Title: Increasing Compliance and Decreasing Problem Behavior
 1Increasing Compliance and Decreasing Problem 
Behavior
- Tammy Hammond Natof, M.A., B.C.B.A. 
- Facing Autism ABA Ireland, 2005 
2How behavior is learned
- All behavior is learned (strengthened) through 
 reinforcement
- Positive Reinforcement The presentation of a 
 stimulus increases the likelihood that the
 response will occur
- Negative Reinforcement The removal of a stimulus 
 increases the likelihood that the response will
 occur
3Problems with calling reinforcement positive and 
negative 
- Is food a positive reinforcer? 
- Behavior strengthened from presentation of food 
 (positive reinforcement)
- Behavior strengthened from consumption of food 
 reducing hunger (negative reinforcement)
- Is money a positive reinforcer? 
- Behavior strengthened from presentation of money 
 (positive reinforcement)
- Behavior strengthened from ending a moneyless 
 period (negative reinforcement)
4Alternative for describing reinforcement
- Instead of thinking in terms of presenting or 
 removing a stimulus, talk about changes from one
 stimulus condition to another (Baron  Galizio,
 2005)
- Change in condition can include one or more of 
 the following
- Change in social attention from others 
- Access to tangibles 
- Sensory stimulation 
- Change in demand situation 
- Improved biological condition 
5Designing an intervention
- Determine the function of the behavior 
- Change in social attention from others 
- Access to tangibles 
- Sensory stimulation 
- Change in demand situation 
- Improved biological condition 
- Each aspect of intervention must match the 
 function
- Using extinction 
- Strategies for shaping compliance 
- Improving communication 
6Increasing Compliance
- Extinction 
- If the behavior is happening to 
- Gain attention, Access tangibles 
- Escape demands, Escape attention 
- Can you restrict attention or tangibles? 
- Can you maintain demands or attention? 
- Caution Child should not gain access to the 
 desired outcome immediately after the problem
 behavior stops. This may create a chain, where
 the child learns to tantrum and then stop in
 order to get it.
7Increasing Compliance
- Shaping compliance 
- If the behavior is happening to 
- Gain attention, Access tangibles 
- Escape demands, Escape attention 
- Can you develop and use a shaping procedure? 
- To gradually increase distance, duration, 
 difficulty, etc. before providing access to the
 item
- If child engages in problem behavior on any of 
 the steps, use extinction
- If child continues to have difficulty with 
 current step, go back to the previous step or
 make a modification
8Increasing Compliance
- Examples of shaping compliance 
- Tolerating removal of preferred item or activity 
- Tolerating no 
- Accepting that the item is not available 
- Waiting 
- Tolerating a delay in reinforcement 
- Shaping difficulty of demands/instructions 
- Shaping duration of completing instructions 
9Increasing Compliance
- Improving communication 
- Functional communication training 
- How to request appropriately 
- How to get attention from others appropriately 
- How to indicate biological conditions (e.g., 
 pain)
- Complaining appropriately 
- Complaining in a socially acceptable way 
- Negation 
- How to say no at appropriate times 
10-  When the therapist arrives, Tina seems happy to 
 see her and immediately goes to the therapists
 bag to see what toys she has brought with her
 today. The minute Tinas mom says goodbye and
 begins to leave the room, Tina falls to the floor
 and begins to scream and kick.
Gain Attention 
 11Increasing Compliance with Separating from a 
Parent/Caregiver
- Extinction 
- Child does not gain access the parent while 
 engaging in problem behavior
- Caution Child should not gain access to parent 
 immediately after the problem behavior stops.
 This may create a chain, where the child learns
 to tantrum and then stop in order to see the
 parent.
12Increasing Compliance with Separating from a 
Parent/Caregiver
- Shaping Compliance 
- Tolerating separation from parent 
- Gradually increase distance away from parent 
- Waiting 
- Gradually increase time away from parent 
- Tolerating no 
- Shape by first giving an alternative, then 
 gradually fading to a simple no, not right now.
- If child engages in problem behavior on any of 
 the steps, use extinction
- If child continues to have difficulty with 
 current step, go back to the previous step or
 make a modification
13Increasing Compliance with Separating from a 
Parent/Caregiver
- Improving communication 
- Functional communication training 
- How to request for parent appropriately 
- How to get attention from parent appropriately 
- Complaining appropriately 
- Complaining about it in a socially acceptable way 
14-  When Arnie arrives to the classroom in the 
 morning, he puts away his coat an bag and then
 goes to a learning center to play for about 10
 minutes. When instructed to get his reading
 folder and go to his seat, Arnie screams and
 begins to run around the classroom.
Access to Tangibles
Escape from Demands 
 15Increasing Compliance with Following Instructions
- Extinction 
- Access to tangibles Does not gain access to the 
 toys while engaging in problem behavior
- To prevent a learned chain, student does not gain 
 access to toys immediately after the problem
 behavior stops
- Escape from demands Must complete the 
 instruction before the demand is lifted
- To prevent a learned chain, student must complete 
 the original instruction and at least one
 additional instruction without problem behavior
 before the demands are lifted
16Increasing Compliance with Following Instructions
- Shaping compliance 
- Tolerating no or removal 
- Accepting that he cant have the item now 
- Waiting 
- Tolerating a delay in getting the toys 
- Shaping difficulty of demands/instructions 
- Shaping duration of completing instructions 
- If child engages in problem behavior on any of 
 the steps, use extinction
- If child continues to have difficulty with 
 current step, go back to the previous step or
 make a modification
17Increasing Compliance with Following Instructions
- Improving communication 
- Functional communication training 
- How to request for more time with items 
- Complaining appropriately 
- Complaining about having to leave to toys or 
 having to do work in a socially acceptable way
18-  Pete engages in problem behavior in the form of 
 hitting his closed fist to his head or banging
 his head against the desk or furniture. A
 functional assessment indicated that he does this
 when instructed to transition to a less preferred
 activity, when denied access to items or
 activities that he wants, and when the instructor
 is talking to others or not giving Pete her
 undivided attention.
Access to Tangibles
Gain Attention 
 19Pete Program Goals
- Shaping compliance 
- To tolerate transition to less preferred activity 
- Accepting no without engaging in problem 
 behavior
- Improving communication 
- Functional communication training using 
 spontaneous commenting to get attention from
 others
20Program To tolerate transition to less preferred 
activity Baseline Completes 1 to 3 simple 
instructions Step 1 Completes 1 to 3 simple 
instructions with pre-instruction reinforcer 
choice Step 2 Participate in less preferred 
activity for 30 seconds with pre-instruction 
reinforcer choice 
Baseline
Step 1
Step 2
 of transitions without problem behavior
Pete
 1 2 
 3 4 
 5 6 
7 8 9 
 21Program Accepting no without engaging in 
problem behavior Step 1 You cant have __, but 
you can have __. Step 2 No, you cant have 
__, but you can have __. Step 3 No, you can 
have __ later.
 of trials without problem behavior
Pete
 1 2 3 4 
 5 6 7 
 8 9 10 11 
12 13 14 
 22Program Spontaneous commenting Step 1 Comments 
with gestural cue Step 2 Comments without a 
gestural cue 
Step 1
Step 2
Frequency of tacts in 15 minute interval
Pete 
 23Reducing hitting by matching intervention to 
function
Tolerate transition program
Hitting after demands (frequency)
Hitting after delayed Sr (frequency) 
Accepting no program
Pete
Commenting program
Hitting after attention removed (frequency) 
 24-  Namon has difficulty remaining in his seat. He 
 also engages in inappropriate vocalizations and
 bites his hand. Namon frequently engages in
 these behaviors when given instructions to
 complete a nonpreferred task, when a preferred
 item or activity is removed or terminated, and
 when denied access to a preferred item or
 activity.
Access to Tangibles
Escape from Demands 
 25Namon Program Goals
- Shaping compliance 
- Increasing compliance to instructions 
- Tolerating removal of a preferred item or 
 activity
- Accepting no without engaging in problem 
 behavior
26Program Increasing compliance to 
instructions Baseline Complete 1 to 3 simple 
instructions while accessing preferred 
items/activities Step 1 Completes 1 to 3 simple 
instructions, remove preferred item/activity 
before giving instruction Step 2 Modification 
add pre-instruction reinforcer choice Step 3 
Participate in less preferred activity for 30 
seconds with pre- instruction reinforcer choice
Baseline
Step 1
Step 2
Step 3
 of trials without problem behavior
Namon 
 27Program Tolerating removal of a preferred 
item/activity Step 1 Removal of preferred 
item/activity (1 sec) Step 2 Removal of 
preferred item/activity (3 sec) Step 3 Removal 
of preferred item/activity (5 sec) Step 4 
Removal of preferred item/activity (10 sec) Step 
5 Removal of preferred item/activity (25 
sec) Step 6 Removal of preferred item/activity 
(30 sec)
Step 1
Step 2
Step 3
Step 4
Step 5
Step 6
 of transitions without problem behavior
Namon 
 28Program Accepting no without engaging in 
problem behavior Step 1 You cant have __, but 
you can have __. Step 2 No, you cant have 
__, but you can have __. Step 3 No, you can 
have it later. Step 4. No, not now. Step 5. 
No, not now. Adult continues to manipulate item.
Step 3
Step 4
Step 5
Step 2
Step 1
 of trials without problem behavior
Namon 
 29Reducing problem behavior by matching 
intervention to function
Increasing compliance program
Inappropriate vocals (frequency)
Tolerate removal of item
Biting (frequency)
Namon
Accepting no program
Out of seat (frequency) 
 30Considerations
- Remember to refrain from providing access to the 
 item or activity immediately after the behavior
 stops (even if the child mands appropriately).
 This can create chain!
- Bowman, L. G., Fisher, W. W., Thompson, R. H.,  
 Piazza, C.C. (1997). On the relation of mands
 and the function of destructive behavior. Journal
 of Applied Behavior Analysis, 30, 251-256.
31Considerations
- Types of instructions that interrupt a preferred 
 activity (do versus dont requests) can
 influence compliance.
- Say sit up instead of dont lay on the floor. 
- Adelinis, J. D.,  Hagopian, L. P. (1999.) The 
 use of symmetrical do and dont requests to
 interrupt ongoing activities. Journal of Applied
 Behavior Analysis, 32, 519-523.
32Considerations
- Parents have been shown to be effective 
 implementers of programs designed to shape
 compliance for completing instructions with
 gradually increasing difficulty level
- Important to create a hierarchy of levels to use, 
 from least to most difficult for the child
- Important to change steps/add steps if change in 
 difficulty level is too much
- Ducharme, J. M.,  Drain, T. L. (2004). Errorless 
 academic compliance training Improving
 generalized cooperation with parental requests in
 children with autism. Journal of the American
 Academy of Child and Adolescent Psychiatry, 43,
 163-171.
33Considerations
- What to do when the behavior occurs for sensory 
 stimulation?
- Compliance programs are not likely to decrease 
 these behaviors
- Need to utilize other methods of behavior 
 reduction, such as differential reinforcement of
 incompatible behavior, interruption and
 redirection etc.
- Falcomata, T. S., Roane, H. S., Hovanetz, A. N., 
 Kettering, T. L. (2004). An evaluation of
 response cost in the treatment of inappropriate
 vocalizations maintained by automatic
 reinforcement. Journal of Applied Behavior
 Analysis, 37, 83-87.
34Considerations
- What to do when SIB occurs to improve biological 
 conditions?
- Compliance programs are not likely to decrease 
 these behaviors
- Communication training - How to indicate 
 biological conditions (e.g., pain)
- May need to utilize other methods of behavior 
 reduction, such as differential reinforcement of
 alternative behavior, protective equipment, etc.
- Moore, J. W., Fisher, W. W., Pennington, A. 
 (2004). Systematic application and removal of
 protective equipment in the assessment of
 multiple topographies of self-injury. Journal of
 Applied Behavior Analysis, 37, 73-77.
- OReilly, M. F., Murray, N., Lancioni, G. E., 
 Sigafoos, J.,  Lacey, C. (2003).  Functional
 analysis and intervention to reduce
 self-injurious and agitated behavior when
 removing protective equipment for brief time
 periods. Behavior Modification, 27, 538-559
- Thompson, R. H., Iwata, R. A., Conners, J.,  
 Roscoe, E. M. (1999). Effects of reinforcement
 for alternative behavior during punishment of
 self-injury, Journal of Applied Behavior
 Analysis, 32, 317-328.