The CFTC Promoting Economic, Operational and Financial Integrity in the Futures Markets

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The CFTCPromoting Economic, Operational and
Financial Integrity in the Futures Markets

• Jane Kang Thorpe
• Director
• Division of Clearing and Intermediary Oversight

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The CFTC

• Who is the Commodity Futures Trading Commission
  (CFTC)?
• Who and what do we regulate?

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CFTC
The Commission
Chairman Jim Newsome
Commissioner Barbara Holum
Commissioner Walter Lukken
Commissioner Sharon Brown -Hruska
Vacant
The Staff
Division of Clearing and Intermediary Oversight
Division of Market Oversight
Division of Enforcement
Others
Executive Director General Counsel International
Affairs Chief Economist External
Affairs Secretariat
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What do we regulate?

• Markets
• Clearinghouses
• Market participants

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The End

• For more information, please visit
  http//www.cftc.gov.