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Title: HORIZON 2020, Social Sciences and Humanities, and Social Innovation Research


1
HORIZON 2020, Social Sciences and Humanities, and
Social Innovation Research
Heiko Prange-Gstöhl European Commission DG
Research Innovation Social Sciences and
Humanities
2
ROADMAP
  1. HORIZON 2020 State-of-Play
  2. Social Sciences and Humanities in Horizon 2020
  3. Social Innovation Research in the FP7
    Socio-Economic Sciences and Humanities Programme

3
1. HORIZON 2020 State-of-Play
4
Summary
  • A single programme bringing together three
    separate programmes/initiatives (FP7, CIP, EIT)
  • Coupling research to innovation, from research to
    retail, all forms of innovation
  • Simplified access, for all companies,
    universities, institutes in all EU countries and
    beyond
  • Focus on three priorities
  • Excellent science
  • Industrial leadership
  • Societal challenges

5
Horizon 2020 "Industrial Leadership" estimated
final amount in million euro (in current prices)
following Trilogue (12/7/2013)
Horizon 2020 (2014-2020) Horizon 2020 (2014-2020) Horizon 2020 (2014-2020)
  Final breakdown Estimated final amount in million euro (in current prices)
II Industrial leadership, of which 22.09 17 015
1. Leadership in enabling and industrial technologies 17.60 13 557
2. Access to risk finance 3.69 2 842
3. Innovation in SMEs 0.80 616
6
Horizon 2020 "Societal Challenges" estimated
final amount in million euro (in current prices)
following Trilogue (12/7/2013)
Horizon 2020 (2014-2020) Horizon 2020 (2014-2020) Horizon 2020 (2014-2020)
  Final breakdown Estimated final amount in million euro (in current prices)
III Societal challenges, of which 38.53 29 678
1. Health, demographic change and wellbeing 9.70 7 472
2. Food security, sustainable agriculture, marine and maritime research and the bio- economy 5 3 851
3. Secure, clean and efficient energy 7.70 5 931
4. Smart, green and integrated transport 8.23 6 339
5. Climate action, resource efficiency and raw materials 4 3 081
6. Inclusive, Innovative Reflective societies 1.70 1 309
7. Secure societies 2.20 1 695
7
Horizon 2020 others total amount estimated
final amount in million euro (in current prices)
following Trilogue (12/7/2013)
Science for and with societies 0.60 462
Widening Participation 1.06 816
EIT 3.52 2 711
Non-nuclear direct actions of the JRC 2.47 1 903
TOTAL 100 77 026
8
Rules for Participation whats new? (examples)
1. A SINGLE SET OF RULES
  • Adapted for the whole research and innovation
    cycle
  • Covering all research programmes and funding
    bodies
  • Aligned to the Financial Regulation, coherent
    with other new EU Programmes.
  • 2. ONE PROJECT - ONE FUNDING RATE
  • Maximum of 100 of direct costs (except for
    actions close to market, where a 70 maximum will
    apply)
  • Indirect eligible costs a flat rate of 25 of
    direct eligible costs
  • 3. SIMPLE EVALUATION CRITERIA
  • Excellence Impact Implementation (Excellence
    only for the ERC)

4. SIMPLER RULES FOR GRANTS broader acceptance
of participants accounting practices for direct
costs, flat rate for indirect costs, no
time-sheets for personnel working full time on a
project, possibility of output-based grants.
5. SPECIAL BONUS agreement on the option of a
special bonus of up to 8000 a year per
researcher on top of the ordinary staff costs.
9
2. Social Sciences and Humanities in HORIZON 2020
10
WHERE?
  1. Societal Challenge 6 'EUROPE IN A CHANGING WORLD
    - INCLUSIVE, INNOVATIVE AND REFLECTIVE SOCIETIES'
  2. 'Mainstreaming' SSH across all Horizon 2020
    objectives
  3. SSH in the 'Excellent Science'-Pillar

11
Societal Challenge 6 'EUROPE IN A CHANGING WORLD
- INCLUSIVE, INNOVATIVE AND REFLECTIVE SOCIETIES'
pre-final based on Council PGA
  • Inclusive Societies
  • The mechanisms to promote smart, sustainable and
    inclusive growth
  • Trusted organisations, practices, services and
    policies that are necessary to build resilient,
    inclusive, participatory, open and creative
    societies in Europe
  • Europe's role as a global actor notably regarding
    human rights and global justice
  • The processes and practices to close the research
    and innovation divide in Europe
  • The promotion of sustainable and inclusive
    environments through innovative spatial and urban
    planning and design
  • Innovative societies
  • Strengthening the evidence-base and support for
    the IU and ERA
  • Explore new forms of innovation, with special
    emphasis on social innovation and creativity
  • Make use of the innovative, creative and
    productive potential of all generations
  • Ensure societal engagement in research and
    innovation
  • Promote coherent and effective cooperation with
    third countries

12
Societal Challenge 6 'EUROPE IN A CHANGING WORLD
- INCLUSIVE, INNOVATIVE AND REFLECTIVE
SOCIETIES' pre-final based on Council PGA
  • Reflective societies cultural heritage and
    European identity
  • Study European heritage, memory, identity,
    integration and cultural interaction and
    translation, including its representations in
    cultural and scientific collections, archives and
    museums
  • Research into European countries and regions
    history, literature, art, philosophy and
    religions and how these have informed
    contemporary European diversity
  • Research on Europe's role in the world, on the
    mutual influence and ties between the world
    regions, and a view from outside on European
    cultures

13
'Mainstreaming' SSH across all Horizon 2020
objectives Cross-cutting issues and support
measures in Horizon 2020
  • "Social sciences and humanities
  • Social sciences and humanities research will be
    fully integrated into each of the pillars of
    Horizon 2020 and each of the specific objectives.
  • In relation to the societal challenges, social
    sciences and humanities are mainstreamed as an
    essential element of the activities needed to
    tackle each of the societal challenges to enhance
    their impact.
  • The specific objective of the societal challenge
    'Europe in a changing world Inclusive,
    innovative and reflective societies' will support
    social sciences and humanities research by
    focusing on inclusive, innovative and reflective
    societies."

14
'Mainstreaming' SSH across all Horizon 2020
objectives' Examples in terms of themes in
'Societal Challenges'
  • 1) Health-Challenge - analyses of the reform of
    public health systems - research on the
    evolution of health inequalities and of their
    interplay with other economic and social
    inequalities - effectiveness of policies to
    reduce inequalities
  • 2) Transport-Challenge - analyse socio-economic
    aspects of transport, prospective studies and
    technology foresight - understand user
    behaviour, social acceptance, and the impact of
    policy measures
  • 3) Climate Action-Challenge - research on
    cultural, behavioural, socio-economic and
    institutional change needed to move to a more
    self-reliant and resource efficient economy -
    develop robust indicators to assess the
    transition towards a green economy and policy
    measures

15
'Mainstreaming' SSH across all Horizon 2020
objectives' Examples of possible practical
implementation
  • - use forward-looking exercises to identify
    interdisciplinarity themes
  • - consultation SSH researchers will need to be
    involved in the early stages of defining the work
    programmes interdisciplinary composition of the
    External Advisory Group(s)
  • - evaluation of calls for proposals
    interdisciplinary panels
  • - a regular review of the implementation of
    interdisciplinarity in each Societal Challenge
    should also be organised during the lifetime of
    Horizon 2020

16
SSH in Horizon 2020 'Excellent Science'
  • European Research Council 17 of the ERC budget
    is planned to be invested in SSH
    'curiosity-driven' research, i.e. approx. 2 bill.
    Euro under FP7 the ERC already funds SSH
    projects of more than 1 bill. Euro
  • Marie Curie Actions under FP7, more than 10 of
    MC Actions are devoted to SSH researchers
  • Research Infrastructures under FP7, already a
    number of SSH research infrastructures are being
    supported, e.g. the European Social Survey (ESS)
    and CLARIN Common Language Resources and
    Technology Infrastructure with an EU
    contribution of 5 mio. Euro

17
3. Social Innovation Research in the FP7
Socio-Economic Sciences and Humanities Programme
18
Social Innovation in the EUROPE 2020 Strategy
  • Social innovation and the EUROPE 2020 Strategy
  • to design and implement programmes to promote
    social innovation for the most vulnerable, in
    particular by providing innovative education,
    training, and employment opportunities for
    deprived communities, to fight discrimination
    (e.g. disabled), and to develop a new agenda for
    migrants' integration to enable them to take full
    advantage of their potential

19
Social Innovation in the INNOVATION UNION Flagship
  • Social innovation and the Innovation Union
    Flagship Initiative (Committment 27-B)
  • Starting in 2011, the Commission will support
    a substantial research programme on public sector
    and social innovation, looking at issues such as
    measurement and evaluation, financing and other
    barriers to scaling up and development...

20
SSH research on social innovation - Overview
  • Legacy of projects dealing with social innovation
    starting in FP5
  • Currently, 7 projects running which directly
    address social innovation
  • Current EU contribution more than 15 mio. EURO
  • More than 20 mio. EURO to be spent under SSH work
    programme 2013 (projects will start early 2014)
  • Wide variety of topics, policies covered

21
Areas of on-going SSH research on social
innovation
  • Research on the theoretical, empirical and policy
    foundations for social innovation (project
    TEPSIE)
  • Research on welfare innovations at the local
    level (project WILCO)
  • Research on social innovation and poverty
    reduction (project IMPROVE)
  • Research on the role of social innovation to
    tackle social exclusion of young people (projects
    SOCieTY CITISPYCE)
  • Research on social innovation in the public
    sector (project LIPSE)
  • Innovative Social Services (project InnoServ)
  • Check SI-inventory on http//ec.europa.eu/researc
    h/social- sciences/pdf/ssh-projects-fp7-5-6-social
    -innovation_en.pdf

22
Upcoming research on social innovation SSH
Work Programme 2013
  • Social innovation empowering people, changing
    societies? large-scale 4 mio-5 mio
  • ?understanding how and under what conditions
    social innovation leads to change in existing
    structures, policies, institutions and behaviour
  • ? identify and assess the factors that are
    crucial for social innovation to have a
    sustainable social impact and to be scaled-up
  • ? European and the non-European dimension
    covering an appropriate number of countries and
    a wide range of policy areas
  • Economic underpinnings of social innovations
    small/medium-scale up to 2.5 mio
  • ? what type of economic foundations do social
    innovations need to be sustainble and allow
    scaling up?
  • ? development of indicators and methods of
    evaluting social innovation initiatives

23
Upcoming research on social innovation SSH
Work Programme 2013
  • Social entrepreneurship for innovative and
    inclusive societies small/medium-scale up to
    2.5 mio
  • ? better understand the conditions under which
    social entrepreneurship can contribute
    effectively and efficiently to solving societal
    challenges in a sustainable way
  • ? research should address both the European and
    the non-European dimension and different sectors
    or services in a comparative and
    interdisciplinary manner
  • The impact of the third sector on socio-economic
    development in Europe small/medium-scale up to
    2.5 mio
  • ? what are the long-term developmental trends of
    third sector activities in Europe?
  • ? under what conditions do third sector
    activities yield economic or social returns,
    when do they not?

24
but don't forget social innovation research in
other parts of FP7
  • Health "Social Innovation for Health Promotion",
    24 mio. EURO
  • ICT "Collective Awareness Platforms for
    Sustainability and Social Innovation", 15 mio.
    EURO
  • Knowledge-Based Bio-Economy "Assessemnt of the
    impact of global drivers of change on Europe's
    food security" "New technologies to study brain
    function in relation to eating behaviour", 13
    mio. EURO
  • Environment "Transition to sustainable,
    low-carbon societies" "Urban biodiversity and
    green infrastructure", 9 mio. EURO
  • Coherent Development of Research Policies
    (CapacitiesSP) "Support to trans-national
    network of incubators for social innovation", 2
    mio. EURO

25
Social Innovation in HORIZON 2020 A
self-standing activity line under Societal
Challenge 6 Inclusive, innovative and reflective
societies
  • 6.2.2. Exploring new forms of innovation, with
    special emphasis on social innovation and
    creativity
  •  
  • understand how social innovation and creativity
    may lead to change in existing structures and
    policies and how they can be encouraged and
    scaled-up
  • platforms networking citizens and allowing them
    to collaborate and co-create solutions
  • support will also be given to networking and
    experimentation as well as to networks of social
    innovators and social entrepreneurs
  •  

26
Social Innovation across HORIZON 2020
  • PART I Excellent Science
  • Activity 1 The European Research Council
  • PART II Industrial Leadership
  • Activity 3 Innovation in Small- and
    Medium-Sized Enterprises
  • PART III Societal Challenges
  • Social innovation as horizontal activity across
    Challenges, but particularly mentioned in
  • SC 1 "Health, demographic change and wellbeing"
  • SC 2 "European Bio-economy challenges"
  • SC 6 "Europe in a changing World - Inclusive,
    innovative and reflective societies"

27
Next steps
  • Adoption of legislative acts by Parliament and
    Council on Horizon 2020
  • Preparation of Work Programmes 2014/15
  • Setting up of Expert Advisory Groups
  • 1 January 2014 ? Horizon 2020 starts launch
    of 1st calls

28
Policy Review written by Jane Jenson and Denis
Harrisson
29
http//www.siresearch.eu
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