remain valid for element 
DOE034 (continued)  - 40 Substantially Separate Classroom  special 
education services outside the general education 
classroom more than 60 of the time  - 41 Public Separate Day School 
 - 50 Private Separate Day School 
 - 60 Residential School 
 - 70 Homebound/Hospital 
 - 90 Public Residential Institutional Facilities 
(0370XXXX schools)  
  8New Element DOE032 for 07-08
- Data Element DOE032  Special Education 
Placement, ages 3-5  - 00 Not a Special Education Student, age 3-5 
 - 01 Not currently a Special Education student age 
3-5 but was previously a Special Education 
student during the current school year  - 05 3-5 year old, General Education students 
serving as role models in Pre-K classes  - 30 In the regular early childhood program at 
least 80 of the time (previously 08 or 10)  - 32 In the regular early childhood program at 
least 40  79 of the time (previously 20)  - 34 In the regular early childhood program less 
than 40 of the time (previously 40)  - 36 Substantially Separate Class (previously 09) 
 - 38 Public Separate School (previously 41) 
 - 42 Private Separate Day (previously 50) 
 - 44 Residential Facility (previously 60) 
 - 45 Public Residential Institutional Facilities 
(previously 90)  - 46 Home (previously 70) 
 - 48 Service provider location (private clinicians 
offices, clinicians office in school building, 
hospital facilities).  
  9Element DOE034 for 07-08
- Data Element DOE034 Special Education Placement, 
Age 6-21  - 00 Not a Special Education Student, age 6-21 
 - 01 Not currently a Special Education student age 
6-21, but was previously a Special Education 
student during the current school year  - 10 Full Inclusion  special education services 
outside the general education classroom less 
than 21 of the time  - 20 Partial Inclusion  special education 
services outside the general education classroom 
21 to 60 of the time  - 40 Substantially Separate Classroom  special 
education services outside the general education 
classroom more than 60 of the time  - 41 Public Separate Day School 
 - 50 Private Separate Day School 
 - 60 Residential School 
 - 70 Homebound/Hospital 
 - 90 Public Residential Institutional Facilities 
(0370XXXX schools) 
  10Changes in Educational Environment Data Collection
-  IDEA 2004 altered the categories for reporting 
the number and percentage of preschool-aged 
children with disabilities participating in LRE 
to more accurately reflect the extent of the 
childrens participation in regular early 
childhood programs  
  11Emphasis Shift
- Old emphasis 
 - where the child received special education and 
related services  - New emphasis 
 - the percentage of time the child spends in an 
environment with typically-developing, same-age 
peers, including, but not limited to, early 
childhood special education services 
  12Formula Change
- Baseline Formula 
 -  of hrs of special education services in an 
inclusive setting plus  of hrs in a natural 
environment divided by 25 hrs  
- Revised Formula 
 -  of hrs in an inclusive early childhood setting 
divided by the  of hours in special education 
settings outside of an inclusive early childhood 
setting plus the  of hours in an inclusive early 
childhood setting  
  13Revised Formula
 of hours in a regular, inclusive early 
childhood setting
 of hours in a regular, inclusive early 
childhood setting   of hours receiving special 
education services outside an inclusive early 
childhood setting 
 14Obtaining Information 
- IEP indicates the amount of time the child 
receives special education services  - Ask families if the child attends an Early 
Childhood program  - If so, what is the setting, and 
 - how long does the child spend there each day 
 
  15Early Childhood Program A program that includes 
at least 50 nondisabled children. Including, 
but not limited to
- Head Start 
 - Kindergarten 
 - Reverse mainstream classrooms 
 - Private preschools 
 - Preschool classes offered to an eligible 
pre-kindergarten population by the public school 
system  - Group child care
 
  16Early Childhood Environments Decision Tree
80 30
Attends EC program?
What  time spent there? (use formula)
40 to 79 32
yes
no
separate class 36
yes
Attends spec ed program?
separate school 38 or 42
What is the location?
residential facility 44 or 45
no
Receives spec ed at Home?
Home 46
yes
no
Service Provider 48 
 17QA
- What is considered a standard school day for a 
preschool-aged child?  - 8 hours a day. Not 8 hours a day averaged across 
the week, but 8 hours each day  - What does group child care mean? 
 - A non residential setting where the other 
children in care are not related to one another. 
Group child care is not in-home babysitting, 
nannies, or in the home of a neighborhood 
babysitter or relative providing childcare 
  18QA
- What about 5 year olds in Kindergarten? 
 - The new formula is to be applied to children ages 
3-5 years old. If the 5 year old is in 
Kindergarten, then the decision tree, and 
possibly the formula, is applied to them. Other 
Kindergarten students who are 6 years old are 
reported using codes for 6-21 year olds (on slide 
9).  
  19Case Studies 
 20Mary has an IEP that calls for
- Participation in the public school inclusive PreK 
program 3 days per week for 2.5 hours/day.  - She receives her pt and ot services while in the 
inclusive PreK program.  - In addition, Mary attends a child care center on 
the same 3 days in the afternoon as an extended 
day for an additional 4 hours/day, not as part of 
her IEP.  
  21Marys Decision Tree
80 30
yes
Attends EC program?
What  time spent there?
40 to 79 32 
 22Calculating Marys hours
- 3 days/week for 2.5 hours/day  7.5 hours in 
inclusive PreK  - 3 days/week for 4 hours/day  12 hours in child 
care center  - 19.5 hours are spent in the regular early 
childhood setting  - 0 hours are spent in special education outside 
the regular early childhood setting 
  2319.5 hours in ec setting
 100
0 hours receiving SpEd outside ec setting  
 19.5 hours in early childhood setting
New SIMS Code - In the regular education at least 
80 of the time  30 
 24Sandy has an IEP that calls for
- 30 minutes of physical therapy services with a PT 
in a 11 setting 5 days a week  - 30 minutes of occupational therapy with an OT in 
a 11 setting 5 days a week.  - Sandy also attends a community-based preschool 
program 3 days per week for 2.5 hours a day 
outside of her IEP. 
  25Sandys Decision Tree
80 30
yes
Attends EC program?
What  time spent there?
40 to 79 32 
 26Hours
- 3 days/week for 2.5 hours/day  7.5 hours in 
community-based preschool  - 30 minutes of pt and 30 minutes of ot 5 times a 
week  5 hours sped services  - 7.5 hours are spent in the regular early 
childhood setting  - 5 hours are spent in special education outside 
the regular early childhood setting 
  277.5 hours in ec setting
 60
5 hours receiving SpEd outside ec setting  7.5 
hours in early childhood setting
New SIMS Code - In the regular education 40 - 
79 of the time  32 
 28John has an IEP that calls for
- 15 hours of ABA services 
 - He receives these services in a substantially 
separate classroom at the public schools.  - John spends the rest of the week in the care of 
his grandmother while his parents are working. 
  29Johns Decision Tree
Attends EC program?
no
separate class 36
yes
Attends spec ed program?
separate school 38 or 42
What is the location?
residential facility 44 or 45
New SIMS Code  Substantially Separate Class  36 
 30Alex currently receives 
- 9 hours a week of 11 therapy outside of an 
inclusive setting, in his neighborhood elementary 
school.  - The remaining time in his week is spent with his 
mother engaging in activities in natural 
environments for a 3 year old including 
playgroups, visiting the neighborhood playground, 
etc. 
  31Alexs Decision Tree
Attends EC program?
no
Attends spec ed program?
no
Receives spec ed at Home?
no
Service Provider 48 
 32Timmy
- attends an inclusive preschool program 3 days a 
week for 5 hours a day.  - While there, he is pulled out for speech 
services 30 minutes each day.  - In addition Timmy attend a community child care 
on 2 days a week for 9 hours each day. 
  33Timmys Decision Tree
80 30
yes
Attends EC program?
What  time spent there?
40 to 79 32 
 34Calculating Timmys hours
- 3 days/week for 4.5 hours/day  13.5 hours in 
inclusive preschool  - 30 minutes of speech 3 times a week  1.5 hours 
sped services  - 9 hours of community child care 2 times a week  
16 hours regular ec program  - Remember  max is an 8 hour day 
 - 29.5 hours are spent in the regular early 
childhood setting  - 1.5 hours are spent in special education outside 
the regular early childhood setting 
  3529.5 hours in ec setting
 95
1.5 hours receiving SpEd outside ec setting  
 29.5 hours in early childhood setting
New SIMS Code - In the regular education at least 
80 of the time  30 
 36Questions? 
 37More information
- OSEP/Westat QA document 
 - https//www.ideadata.org/docs/PRESCHOOL20LRE20QA
.pdf  
  38Contact Us
- For questions regarding data collection 
 - Helene Bettencourt hbettencourt_at_doe.mass.edu 
 - Maryann Donie mdonie_at_doe.mass.edu 
 - For programmatic questions 
 - Pat Cameron pcameron_at_massmail.state.ma.us 
 - Whitney Donaldson wdonaldson_at_doe.mass.edu 
 - Donna Traynham dtraynham_at_doe.mass.edu