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Characterization of Failure Modes

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Title: Characterization of Failure Modes


1
Characterization of Failure Modes
  • Prior to conducting any limit-equilibrium
    calculations for rock-slope stability
    evaluations, the engineer first must identify the
    geologic structural patterns and the subsequent
    geometrical interactions with the proposed
    slope-cut face.
  •  
  • Basic checklist for rock-slope stability
    analysis
  •  
  • 1. Do the orientations of rock mass
    discontinuities allow for the formation of any
    kinematically viable failure modes for the
    proposed slope cut (face)?
  •  
  • Look for plane shears, wedges, step-paths,
    toppling modes

2
 
  • Failure Modes
  •  
  • Plane-shear mode
  •  
  • A fracture set with nearly the same dip direction
    as
  • the slope face (approx. 20o) and dipping more
  • shallow (flatter) than the slope face. This set
    will
  • have a cluster of poles displayed on a stereonet
    plot
  • that coincides nearly with the pole of the slope
    face.  

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5
 
  • Failure Modes
  •  
  • Step-path mode
  •  
  • A failure path comprised of the combination of
    two
  • fracture sets, one flat and one steep, both of
    which
  • strike nearly parallel to the slope face. The
    flatter set
  • (known as the master joint set) must be
    daylighted in
  • the face, while the steeper set (known as the
    cross
  • joint set) provides step-ups to form a quasi-
  • continuous step-path failure path.  

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8
 
  • Failure Modes
  •  
  • Wedge mode (3-D analysis)
  •  
  • A tetrahedral wedge of rock formed by the
  • intersection of two fracture planes so that
    potential
  • sliding occurs along the daylighted intersection
    line.
  • To be kinematically viable, such a wedge must
    have
  • an intersection line that falls in between the
    dip
  • directions of the two planes and parallel (or
    nearly
  • parallel) to the dip direction of the slope face.
     

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11
 
  • Failure Modes
  •  
  • Toppling
  • A steeply dipping fracture set strikes nearly
    parallel to
  • the slope face and forms tall slabs that peel
    away
  • from the slope.
  •  

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14
Characterization of Failure Modes
  • Basic checklist for rock-slope stability
    analysis
  • 1. Do the orientations of rock mass
    discontinuities allow for the formation of any
    kinematically viable failure modes for the
    proposed slope cut (face)?

15
Characterization of Failure Modes
  • Basic checklist for rock-slope stability
    analysis
  • 1. Do the orientations of rock mass
    discontinuities allow for the formation of any
    kinematically viable failure modes for the
    proposed slope cut (face)?
  • 2. For those failure modes considered
    kinematically viable, do the discontinuities that
    comprise them have sufficient length
    (persistence) to allow for significantly sized
    failures?
  •  
  • Depending on the project, significantly sized
    may indicate rock failure masses with a volume of
    at least 1 to 5 m3. Relatively short
    discontinuities form failures that break out only
    near the crest of the slope face, leaving a
    notched, ragged appearance at the top of the
    slope face but most likely not affecting the
    overall, large-scale stability of the rock slope.

16
Characterization of Failure Modes
  • Basic checklist for rock-slope stability
    analysis
  • 1. Do the orientations of rock mass
    discontinuities allow for the formation of any
    kinematically viable failure modes for the
    proposed slope cut (face)?
  • 2. For those failure modes considered
    kinematically viable, do the discontinuities that
    comprise them have sufficient length
    (persistence) to allow for significantly sized
    failures?
  • 3. For those kinematically viable failure mode(s)
    with sufficient length, is there adequate shear
    strength along the sliding surface(s) to prevent
    instability?
  •   (Driving forces are compared to resisting
    forces, and FS is computed.)

17
 
  • Plane-Shear Analysis
  •  
  • Required input for the 2-D analysis
  • Slope geometry
  • slope face (cut) angle (a)
  • upslope angle above cut crest (q)
  • Geometry of potential failure mass
  • dip of plane-shear structure (b)
  • vertical height from daylight point to
  • slope-cut crest (h)
  • horz. dist. from cut crest to tension crack
    (Dc)

18
 
  • Plane Shear (continued) 
  • Rock properties
  • rock-mass unit weight (g)
  • shear strength (t) model for sliding plane
  • average waviness angle (R)
  • Ground water information
  • depth to water level in tension crack (Dwc)
  • depth to water table assumed parallel to the
  • upslope (Dw)
  • External loads (optional)
  • surcharge load appl. to potential failure
    mass
  • rock-bolt angle and loading information

19
 
  • 3-D Wedge Analysis
  •  
  • Required input
  • Slope geometry
  • dip and dip direction of the slope face (cut)
  • dip and dip direction of the upslope
  • Geometry of potential failure mass
  • dip and dip direction of the two
    discontinuities
  • forming the wedge
  • dip direction of an assumed vertical t-crack
  • vert. height from daylight point to cut crest

20
 
  • 3-D Wedge (continued) 
  • Rock properties
  • rock-mass unit weight
  • shear strength model for each plane
  • average waviness angle for each plane
  • Ground water information
  • depth to water table assumed parallel to the
  • upslope and the same depth in t-crack
  • External loads (optional)
  • surcharge load appl. to potential failure mass
    rock-bolt direction and loading information

21
 
  • Options for Shear Strength Model
  •  
  • The plane shear and 3-D wedge stability analyses
    in program RkSlope allow the user to select
    several options for shear strength
  • 1. General power curve model
  • Includes linear model (atanf, b0,
    ccohesion)
  • Includes power model through zero (c0 a b
    terms)
  • Includes general nonlinear power model (a, b,
    c)
  • 2. JRC model
  • Input JRC (unitless), JCS (units of tsm), fb
    (deg.)

22
 
  • Options for Including Ground-Water Pressure
  •  
  • The plane shear and 3-D wedge stability analyses
    in program RkSlope allow the user to select
    several options for including ground-water
    pressure
  • 1. Hydrostatic option
  • Simultaneously computes FS for two cases
  • Case 1 (FS) Boundary pressure distribution
    originates
  • from water standing in the t-crack and
    results in two
  • triangular pressure components (most
    commonly used).
  • Case 2 (FSM) Failure mass treated as
    porous media
  • with pore-pressure distribution equiv. to
    mirror-image
  • of the saturated portion of the mass (rarely
    used).

23
 
  • Ground-Water Options (continued)
  •  
  • 2. Seepage option (Case 3)
  • The fractured rock mass is assumed to have
    enough
  • interconnected fractures to allow mass water
    flow, so
  • that gradient and saturated volume can be
    used to
  • compute seepage force.
  • In most cases, this option provides FS values
    between
  • those obtained from Case 1 (most optimistic)
    and from
  • Case 2 (most conservative).
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