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Title: Lecture III: SOCIAL TURMOIL IN THE 1920S:CIVIL WAR, WAR COMMUNISM and NEP


1
Lecture IIISOCIAL TURMOIL IN THE 1920SCIVIL
WAR, WAR COMMUNISM and NEP
  • In the framework of the course Crucial Issues of
    Russian Political History from the early XXth
    century up the present time
  • Sergey Verigin, Ass. Prof.
  • Petrozavodsk State University

2
Contents list
  • Civil War. 1918-1920. "Red" and "White" terror
  • Policy of War Communism
  • New economic policy (NEP)

3
I. Civil War. 1918-1920. "Red" and "White"
terror Historical views of the Civil war.
  • For a long time in Soviet historiography
    literature the Civil War was seen as a struggle
    of workers and peasants against internal and
    external enemies counterrevolutionary "white
    movement" and foreign military intervention. 
  • But authors who wrote about the Civil War after
    emigrating from Soviet Russia (V.V.Shulgin,
    P.N.Milukov and others) had a different opinion.
    They saw the war as a wave of anarchy and strife.
  • General A.Denikin titled his book "Essays of
    Russian strife". They saw the Bolsheviks as a
    guilty party in starting the war.
  • Historian S.P.Melgunov in his work "Red terror in
    Russia, 1918-1923", provided numerous facts which
    proved this opinion. In the minds of the Soviet
    people the Civil War is seen as a struggle
    between "red" (supporters of Soviet power) and
    "white" (their enemies).
  • But the political spectrum during this war was as
    wide as it was in 1917 or even wider. In the
    Civil War Bolsheviks had to struggle against not
    only the white movement but also the "democratic
    counterrevolution" (supporters of the Constituent
    Assembly) and even with their former allies, left
    social - revolutionaries and anarchists.

4
Bolsheviks measures against enemies
  • After taking power Bolsheviks began persecuting
    right and liberal organisations.
  • November 1917 - Lenin signed the decree "For
    the arrest of leaders who opposed the
    revolution", which declared the cadets party as
    enemies of the people. Members of this party were
    supposed to be arrested and appear before the
    revolutionary tribunals. There were executions of
    non-proletarian people. 
  • As a result, opposition to the Bolsheviks grew.
    Even before the end of 1918 there were several
    anti-Bolshevik organisations, such as the
    "Committee of the salvation of Russia and
    revolution", the "Committee of public salvation"
    and others.

5
Russian Civil War, 1918-1920
6
First steps of the Civil war
  • January 6, 1918 - after the dispersal of the
    Constituent assembly, the Bolshevik's enemies
    began to arm themselves.
  • Before May 1918 military performances against
    Bolsheviks were not substantial.
  • The march of general P.Krasnov on Petrograd and
    the mutiny of the junkers in Moscow in October
    1917
  • the revolts of Cossack chieftains A.Kaledin on
    the Don and A.Dutov in the Southern Urals,
  • the offensive of L.Kornilov on Ekaterinodar in
    1917 - early 1918 were not co-ordinated with each
    other. The white movement had just begun its
    formation.

7
SRs and Mensheviks in the war
  • The beginning of the full-scale Civil war is
    connected with the revolt of Czechoslovakian
    military corps organised by SR (social
    revolutionaries).
  • The Czechoslovakian corps had to be transferred
    to Vladivostok, but the corps spread out along
    the entire territory from the Urals to
    Vladivostok. Along this vast territory during the
    revolt Soviet power was overthrown and
    governments which supported the Constituent
    assembly appeared. Mensheviks and SRs played the
    leading role in these governments. However,
    Mensheviks and SR's attempts to find the "third
    line" in the Civil War - to fight against the
    monarchists and Bolsheviks were unsuccessful.
  • However, the Bolsheviks disbanded the Assembly
    and there after the SRs became of less political
    significance. The Left SR party became the
    coalition partner of the Bolsheviks in the Soviet
    Government, although they resigned their
    positions after the Treaty of Brest-Litovsk was
    signed. A few Left-SRs like Yakov Blyumkin joined
    the Communist Party. The PSR and other
    anti-Bolshevik parties were banned in 1918. SR
    leaders and party members were arrested,
    imprisoned, and exiled, and some were executed
    in response, some SRs turned once again to
    terrorism. A former SR, Fanya Kaplan, tried to
    assassinate Lenin in response to proscription of
    SR members on August 30, 1918. Many SRs fought
    for the Whites and Greens in the Russian Civil
    War.

8
Anarchists
  • Before summer 1918 leftist wing SR left the
    Bolsheviks Government. They were sharply against
    the Treaty of Brest-Litovsk and confiscation of
    food in villages. In July 1918 they organised the
    mutiny against the Bolsheviks in Moscow and the
    Volga district.
  • By this time the contradictions between the
    Bolsheviks and anarchists became clear. During
    the first months after the October revolution
    anarchists were loyal to the Soviet power. The
    Treaty of Brest-Litovsk divided them into
    supporters and adversaries of the Soviet regime. 
  • Supporters of the Soviet power appeared. Some of
    them, such as A.Szheleznyakov, D.Furmanov and
    others even fought in the Red Army. The majority
    of the Anarchists took an antibolshevik stands.
    The Anarchists took part in the mutiny of the
    leftist SR and after it they began an "active
    terror" against the Bolsheviks. The Bolsheviks
    had mixed feelings towards the Anarchists. It was
    illustrated in their relation toward the
    insurgent peasant army led by Nestor Makhno,
    which was active in the Ukraine.

9
Nestor Makhno(1888 - 1934)
  • Makhno is perhaps one of the most famous leaders
    of world anarchy movement.
  • Unlike many of his fellow anarchists he had a
    chance to try anarchist ideas in real life.
  • Makhno spent 7 years (1907-1917) in exile in
    Siberia.
  • Revolution of 1917 freed him and in 1918-21 he
    headed the peasant anarchy movement in Ukraine.
  • The amount of people in his "republic" reached up
    to 35 th people. Makhno tried to fight Germans,
    anti-revolutionary forces and Bolsheviks.
  • In 1920-21 his army suffered several defeats from
    the Red Army and Makhno had to flee abroad.

10
Nestor Makhno(1888 - 1934)
11
Nestor Makhno(1888 - 1934)
  • At first Makhno's army and the Bolsheviks fought
    together against Petlura's army.
  • Being a part of the Red Army Makhno's soldiers
    retained their black flags and the principles of
    their internal organisation.
  • In the Ukraine in the territory under Makhno's
    control the peasants had self-government and the
    principle of the equal use of the land was
    realised. When the Bolsheviks attempts to
    confiscate food failed, Makhno broke off
    relations with them. The situation was created
    that the Bolsheviks used the Anarchists and at
    the same time they oppressed them.
  • In June 1919 the Bolsheviks caught and executed
    the members of Makhno's staff. After that for the
    first time Makhno inflicted a blow against the
    Reds. The failure between the Bolsheviks and
    Makhno was one of the reasons of the defeat on
    the Southern front of the Red Army against white
    general Denikin.
  • After the Red Army's retread from the Ukraine,
    Makhno was the only power left to fight against
    Denikin. He fought on 2 fronts-against "the reds"
    and against "the whites".In 1920 the Bolsheviks
    using political promises were able to attract
    Makhno's troops to struggle against white general
    Vrangel and took control of Crimea. But after
    that his troops were surrounded and disarmed. The
    commanders were shot. Makhno himself continued to
    fight until the middle of 1921, but the balance
    of forces had changed and his troops were
    defeated.

12
General Anton Denikin(1872 - 1947)
  • One of the leaders of the White
  • movement

13
General Petr Vrangel(1878 -1928)
  • One of the leaders of the White movement

14
Aleksandr Kolchak
15
White movement
  • The movement of Mencheviks and SR's was weak
    during the Civil War. They opposed the
    Bolsheviks, but the white movement didn't
    sympathise them. Denikin's and Kolchak's generals
    dispersed the governments of SR's and Mencheviks.
    Many of their leaders were arrested and shot. 
  • Without reference to their will, Mensheviks and
    SR's allowed Admiral Kolchak to create a
    dictatorship in Siberia and the Far East.
  • The white movement was the most consistent enemy
    of the Bolsheviks. Its ideologists, prince
    G.Lvov, P.Struve, V.Shulgin tried to consolidate
    the movement on the base of national identity,
    which offered the struggle for the revival of
    strong Russian stateship.
  • Former Black Sea fleet commander admiral
    A.Kolchak led the struggle against the Bolsheviks
    in the East. He was able to gather 4 thousand
    soldiers. General N.Yudenich acted in the
    northwest of the country, E.Miller-in the North.
    But during the war they couldn't unify their
    fronts. 
  • The social base of the white movement varied
    pretty much. It included officers, Cossacks,
    office-workers, patriotic people who believed in
    national identity.

16
The White movement
  • There are several reasons for "the whites'"
    defeat
  • 1) the movement wasn't unified, it included not
    only "the fighters for the national identity" but
    other people as well who came at random
  • 2) the movement was discredited by Cossack
    chieftains who allowed lawless in Siberia,
    Primorye, Zabaikalye, terrorising the population.
    For example, Cossack's chieftain Grigoryev was
    famous for his cruel massacres in the Ukraine.
  • 3) "the white" couldn't win the support of the
    peasants, who during the war hesitated to choose
    between "the whites" and "the reds".

17
Terror as a method of war
  • The Civil War in Russia was a time of furious
    clashes when millions of people were ready to
    sacrifice their lives for the victory of their
    ideas. One of the most terrible manifestations
    of the Civil War was terror, which was used by
    all sides.
  • The Bolsheviks widely used the tactic of hostage
    taking. After the murder of Petrograd
    intelligence chief (VChK) Uriztsky they shot 900
    hostages. As a response to the murder of German
    communists Rosa Luxenbourg and Karl Libknekht in
    1918 in Berlin Tsaritsin's SNK ordered all of
    their hostages to be shot. After an attempt on
    Lenin's life (30 of August 1918,) several
    thousand people were shot. Repression touched
    both individual people, and all segments of the
    population During the night from the 16th to the
    17th of July 1918 tsar Nicolas II and his family
    were shot in Yekaterinbourg. Even earlier from
    the 12th  to the 13th  of June in the suburb of
    Perm, Mikhail, the last Romanov with a title of
    emperor, was shot. But not only the reds were
    cruel. Admiral Kolchak signed the orders giving
    captive soldiers of the Red Army to the military
    tribunal. In Siberia several concentration camps
    were created for those people who sympathised
    with the Bolsheviks.
  • In the end the Civil War cost Russia 10 percent
    of her population (more than 12 million people).

18
II. Policy of War CommunismEconomic views of
Bolsheviks
  • At the moment of the October revolution the
    Bolsheviks didn't have a clear plan for economic
    reform. They thought that the events of October
    would spur the socialist revolution in Europe and
    German proletariat would play the main role.
  • Lenin wrote at that time "We drudged socialism
    into everyday life and now we must understand all
    of what that means". The orientation of the
    Bolsheviks economic policy became the economic
    model, written by Marx and Engels. 
  • According to this model the dictatorship of the
    proletariat must monopolise all ownership,
    equality must lead in society, it means they took
    a course of changing from free market into
    centralised distribution.

19
War communism
  • The economic system that existed during the Civil
    War was named "War communism". At first this
    system was expressed in the liquidation of
    industrial, financial and trade capital. All
    private banks were nationalised, all foreign
    loans were annulled.
  • The policy of war communism included following
    principles
  • 1. All large factories to be controlled by the
    government.2. Production planned and organized
    by the government.3. Discipline for workers was
    strict, and strikers could be shot.4. Obligatory
    labor duty was imposed onto "non-working
    classes".5. Prodrazvyorstka requisition of
    agricultural surpluses from peasants in excess of
    absolute minimum for centralized distribution
    among the remaining population.6. Food and most
    commodities were rationed and distributed in a
    centralized way.7. Private enterprise became
    illegal.

20
War Communism
  • This policy putting nearly everything of
    significance under the stringent control of
    government and martial law has only a superficial
    relation to communism, and the name was chosen
    for political reasons.
  • Although this policy achieved the aim of winning
    the war, it did not eliminate hardships and in
    many instances actually aggravated them. Peasants
    refused to co-operate in producing food, as the
    government took away far too much of it. Workers
    were abandoning cities into countryside, where
    the chances to feed oneself were higher, thus
    further decreasing the possibility of the fair
    trade of industrial goods for food and worsening
    the plight of the remaining urban population.

21
Prodrazvyorstka
  • January 1919 - "prodrazvyorstka" began the state
    confiscated the surplus food from the peasants
    (sometimes even the necessary food supply).
    Peasants resisted this policy. But then they
    began sending "prodotryadi"- armed groups of
    workers from the cities, which confiscated bread
    by the force of arms. 
  • In addition to their food obligation, the
    peasants had to participate in the system of
    labour obligations, such as the mobilisation of
    horses and wagons. The government began imposing
    price on food. They were 46 times cheaper than
    market prices. 

22
Bolshevik party and the state system
  • Already in 1918 we can't equalise the political
    system of the state with the power of the
    Soviets.
  • It was during this time that the centralised
    apparatus of the Communist party's power was
    created. Central party organs such as Politburo
    and Orgburo of the CC of the RCP (B) were formed.
  • Party permeated the entire state system (in 1920
    the party had 600 thousand members).

23
Effects of the "war communism" policy
  • the Bolsheviks economic policy during the Civil
    War "War Communism", was directed not towards the
    development of production, but towards the
    control over distribution and consumption.
  • Peasants didn't want to work for a food
    dictatorship and began to decrease sowing. The
    grain harvest for the period between 1917 and
    1920 decreased by 40 percent.
  • The total amount of livestock was greatly
    decreased, too. 
  • The workers were transferred from piecework to a
    wage system that reduced their interest in
    labour.
  • The economy declined quickly. 
  • Although this policy achieved the aim of winning
    the war, it did not eliminate hardships and in
    many instances actually aggravated them.
  • As a result, a series of workers' strikes and
    peasants' rebellions (such as the Tambov and
    Kronstadt rebellions) rolled over the country.
    After the rebellions, Lenin ended the policy of
    War Communism and replaced it with the New
    Economic Policy.

24
III. New Economic policy1920-21 revolts.
Declaration of NEP
  • The peasants' protests against food confiscation
    during the war took the character of arm revolts
    in the winter of 1920-1921. At the beginning of
    1921 sailors and the workers of fortress
    Kronstadt came out against the Bolsheviks. They
    were the heart of revolution in October 1917. The
    government used cruel methods the revolt in
    Kronstadt was suppressed in blood, to suppress
    peasants revolts they used regular army.
  • Lenin and the other leaders of the Soviet
    government understood that the shift from war to
    peace required a different policy. 
  • The New Economic Policy (NEP) was officially
    decided in the course of the 10th Congress of the
    Russian Communist Party. It was promulgated by
    decree on March 21, 1921, "On the Replacement of
    Foodstuff and Natural Resource Assessment by a
    Natural Tax." In essence, the decree required the
    peasantry to give the government a specified
    amount of any surplus agricultural, raw product,
    and fodder, and allowed them to keep the
    remaining surplus to use as capital or to trade
    for industrial goods. Further decrees refined the
    policy and expanded it to include some industries.

25
A market during the NEP time
26
A Propaganda train
27
A cart of children who died of starvation in the
famine of 1921, prior to the introduction of NEP
28
A caricature of a nepman

29
Food tax
  • Food confiscation was abandoned in favour of a
    food tax .The amount of the food tax was much
    less than the previous confiscation, and it
    allowed the peasant to use the surplus food any
    way they wanted. In 1922 they helped the peasants
    a lot by reducing the food tax by 10 percent of
    the previous year's tax. In 1922 the peasant
    produced a very good harvest. But it was not
    enough. 
  • The government had to create conditions for the
    sale of these agricultural products. So they
    allowed the free market system for agricultural
    products at the same time created the food tax.
  • But for peasants such kind of exchange was
    unprofitable and in autumn 1921 Lenin confessed
    that the exchange between city and village had
    failed and the "black market" system appeared. So
    the Bolsheviks had to abandon limits on this
    trade and allow peasants to sell their products
    anywhere they wanted.
  • The NEP succeeded in creating an economic
    recovery after the devastating effects of the
    First World War, the Russian Revolution and the
    Russian civil war. By 1928, agricultural and
    industrial production had been restored to the
    1913 (pre-WWI) level.

30
Financial reform
  • Already in 1921 the state had to take steps to
    rehabilitate money. Between 1922 and 1924 there
    was a financial reform which stabilised the
    Russian currency. The creators of this reform
    were Peoples? commissioner of finances
    G.Sokolnikov, director of the State bank Sheiman
    and the member of the board of directors of the
    State bank N.Kutler who was also the former
    minister of finances in the tsar government.
    Rapid improvement of agriculture, revival of
    trade, measures for reinforcing the financial
    system allowed the government to stabilise
    industry.

31
Industrial development
  • The development of industry consisted of
    supporting small and medium size enterprises,
    transferring heavy industry to "hozraschot", a
    widening of initiative and independence of
    enterprises. In the cities private persons were
    allowed to open or to rent small enterprises. In
    the middle of 1920 capitalist sector included 20
    percent of all industry. In the retail trade
    private enterprises controlled 53 percent of all
    commodity turnover.

32
Mixed character of NEP
  • Over all NEP economy had a mixed character of
    market and command. The Bolsheviks resorted to
    allowing capital and elements of a free market at
    the same time they kept in their hands
    "commanding heights" such as heavy and middlesize
    industry, transportation, foreign trade and
    banks. It meant that socialist system coexisted
    with nonsocialist systems such as capitalism,
    small business and patriarchal system, gradually
    replacing them in the economy of the country.
    New economic policy created displeasure among
    some Bolshevik leaders, who saw in it a retreat
    back to capitalism. In addition, along  with the
    stabilisation of economy some negative moments
    appeared, such as the reinforcement of the role
    of private capital, the revival of the
    bourgeoisie ideology. Lenin, the creator of NEP,
    in 1922 had to declare that the retreat to
    capitalism was over and that we had to place
    private capital within limits. The same year he
    wrote "We began NEP for a long period and
    seriously, but not forever. It's a mistake to
    think that NEP ended the terror. We will return
    to terror, but an economic terror".   

33
Table Changes of the Bolshevik's policy in 1920
34
Effects of NEP
  • The NEP was generally believed to be intended as
    an interim measure, and proved highly unpopular
    with the strong Marxists in the Bolshevik party
    because of its compromise with some capitalistic
    elements. They saw the NEP as a betrayal of
    communist principles, and they believed it would
    have a negative long-term economic effect, so
    they wanted a fully planned economy instead. In
    particular, the NEP benefitted the Communists'
    so-called "class enemies", the traders (Nepmen),
    while being detrimental to the workers, whom the
    Party claimed to represent.
  • On the other hand, Lenin is quoted to have said
    ""NEP is for real and for a long time", which has
    been used to surmise that if Lenin were to stay
    alive longer, NEP would have continued beyond
    1929, and the controversial collectivization
    would have never happened, or it would have been
    carried out differently.

35
Effects of NEP
  • In the middle of the 1920's the successes of NEP
    in the rebirth of the Russian economy were
    apparent. The recovery of the economy was
    successful and allowed the agricultural sector to
    feed the population of the country. In 1927-1928
    the USSR surpassed pre-revolution Russian in
    consumption of food. The welfare of people was
    improving.
  • From the other side the realisation of NEP was
    difficult and resulted in lopsided development of
    the main branches of the countries economy
    industry obviously lagged behind the development
    of agriculture. Periodically crises appeared.
    They could have been solved by using NEP
    principles, but Stalin's striving for the
    creation of an administrative - command system,
    reinforcing his own power, these political
    factors hindered the success of NEP. 

36
Literature to the topic 3
  • Alan, M. Ball. Russias last capitalists the
    Nepmen 1921-29. -Berkeley, California Los
    Angeles, London University of California Press,
    1987. 226p. bibliog.
  • Batsell, W. Soviet rule in Russia. New York The
    Macmillan Co., 1929.
  • Baykov, A. The Development of the Soviet economic
    system. ?Cambridge, Eng. Cambridge University
    Press, 1946.
  • Bazili, N. Russia under Soviet rule twenty years
    of Bolshevik experiment. ?London, 1938.
  • Benvenuti F., translated from the Italian by
    Christopher Woodall. The Bolsheviks and the Red
    Army, 1918-1922. -Cambridge, England New York
    New Rochelle, New York Melburn Sydney
    Cambridge University Press, 1988. 264p. bibliog..
    (Soviet and East European Studies).
  • Bernard Pares. Russia. ?London Penguin Books,
    1940. 256p.
  • Bradley. J. Civil war in Russia 1917-1920.
    London Bastford, 1975. 197p.
  • Bunyan, J. ed., Intervention, Civil War and
    Communism in Russia April-December 1918
    Documents and Materials. Baltimore John Hopkins
    Press, 1936.
  • Campbell, R. W.. Soviet economic power.
    Cambridge Houghton Mifflin Co., 1960.
  • Carr, E. A history of Soviet Russia. London
    Macmillan, 1950-1978.

37
Literature to the topic 3
  • Carrére d?Encausse, H.. The great challenge
    nationalities and the Bolshevik state, 1917-1930.
    ?New York, Holmes and Meier, 1992.
  • Chamberlin, W. Russia?s iron age. Boston,
    Massachusetts Little Brown, 1934. 400p.
  • Chamberlin, W. The Russian revolution, 1917-1921.
    ?London, New York Macmillan, 1935. Reprinted,
    1952. 2 vols.
  • Chernov, V. M., translated and abridged by P.E.
    Mosely. ?New Haven, Connecticut Yale University
    Press, 1936. 466p.
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    Russia, 1918-1922. ?London Gollancz, 1935. 400p.
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    a political biography 1888-1938. ?Oxford, New
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    Press, 1971. 495p. bibliog.
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    1972. 142p.
  • Denikin, A TheWhite Army. London Jonathan Cape,
    Ltd., 1930.
  • Denikin, A. The Russian Turmoil. London
    Hutchinson Co., Ltd., 1922.
  • Dobb, M. (an able pro-Soviet economist). Soviet
    economic development since 1917. ? London George
    Routledge Sons, Ltd., 1948.
  • Draper, T. American Communism and Soviet Russia.
    ?New York Viking Press, Inc., 1960.

38
Literature to the topic 3
  • Erlich, A. The Soviet industrialization debate,
    1924-1928. Cambridge Harvard University Press,
    1960.
  • Fainsod, M. How Russia is ruled. rev. ed.
    Cambridge Harvard University Press, 1963.
  • Fischer, L. Lenin. Stockholm, 1967.
  • Fischer, L. The life of Lenin. New York Harper,
    1964 London Weidenfeld Nicolson, 1965.
  • Fischer, L. The Soviets in World affairs,
    1917-1929. 2vols. 2nd ed. Princeton Princeton
    University Press, 1951.
  • Fisher, H.H. The famine in Soviet Russia,
    1919-1923. New York The Macmillan Co., 1927.
  • Florinsky, M. Towards an Understanding of the
    USSR. rev. ed. New York The Macmillan Co.,
    1951.
  • Footman?s, D. Civil War in Russia. ?New York
    Frederick A. Praeger. Inc., 1962. London
    FaberFaber, 1961. 328p. maps. bibliog.
  • Haimson, L.H., ed. The Mensheviks From the
    Revolution of 1917 to the Second World War.
    -Chicago, 1974.
  • Harding, N. Lenin?s political thought. London
    Basingstoke, England Macmillan, 1977, 1981. 2
    vols. bibliog.
  • Harper, S. and Ronald Thompson. The Government of
    the Soviet Union. ?2nd ed. New York D. Van
    Nostrand Co., Inc., 1949

39
Literature to the topic 3
  • Hazard, J. Setting disputes in Soviet society.
    New York Columbia University Press, 1960.
  • Heller, M. and Nekrich, A. Utopia in power a
    history of the USSR from 1917 to the present.
    London, Hutchinson, 1986.
  • Katkov, G. Lenins path to power Bolshevism and
    the destiny of Russia. ?London?, 1971.
  • Kennan, G. Russia and the West under Lenin and
    Stalin. New York Scarborough, Ontario New
    American Library, 1960. 384p. notes.
  • Kennan, G. Soviet foreign policy in Russia and
    the West under Lenin and Stalin. ?Boston Little,
    Brown and Co., 1961.
  • Kochan, L. The making of modern Russia. London
    Cape, 1962 Penguin Books, 1963. 335p.
  • Kochan, L. The Russian revolution. London
    Wayland, 1971. 128p. (Wayland Pictorial Sources
    Series).
  • Lelcuk, V. A short history of Soviet society.
    ?Moscow, 1971.
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    reappraisal, ed. by Leonard Schapiro, Peter
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41
Literature to the topic 3
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42
Literature to the topic 3
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43
Literature to the topic 3
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