Presentation for Export Control Coordinators Organization: Deemed Exports

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Presentation for Export Control Coordinators
Organization Deemed Exports

• Alex Lopes
• Director
• Deemed Exports and Electronics Division
• Office of National Security and Technology
  Transfer Controls
• Bureau of Industry and Security

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The Deemed Export Issue

• Foreign nationals in your work place
• Deemed export rule applies to government agencies
  (and contractors)
• Research with access to sensitive equipment
• Release of data to a foreign national is the same
  as to their country of citizenship
• Requirement for license is driven by commodity
  classification of data, access required to that
  technology, and the foreign nationals country of
  origin
• DOE/IG-0645 of April 2004

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• Parties of Concern
• Denied Persons List
• Entity List
• Specially Designated Nationals and Blocked
  Persons

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Essential Elements of a Technology Control Plan

• Corporate commitment to export compliance
• Physical security plan
• Information security plan
• Personnel screening procedures
• Training and awareness program
• Self evaluation program

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Top deemed exports ECCNs include 4E001, 3E001,
5E001, 4D003, and 3E002
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Deemed Exports Licensing Data
Projected based on mid-yr stats
Projected based on mid-yr stats
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Deemed Export Initiatives

• Recently Implemented Process Improvements
• Automatic six month extensions for existing
  licenses being renewed
• Tying license validity to visa expiration
• Interagency best effort to review license
  upgrades in 20 days
• Special Intra-company License
• Proposed rule changes for microprocessor and high
  performance computer technology

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Deemed Exports and Electronics DivisionContact
Information
Bureau of Industry and Security

• Alex Lopes Bob Juste
• Director Senior Engineer/Licensing Officer
• Phone [phone] Phone [phone]
• E-mail alopes_at_bis.doc.gov E-mail
  rjuste_at_bis.doc.gov
• Kurt Franz Todd E. Willis
• Policy Analyst/Licensing Officer Policy
  Analyst/Licensing Officer
• Phone [phone] Phone [phone]
• E-mail kfranz_at_bis.doc.gov E-mail
  twillis_at_bis.doc.gov
• Dana Perkins, Ph.D. Office Fax [phone]
• Microbiologist/Licensing Officer
• Phone [phone]
• E-mail dperkins_at_bis.doc.gov
• DOC Bureau of Industry and Security Website
  www.bis.doc.gov