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    TOP TIPS TO SURVIVE A REGULATORY INVESTIGATION

Title: TOP TIPS TO SURVIVE A REGULATORY INVESTIGATION - PowerPoint PPT Presentation

Description: We produced FCA ASSIST because since the Financial Services Act 2012 came into force on the 1st April 2013, a new regulatory structure is in place in the United Kingdom for the control of the financial services industry, to include Banks, Consumer Credit Organisations, Insurance providers and any other organisation connected with the provision of financial services. – PowerPoint PPT presentation

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