Title: Roy's Adaptation
 1Roy's Adaptation Model
preparedby 
Prof. Dr. Nefissa A. El-Kader
Vice Dean of Education and Student 
Affairs Faculty of Nursing-Cairo University 
 2Outlines
- Origins of the Roys Adaptation Model 
 - Philosophical claims. 
 - Scientific Assumptions. 
 - Strategies for knowledge Development 
 - Influences from other scholars 
 - World view 
 - Major Elements of Roys Adaptation Model. 
 - The four adaptive modes. 
 - Nursing activities and nursing process 
 - Strengths And Weaknesses Of Roys Model 
 
  3Origins of the Roys Adaptation Model
- Dr. Roy credits her major influences in her 
personal and professional growth to her family, 
her religious commitment, and her teachers.  - She earned a Bachelors degree in nursing at 
(1963) Mount St. Mary's College, in Los Angeles.  
  4Origins of the Roys Adaptation Model contd. 
- She expanded her love and concern for children, 
working in pediatric nursing and soon had the 
opportunity to enroll in a master's degree 
program in pediatric nursing at the University of 
California at Los Angeles (in 1966, she earned a 
masters degree in pediatric nursing and in 
sociology in 1975).  - In 1966 she joined the faculty of Mount St. 
Mary's College, teaching both pediatric and 
maternity nursing and began organizing course 
content according to a view of the person and 
family as adaptive systems.  
  5Origins of the Roys Adaptation Model contd.
-  In 1968, She began actively introducing her 
ideas about Adaptation Framework to nursing as 
the philosophical basis of the baccalaureate 
nursing curriculum  - Roy first published her conceptual model 
 -  titled Adaptation A conceptual framework for 
 -  nursing, in (1970). 
 -  In (1971 and 1973) she published additional 
elements of model implications for practice and 
education.  
  6Origins of the Roys Adaptation Model contd.
- She received input on the use of the model in 
education and practice. By 1987 at least 100,000 
nurses had been educated in programs using the 
Roy Adaptation Model.  - She has also played a key role in at least 30 
research projects. Her current clinical research 
continues her long-time interest in neuroscience. 
  - In 1985, she completed a 2-year postdoctoral 
fellowship in neuroscience science at California 
University.  
  7Philosophical claims
- In 1988, Roy published a major paper on her 
philosophical assumptions which characterized by 
the general principles of humanism, holism, 
activity, creativity, purpose, value, mutuality 
and worth of human beings.  - Roy (1987, 1988, 1989) has presented the 
Philosophical claims of the adaptation model in 
the form of scientific and philosophical 
assumptions and values about nursing.  
  8Philosophical claims contd
- The scientific assumptions were drawn from 
general system theory (Bertalanffy, 1968)and 
Helsons (1964) adaptation level theory  - The (general system ) theory assumption focused 
primarily on holism, interdependence, control 
processes and information feedback.  - Helson focused on all behavior as adaptive. This 
behavior is the function of both the stimulus 
coming in and the adaptation level.  
  9Philosophical claims contd.
- Roy (1992) explained that the model assumes the 
universal importance of promoting adaptation in 
states of health and illness. (Fawcett, 1995).  - By the late 1990s Roy re-defined adaptation for 
the 21 Century. She drew upon expanded insights 
in relating spirituality and science to present a 
new definition of adaptation and related 
scientific and philosophical assumptions  
  10Scientific Assumptions
-  The person is a bio-psycho-social being. 
 -  The person is in constant interaction with a 
changing  -  environment. 
 -  To cope with a changing world, the person uses 
both  -  innate and acquired mechanisms, which are 
biologic,  -  psychologic, and social in origin. 
 -  
 
  11Scientific Assumption contd.
- Health and illness are one inevitable dimension 
of the persons life.  - To respond positively to environmental changes, 
the person must adapt.  - Adaptation is a function of the stimulus a person 
is exposed to and his adaptation level.  
  12Scientific Assumption contd.
- The person's adaptation level is such that it 
comprises a zone indicating the range of 
stimulation that will lead to a positive 
response.  - The person is conceptualized as having four modes 
of adaptation physiologic needs, self concept, 
role function, and interdependence relations 
(Meleis, 1991 Fawcett, 1995). 
  13Scientific Assumption contd.
Implicit
- A person can be reduced to parts for study and 
care.  - Nursing based on causality. 
 - Patients values and opinions are to be 
considered and respect.  - A state of adaptation frees an individuals 
energy to respond to other stimuli (Meleis, 
1991).  
  14Strategies for knowledge Development
-  Roys Adaptation model evolved from a 
combination of inductive and deductive thinking.  - Deductive this approach used by Roy to develop 
her conceptualization of adaptation and the 
factors that influence the level of adaptation.  - Roys conceptualization of the person as an 
adaptive system was deduced from general system 
theory  - Inductive she used this approach to identify the 
four modes of adaptation through classification 
of  about 500 samples of behavior of patients 
collected by nursing students over a period of 
several months in all clinical settings. 
  15Influences from other Scholars
- Roy was influenced by 
 - Studies of Social sciences. 
 - Clinical practice in pediatric nursing 
 - Dorthy Johnsons focus on behavior. 
 - Martha Rogers concerns with holistic man. 
 - Dorothea Orems notion of self-care. 
 - Work of Helson (1964, Adaptation level theory ) 
and Bertalanffy ( 1968, general system theory)  - Nightingale (1859)  Peplau (1952). 
 
  16World View
- The Roy Adaptation Model reflects the reciprocal 
interaction world view.  - She repeatedly emphasized the need to view the 
person as a holistic adaptive system that 
function as a whole  is more than the mere sum 
of its parts)  - Roy also emphasized the active nature of the 
person (the human system has the capacity to 
adjust effectively to changes in the environment 
and , in turn, affects the environment  
  17Major Elements of Roys Adaptation Model
- There are three major elements of Roys 
adaptation model  
First Man 
Roy develops her concept of manthe client and 
the recipient of nursing care 
 18Major Elements of Roys Adaptation Model contd.
Second Goal of nursing 
Roys model represents the goal of nursing, 
 which is to promote adaptation through adaptive 
modes 
 19Major Elements of Roys Adaptation Model contd.
Third Nursing activities
Finally, the model maps the process of nursing 
activities, most significant of which are 
nursing assessment of client behaviors and 
nursing interventions. 
 20Concept- Man
- She considers man a biopsychosocial being, who, 
to be properly understood, must be considered as 
a unit or a whole.  - A whole is different from and more than the 
summation of its individual parts.  - Man is an integrated system whose parts have 
relationships among them (adaptive system).  -  
 - The recipient of nursing care was identified as 
an adaptive system.  - System is defined as a set of parts connected to 
function as a whole for some purpose. 
  21Concept- Man ( cont.)
- The adaptive system has two major internal 
control processes called the regulator and 
cognator subsystems.  - These subsystem are viewed as innate or acquired 
coping mechanisms used by the adaptive system to 
respond to changing internal and external 
environmental stimuli.  - The regulator subsystem responds automatically 
through neural, chemical, and endocrine coping 
processes.  - Stimuli from the internal and external (through 
the senses) act as input to the nervous system.  
  22Concept- Man ( Cont.).
- The information is channeled automatically in the 
appropriate manner and an automatic unconscious 
response is produced (Roy ,1991).  - The cognator subsystem responds to inputs from 
external and internal stimuli that involve 
psychological, social , physical and 
physiological factors including regulator 
subsystem outputs.  - Regulator  congator activity is manifested 
through coping behavior in four adaptive modes. 
  23Man-Environment Interaction
- Man is in constant interaction with his 
environment.  - Since man is a living system, he requires matter, 
energy, and information from his environment.  - The constant interaction of man with his 
environment is characterized by both internal and 
external change. Within this changing world, man 
must maintain the integrity of himself that is, 
he must adapt.  - The internal and external environments ,in the 
form of stimuli, are the inputs into the adaptive 
system.  - Roy identified three classes of stimuli (focal, 
contextual and residual).  
  24Adaptation
- Man copes with environmental change through 
biopsychosocial adaptive mechanisms.  - Some adaptive mechanisms are inherited or genetic 
processes, the white blood cell defense system 
against bacteria seeking to invade the body.  - Other mechanisms are learned, such as the use of 
antiseptics to cleanse a wound.  
  25Health-concept 
- Health is a state of human functioning whereby 
the person continually adapts to change.  - According to Roy health can be viewed along a 
continuum that flows from death and extreme poor 
health, through poor health, to a midpoint of 
normal health.  - The health continuum moves from this midpoint to 
good health , to high- level wellness, to peak 
health.  
  26Adaptation contd. 
 27Adaptation Level 
- Significance factors of adaptation 
 - The degree of environmental change. 
 - 2. The state of the persons coping. 
 
  28Adaptation Level contd.
- Environmental changes include snow, temperature 
change, presence of a virus, radiation from a 
nuclear explosion, and industrial pollution.  -  Environmental change interfaces with the 
 -  individuals state of coping. 
 - The condition of the person or his state of 
coping is his adaptation level.  
  29Adaptation Level contd.
- The individuals adaptation level will determine 
whether a positive response to internal or 
external environmental will be elicited .  - The individuals adaptation level is determined 
by the focal, contextual, and residual stimuli. 
In any environment-human interaction, the 
environ-mental change is the focal stimulus.  
  30Adaptation Level contd.
- Contextual stimuli are all other stimuli of the 
persons internal or external world that 
influence the situation and are measurable or 
reported by the person.  - Residual stimuli are the makeup or 
characteristics of the individual that are 
present and relevant to the situation but are 
difficult to measure objectively.  
  31Adaptation Level contd. 
 32Modes of Adaptation
- Roy identifies four distinct modes or ways of 
adapting by which man responds to change  
1- Physiological Needs Mode
The physiological adaptive mode relates to the 
 need for physiological integrity as Exercise 
and rest, nutrition and elimination, fluid and 
electrolytes, oxygen and circulation, regulation 
of temperature, regulation of senses, and 
regulation of the endocrine systems.  
 33Modes of Adaptation contd.
1- Physiological Needs Mode
Adaptation occurs as the individual maintains his 
integrity through positive response to need 
deficits or excesses 
 34Modes of Adaptation contd.
2- Self-Concept Mode
-  Self-concept defined as  the composite of 
believes and feelings that a person holds about 
him/herself at a given time.  -  Roy states that the psychological integrity of 
the  -  individual is an inner requirement or need. 
 - This view is likened to Talcott Parsonss view of 
the  -  human personality as a system.,
 
  35Modes of Adaptation contd.
2- Self-Concept Mode
- The personality system has the need to maintain 
its integrity, which Parsons identifies as system 
adaptation, goal attainment, integration, and 
pattern-maintenance.  
  36Modes of Adaptation contd.
2- Self-Concept Mode
-  The self-concept encompasses perceptions of the 
physical and the person self.  - The physical-self deals with the body sensation 
and body image. Body sensation refers to  how 
one feels  experiences oneself as a physical 
being .  - The personal self encompasses self consistency, 
self-ideal and the moral- ethical  spiritual 
self. 
  37Modes of Adaptation contd.
- Self-consistency refers to the striving to 
maintain a consistent self- organization and to 
avoid disequilibrium.  - Self-ideal refers to what one like to be or is 
capable of doing.  - The moral-ethical- spiritual self encompasses  
ones belief system  evaluation of who one is.  
  38Modes of Adaptation contd.
3- Role Function Mode
-  Interpersonal interaction satisfies the humans 
need  -  to identify the self in relation to others. 
 -  The response of others to the self shapes and 
 -  reshapes ones behavior 
 
  39Modes of Adaptation contd.
3- Role Function Mode
- Social interaction occurs within the contexts 
 -  of family, groups, community, and society. 
 - Rules of behavior / limits of behavior, will be 
set  -  that guide ones actions. 
 - Behavioral rules or limits that are common within 
a society are called norms.  
  40Modes of Adaptation contd.
4- Interpersonal Mode
-  Social integrity for an individual requires more 
  -  than just the proper performance of roles in 
social  -  situations. 
 -  The individual acts in ways that will result in 
 -  satisfying his needs for love and support. 
Through  -  interdependence ones life gains meaning and 
purpose.  -  Interdependence is a balance between dependence 
 -  and independence 
 
  41Nursing concept 
- Roy (1976) defined nursing as  a theoretical 
system of knowledge which prescribes a process of 
analysis and action related to the care of the 
ill or potentially ill person.  - Furthermore , nursing is a scientific discipline 
that is practice oriented (Roy 1991)  - The model stipulates that a nurse is needed  
when unusual stresses or weakened coping 
mechanisms make the persons usual attempts to 
cope ineffective.  
  42Nursing concept 
- Nursing focuses on the person as a total being 
who responds to internal and external stimuli  -  ( Roy , 1970) 
 - The goal of nursing is the  promotion of 
adaptation in each of the four ( adaptive modes 
contributing to the persons health , quality of 
life and dying with dignity  
  43Content of the Model propositions 
- The metapardigm concepts of person, environment, 
and health are linked in the following 
statements  - The changing environment stimulates the person to 
make adaptive responses. The person is described 
as an adaptive system consistently growing and 
developing within a changing environment ( 
Andrews and Roy, 1991)  - A persons health can be described as a 
reflection of this interaction or adaptation ( 
Andrews and Roy, 1991) 
  44Content of the Model propositions contd.
- The metapridgm concepts of person, health , and 
nursing are linked the following statements  - The goal of nursing is the promotion of 
adaptation in each of the four adaptive modes, 
thereby contributing to the persons health, 
quality of life, and dying with dignity ( Andrews 
and Roy, 1991)  - The goal of nursing intervention is to maintain 
and enhance adaptive behaviors and to change 
ineffective behavior to adaptive ( Andrews and 
Roy, 1991)  
  45Content of the Model propositions contd.
- The linkages of all four metapardigm concepts are 
presented in this statement  - It is the nurses role to promote adaptation in 
situation of health and illness to enhance the 
interaction of the person with the environment, 
thereby promoting adaptation (Andrews and Roy, 
1991)  
  46Nursing activities and nursing process. 
- The nurse, in her first level assessment, 
observes the for signs of autonomic activity, 
signs that invariably are present when the 
individuals biopsychsocial integrity is 
threatened.  -  The client is the first to be aware of coping 
failure. Maladaptive behavior as well as adaptive 
behavior requiring support becomes the focus of 
the nurse.  - Second level assessment, identify the focal, 
contextual, and residual stimuli that combine to 
determine the individual's adaptation level.  
  47Nursing activities and nursing process contd.
- The second level assessment leads the nurse to 
identify the adaptation problems. This process is 
referred to nursing diagnosis.  - Intervention Roy developed nursing intervention 
as attempt to manipulate the environment by 
removing, increasing, decreasing, and/or altering 
stimuli for promoting movement toward peak health 
and meeting the individual's needs of biological, 
social, and psychological integrity.  - The nurse concludes the nursing process with an 
evaluation of the effectiveness of the nursing 
intervention in the client goal achievement. 
  48Roys Adaptation Model 
Interaction Capsulate
Acquired Physiological Role function Self-concep
t Interdependence Adaptation Process Innate 
Output
Input
Behavioral Responses Adaptive or Ineffective
Environmental Changes External  Internal 
Focal Contextual Residual 
 Feedback Figure 14-3 The person as an adaptive 
system. 
 49Strengths And WeaknessesOf Roys Model
Strengths of Roys Model 
-  It guides the nurse to utilize observation and 
interviewing skills in doing an individualized 
assessment of each client. Behavior related to 
the four adaptive modes is collected during the 
first level assessment. Physiological needs, 
self-concept, role function, and 
interdependence.  
  50Strengths And Weaknessesof Roys Model contd.
Strengths of Roys Model 
- The close association between intervention 
strategies and assessment data may clarify for 
the nurse the importance of individualized 
assessment of each client individually.  - The model also suggests that after assessment, 
the nurse is to make judgments regarding the 
clients adaptation through the four adaptive 
modes in relation to need excesses or deficits 
that are created secondary to environmental 
change.  
  51Strengths And Weaknessesof Roys Model contd.
Weaknesses of Roys Model 
-  Roy fails, however, to define or operationalize 
 -  these concepts (4 adaptive modes) . 
 -  Question the association that is drawn between 
 -  need deficits or excesses created by a threat 
to  -  integrity and the behavioral manifestation of 
that  -  need in the adaptive mode. 
 
  52Strengths And Weaknessesof Roys Model contd.
Weaknesses of Roys Model 
How can the nurse be sure that observed behavior 
related to an adaptive mode represents a need 
deficit identified by the model since need 
deficits or excesses are not directly observable? 
 53Strengths And Weaknessesof Roys Model contd.
Weaknesses of Roys Model 
-  The major assumption of the model that man is a 
biopsychosocial being by nature. Does this 
conceptual approach truly reflect the nature of 
mans relationship with his environment?  -  Only further research of the model can give us 
 -  this answer. 
 
  54Thank You