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Title: SECOND ANNUAL CONFERENCE


1
SECOND ANNUAL CONFERENCE THERAPEUTIC
ALCOHOL/DRUG INTERVENTIONS LAS VEGAS,
NEVADA MARCH 27, 2008 THE PERSONALITY DISORDERS
THROUGH THE LENS OF ATTACHMENT THEORY AND THE
NEUROBIOLOGIC DEVELOPMENT OF THE SELF A CLINICAL
INTEGRATION ALLAN N. SCHORE UCLA DAVID GEFFEN
SCHOOL OF MEDICINE
2
  • Schore, Affect Regulation and the Origin of the
    Self, 1994
  • The understanding of early development is one of
    the fundamental objectives of science. The
    beginnings of living systems set the stage for
    every aspect of an organisms internal and
    external functioning throughout he lifespan.

3
  • Events that occur during infancy, especially
    transactions with the social environment, are
    indelibly imprinted into the structures that are
    maturing in the first years of life.
  • The childs first relationship, the one with the
    mother, acts as a template, as it permanently
    molds the individuals capacities to enter into
    all later emotional relationships.

4
  • These early experiences shape the development of
    a unique personality, its adaptive capacities as
    well as its vulnerabilities to and resistances
    against particular forms of future pathologies.
  • Indeed, they profoundly influence the emergent
    organization of an integrated system that is both
    stable and adaptable, and thereby the formation
    of the self (Schore, 1994).

5
  • Davidson (Science, 2002) The self and
    personality, rather than consciousness, is the
    outstanding issue in neuroscience. So much of our
    behavior emerges from processes to which we have
    little conscious access.
  • Who we are is not synonymous with who we
    consciously believe ourselves to be. And the
    former is the much more fundamental because it
    often allows for a better prediction of behavior
    than the latter.

6
  • That explicit and implicit aspects of the self
    exist is not a particularly novel idea. It is
    closely related to Freuds partition of the mind
    into conscious, preconscious (accessible but not
    currently accessed), and unconscious
    (inaccessible) levels (LeDoux, The Synaptic
    Self, 2002).
  • The right hemisphere has been linked to implicit
    information processing, as opposed to the more
    explicit and more conscious processing tied to
    the left hemisphere (Happaney et al., Brain and
    Cognition, 2004).

7
  • Schore (1994) RH locus of the implicit
    (unconscious) self
  • Devinsky (Epilepsy Behav., 2000) RH dominant
    for maintaining a coherent, continuous and
    unified sense of self.
  • In most people, the verbal, conscious and serial
    information processing takes place in the left
    hemisphere, while the unconscious, nonverbal and
    emotional information processing mainly takes
    place in the right hemisphere (Larsen et al., J.
    Psychosomatic. Res., 2003).

8
  • Faust et al (Personality and Individual
    Differences, 2004) The representation of the
    self in the two cerebral hemisphere. Verbal
    self-description and linguistic processes
    associated with a LH advantage. Self-description
    in terms of affective tone and RH advantage.
  • Mlot (Science, 1998) unconscious processing of
    emotional stimuli is specifically associated with
    activation of the right and not left hemisphere.
    The left side is involved with conscious
    response and the right with the unconscious mind.

9
  • Current intense interest in brain systems
    involved in not only affective processes of
    implicit self but in self-regulation of emotion.
  • Usually defined the set of conscious control
    processes by which we influence, consciously and
    voluntarily, the emotions we have, when we have
    them, and how we experience and express them.
  • Unconscious bodily-based emotion usually not
    addressed in these models
  • Emotions are the highest order direct expression
    of bioregulation in complex organisms (Damasio,
    1998) nonconscious regulation

10
  • However - Most of moment to moment psychological
    life occurs through nonconscious meansvarious
    nonconscious mental systems perform the lions
    share of the self-regulating burden, beneficently
    keeping the individual grounded in his or her
    environment (Bargh Chartrand, American
    Psychologist, 1999).
  • RH preferentially involved in the processing of
    self-images, at least when self-images are not
    consciously perceived (Theoret et al., Cognitive
    Brain Research, 2004).

11
  • Large body of interdisciplinary data now suggests
    unconscious affect regulation is more essential
    than conscious emotion regulation in development,
    psychopathology, and psychotherapy.
  • RH unconscious affect regulation focus of
    Schores affect regulation theory, an overarching
    model of the development, psychopathogenesis, and
    treatment of the right brain implicit self.

12
  • Schore Schore, Modern attachment theory the
    central role of affect regulation in development
    and treatment. (Clinical Social Work Journal,
    2008)
  • We suggest that in line with Bowlbys
    fundamental goal of the integration of
    psychological and biological models of human
    development, the current clinical and
    experimental focus on how affective bodily-based
    processes are nonconsciously interactively
    regulated has shifted attachment theory to a
    regulation theory.

13
  • Format of lecture parallel presentations of
    current voices of clinicians studying mind and
    neuroscientists studying brain.
  • Development essential role of early developing
    right brain in attachment communications and its
    lifelong impact on implicit functions
  • Psychopathogenesis relational trauma, type D
    attachment, and impairment of maturation of right
    brain regulatory mechanisms
  • Psychotherapy critical role of right brain in
    implicit bodily-based affective communications
    within the intersubjective attachment bond
    co-created by the patient-therapist

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15
  • Trevarthen (1996) The right hemisphere is more
    advanced than the left in surface features from
    about the 25th (gestational) week and this
    advance persists until the left hemisphere shows
    a postnatal growth spurt starting in the second
    year.
  • MacLean (Zygon, 1996) For the mother the
    experience during pregnancy of the formless life
    within, could become after birth a sense of
    exteriorization and extension of the self that
    physiologically derives to a large extent from
    the right hemisphere.

16
  • Walker-Andrews Bahrick (Infancy, 2001)
  • From birth, an infant is plunged into a world of
    other human beings in which conversation,
    gestures, and faces are omnipresent during the
    infants waking hours. Moreover, these harbingers
    of social information are dynamic, multimodal,
    and reciprocal.
  • It is no wonder that infants early perceptual
    preferences include the human face, the human
    voice, animate motion, and events and
    interactions with these important social beings.

17
  • Attachment communications represent prototypical
    right brain-to-right brain transactions that
    facilitate the experience dependent maturation of
    the right brain
  • Brown Jaffe (Neuropsychologia,1975) The right
    hemisphere can be considered dominant in infancy,
    for the type of visual and acoustic communication
    which is relevant for the prelinguistic child.

18
  • Bowlby (1969) mother-infant attachment
    communications are accompanied by the strongest
    of feelings and emotions, and occur within a
    context of facial expression, posture, tone of
    voice, physiological changes, tempo of movement,
    and incipient action.
  • During mutual gaze episodes of visual-facial,
    gestural, and auditory-prosodic affective
    communications the psychobiologically attuned
    caregivers behavior is contingent, easily
    predictable, and manipulatable by the infant.

19
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20
  • Co-creation of dyadic attachment system allows
    caregiver to regulate childs affective states
    via dual processes of interactive regulation
  • 1. Affect synchrony dyadic regulatory mechanism
    for establishing and maintaining positive
    affective states within the attachment bond of
    emotional communication
  • 2. Interactive repair dyadic regulatory
    mechanism for recovering from negative affective
    ruptures of the attachment bond. Good-enough
    mother responsible for reparation of
    misattunements and ruptures in attachment bond.

21
  • In order to regulate infants right brain state
    crescendos and decrescendos of mother's affective
    state in resonance with similar crescendos and
    decrescendos of the infants internal states of
    positive and negative arousal.

22
  • More the contingently responsive mother tunes her
    activity level to the infant during periods of
    social engagement, the more she allows him to
    recover quietly in periods of disengagement, and
    the more she attends to the childs reinitiating
    cues for reengagement, the more synchronized
    their interaction.

23
  • It is the emotional availability of the
    caregiver in intimacy which seems to be the most
    central growth-promoting feature of the early
    rearing experience.
  • Baby becomes securely attached to
    psycho-biologically attuned caregiver who
    minimizes negative affect and maximizes positive
    affect.
  • Emotional development in infancy expansion of
    the affect array increased tolerance for
    positive and negative affects.
  • The broader the range of emotions that a child
    experiences the broader will be the emotional
    range of the self that develops (LeDoux, 2000).

24
  • Over course of first year, regulatory processes
    of affect synchrony that amplifies states of
    positive arousal and interactive repair that
    dampens states of negative arousal are
    fundamental building blocks of attachment and its
    associated emotions.
  • Attachment, right brain mechanism of interactive
    regulation of emotion, represents regulation of
    biological synchronicity between and within
    organisms.
  • Winnicott (1986) The main thing is a
    communication between the baby and the mother in
    terms of the anatomy and physiology of live
    bodies.

25
  • Fonagy Target, Psychoanalytic Inquiry, 2002
    Attachment relationships are formative because
    they facilitate the development of the brains
    self-regulatory mechanism.
  • Fonagy Target, Attachment Human Devel., 2005
    If the attachment relationship is indeed a major
    organizer of brain development, as many have
    accepted and suggested (e.g., Schore, 1997,
    2003), then the determinants of attachment
    relationships are important far beyond the
    provision of a fundamental sense of safety or
    security (Bowlby, 1988).

26
  • Ovtscharoff Braun, 2001, Neuroscience The
    dyadic interaction between the newborn and the
    mother constantly controls and modulates the
    newborns exposure to environmental stimuli and
    thereby serves as a regulator of the developing
    individuals internal homeostasis.
  • The regulatory function of the newborn-mother
    interaction may be an essential promoter to
    ensure the normal development and maintenance of
    synaptic connections during the establishment of
    functional brain circuits

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28
  • Schore (Develop. and Psychopathology,1996)
  • The infants early maturing right hemisphere,
    which is dominant for the childs processing of
    visual emotional information, the infants
    recognition of the mothers face, and the
    perception of arousal-inducing maternal facial
    expressions, is psychobiologically attuned to the
    output of the mothers right hemisphere, which is
    involved in the expression and processing of
    emotional information and in nonverbal
    communication.
  • Chiron et al. (Brain, 1997) The right brain
    hemisphere is dominant in human infants.

29
  • RH visual-facial attachment communications
  • Tzourio-Mazoyer et al. (NeuroImage, 2002)
  • PET study of 2-month-old infant looking at image
    of a womans face activation of infants right
    fusiform gyrus of the inferior temporal cortex,
    the visual area that decodes facial patterns, and
    the occipital cortex.

30
  • Le Grand et al., Expert face processing requires
    visual input to the right hemisphere during
    infancy, Nature Neuroscience, 2003).
  • The neural circuitry responsible for adults
    face expertise is not pre-specified, but requires
    early visual experience. However, the two
    hemispheres are not equipotent only the right
    hemisphere is capable of using the early input to
    develop expertise at face processing.

31
  • RH auditory-prosodic attachment communications
  • Bogolepova Malofeeva (Neurosci. Behav.
    Physiol., 2001) The right hemisphere of the
    neonate is actively involved in the perception of
    speech melody and the intonations of the voices
    of mother and surrounding people. The pre-speech
    stage of child development is characterized by
    interactions of the descriptive and emotional
    components due mainly to mechanisms operating
    within the hemispheres on the principle of
    non-verbal communication.

32
  • RH tactile-gestural attachment communications
  • Sieratzki and Woll, Lancet, 1996, Why do mothers
    cradle babies on their left?
  • 80 of right-and left-handed mothers cradle on
    the left. Males no preference, but when males
    become fathers, 80 cradle left.
  • In the left cradling position, maternal
    affective signals are given to the infants free
    left ear and processed by the right hemisphere,
    the hemisphere which is more advanced at this
    stage of development, and destined for the
    reception and processing of prosody.

33
  • Along the right hemisphere affect-communication
    vector, left-sided cradling facilitates the flow
    of auditory and visual communication between
    mother and infant and channels somato-affective
    feedback and infant sound to the mothers right
    hemisphere, which in turn tunes the melody of the
    mothers voice - the lullaby will not sound the
    same, and will not feel the same with the baby on
    the other side.
  • The role of the right hemisphere is crucial in
    relation to the most precious needs of mothers
    and infants.

34
  • RH imprints an internal working model of the
    attachment relationship, an interactive
    representation which encodes strategies of affect
    regulation.
  • RH stores a vocabulary for nonverbal affective
    signals such as facial expressions, prosody (the
    emotional tone of the voice), and gestures

35
  • Executive functioning of self-correcting RH
    system self-regulation. Dual processes
  • Interactive regulation, ability to resiliently
    regulate emotional states through interactions
    with other humans in interconnected contexts
    (intersubjectivity)
  • Autoregulation, regulation of internal
    psychobiological states in autonomous contexts,
    without others (intrasubjectivity) (evocative
    memory music drugs)
  • Secure attachment adaptively shift between 2
    modes, depending upon context.
  • Tension between 2 regulatory strategies
    responsible for conflict between
    interconnectedness and autonomy

36
  • Devinsky (2000) RH dominant for an emotional
    self corporeal self
  • RH involved in not only exteroceptive but
    interoceptive processing. RH analysis of direct
    information received by subject from his own body
    and with direct sensation
  • Generates most comprehensive map of the body
    state available to the brain
  • RH deeply connected into sympathetic and
    parasympathetic components of the ANS that
    generate the somatic aspects of emotions

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  • Essential regulatory functions of RH
  • Central and autonomic arousal ( metabolic
    energyvitality affect) regulation
  • Processing high arousal positive affects
    (interest excitement joy)
  • Detecting threat
  • Processing negative affects and pain
  • Human stress response and cortisol secretion
  • Control of vital functions supporting survival
    and enabling the organism to cope actively and
    passively with emotional stress.
  • If early development severely inhibited, these
    functions impaired.

39
  • Positive (formation of emotional attachment) or
    negative (e.g., maternal separation or loss)
    emotional experience may carve a permanent trace
    into a still developing neuronal network of
    immature synaptic connections, and thereby can
    extend or limit the functional capacity of the
    brain during later stages of life (Helmeke et
    al., Cerebral Cortex, 2001).

40
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41
  • If children grow up with dominant experiences of
    separation, distress, fear and rage, then they
    will go down a bad pathogenic developmental
    pathway, and its not just a bad psychological
    pathway but a bad neurological pathway (Watt,
    2003).

42
  • Schore, Infant Mental Health J., 2001 Australian
    New Zeal. J. Psychiatry, 2002
  • Early attachment trauma alters development of
    right brain and it functions in attachment,
    self-regulation and the stress response
  • Causes severe limitation of the essential
    activity of the right hemisphere - the control of
    vital functions supporting survival and enabling
    the organism to cope actively and passively with
    emotional stress

43
  • Sickness, insanity and death were the dark
    angels standing guard at my cradle and they have
    followed me throughout my life (Edward Munch)

44
  • Recent developments in attachment trauma
  • Relational trauma not a singular event but
    ambient, cumulative.
  • An emphasis on fearful arousal and the
    relational modulation of that arousal lies at the
    heart of attachment theory (Lyons-Ruth
    Spielman, 2004).
  • Infants psychobiological response to relational
    trauma is comprised of two separate response
    patterns, sympathetic hyperarousal and
    parasympathetic dissociation-hypoarousal

45
  • Hyperarousal
  • Each one escalates the ante, as the infant
    builds to a frantic distress, may scream, and
    finally throws up. In an escalating overarousal
    pattern, even after extreme distress signals from
    the infant, such as ninety-degree head aversion,
    arching away...or screaming, the mother keeps
    going (Beebe)
  • Hypermetabolic brain state. Energy-expending
    sympathetic ANS activated, increased heart rate,
    blood pressure, and respiration

46
  • Switch from hyperarousal to dissociation
  • Porges the sudden and rapid transition from an
    unsuccessful strategy of struggling requiring
    massive sympathetic activation to the
    metabolically conservative immobilized state
    mimicking death.
  • Dissociation detachment from an unbearable
    situation, the escape when there is no escape,
    a last resort defensive strategy.

47
  • Dissociation/hypoarousal
  • Child disengages from stimuli in external world,
    freezes, and stares off into space as though out
    of contact with self, environment, and parent.
  • Dissociative response a metabolic shutdown "to
    conserve energies...to foster survival by the
    risky posture of feigning death. Passive defense
    to threat
  • Dissociative defense vagal tone, regulated by
    the dorsal vagal medulla, increases dramatically,
    lowering blood pressure and heart rate.

48
  • Hesse and Main the disorganization and
    disorientation of type D attachment
    phenotypically resembles dissociative states.
  • Strange Situation One infant hunched her upper
    body and shoulders at hearing her mothers call,
    then broke into extravagant laugh-like screeches
    with an excited forward movement. Her braying
    laughter became a cry and distress-face without a
    new intake of breath as the infant hunched
    forward. Then suddenly she became silent, blank
    and dazed (dissociated)

49
  • Type D, an insecure-disorganized / disoriented
    attachment pattern, is found in 80 of maltreated
    infants.
  • Inability to generate a coherent behavioral
    (active) coping strategy to deal with this
    emotional challenge
  • Lateralization of type D dissociation in Strange
    Situation Hesse and Main (2006) describe at
    reunion, one toddler approached her mother,
    slapped her full in the face with her left hand,
    and then, with a dazed expression, and still
    standing in place, used her right hand to pull
    the left hand and arm down.

50
  • Janet (1907) dissociation an unbearable
    emotional reactions to traumatic experiences
    result in an altered state of consciousness.
  • Winnicott (1958) a particular failure of
    maternal holding environment causes discontinuity
    of the babys need for going-on-being.
  • Kestenberg (1985) refers to dead spots in the
    infants subjective experience, an operational
    definition of the restriction of consciousness
    seen in dissociation.

51
  • During these episodes the infant is matching the
    rhythmic structures of these states this
    synchronization is registered in the firing
    patterns of the right corticolimbic brain regions
    that are in a critical period of growth
  • Primary mechanism for the real time
    intergenerational transmission of trauma
  • The overwhelming stress of maltreatment in
    childhood is associated with adverse influences
    on brain development (De Bellis)

52
  • Trauma-induced excessive pruning of hierarchical
    right cortical-subcortical circuits operates in
    the etiology of a vulnerability to later extreme
    disorders of affect regulation, such as infant,
    childhood, adolescent, and adult PTSD and
    borderline personality disorder

53
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54
  • If childhood trauma or abuse is repeated, and if
    the abuser is a caregiver, so that the child has
    nowhere to run and no one to turn to, then
    internal escape is resorted to the child learns
    to dissociate more easily and in a more organized
    way (Mollon)
  • Dissociation a defense in which overwhelmed
    individual cannot escape nor take meaningful
    action or successful flight, and so escapes
    instead by altering internal organization, i.e.,
    by inward flight (Kluft).

55
  • Severe attachment pathology and enduring deficits
    of affect regulation
  • Very recent studies in PTSD literature on
    lateralization of traumatic memories
  • Lanius et al. (2004) PTSD patients (as opposed
    to traumatized patients without PTSD), who
    experience traumatic memories with heart rate
    increases, show a pattern of right brain
    connectivity of activation of the right posterior
    cingulate, right caudate, right occipital and
    right parietal lobe.

56
  • This right lateralized pattern may account for
    the nonverbal nature of traumatic memory in PTSD
    subjects.
  • They cite other studies showing that subjects
    who had experienced early trauma displayedright
    dominance during memory recall.

57
  • Lanius (fMRI study of dissociation, Biological
    Psychiatry, 2005)
  • PTSD patients, exposed to their traumatic script,
    scanned by fMRI while in the state of
    dissociation
  • I was looking down at my body, I was out of my
    body, I was completely zoned out and could not
    recall the memory.
  • The present functional connectivity findings
    showpredominantly right-hemispheric frontal and
    insula activation in the dissociated PTSD
    subject.

58
  • Dissociation may involve a... lack of
    integration in the right hemisphere. This
    corresponds with the idea that the right
    hemisphere has a distinct role in establishing,
    maintaining, and processing personally relevant
    aspects of an individuals world (Spitzer et
    al., J. Neuropsychiatry Clin. Neurosci., 2004).
  • Current neuroscience literature describes a
    dissociation between the emotional evaluation of
    an event and the physiological reaction to that
    event, with the process being dependent on intact
    right hemisphere function (Crucian et al.,
    Cortex, 2000).

59
  • Disorganized-disoriented attachment as well as
    pathological dissociation are found abused /
    neglected infants and children and adults
    diagnosed as Borderline Personality Disorder.
  • Current attachment literature Borderline
    personality was linked to experience of trauma
    and lack of resolution (Fonagy et al.,1996).
  • This attachment pattern predicts later chronic
    disturbances in affect regulation, stress
    management, hostile-aggressive behavior, and
    dissociative defenses (BPD symptoms).

60
  • Meares (Austral. New Zeal. J. Psychiatry, 1999)
    Subtle neurophysiological disturbances found in
    BPD are the results of environmental insults or
    failures. BPD represents an impairment of late
    developing neural networks, of largely prefrontal
    origin.
  • Affect regulationis dependent upon prefrontal
    activity. This idea has been extensively
    developed by Schore (1994) who emphasizes the
    significance of the right orbitofrontal
    cortexDeficient development of the function of
    these inhibitory systems will lead to a relative
    dysregulation of emotional experience and
    expression.

61
  • RH dysfunction in BPD
  • Williams et al. (J. Psychiatry Res., 2006) It
    has been proposed that early psychological trauma
    affects the development of the right brain,
    leading to deficits in the ability to modulate
    responses to stress.
  • EEG shows posterior and right-sided disturbances
    in synchrony involve a breakdown in the
    integration of these networks with frontal
    executive systems.

62
  • Williams et al. (J. Psychiatry Res., 2006)
    These findings are consistent with the
    description of the borderline syndrome as a
    fragmentation of the self, a lack of wholeness
    and an inability to integrate the positive and
    negative aspects of the self and the external
    world, which contribute to the distress
    experienced by affected individuals.

63
  • Meares, Melkonian, Schore, Gordon, Williiams
    (University of Sydney, Brain Dynamics Centre)
    Defining the neurocircuitry of borderline
    personality disorder Testing a maturational
    model by means of single trial ERP analysis
  • Event-related potential (ERP) study of BPD, a
    disorder of affect regulation, shows impairment
    of RH limbic-prefrontal connections
  • The etiology of a disturbed maturation of
    neurocircuitry include disturbances of attachment
    (Schore, 1994, 2005) and also the effect of
    traumatic impairments which disrupt maturational
    processes.

64
  • This finding is consistent with the concept that
    disturbances of BPD reflect an impairment and
    dysregulation of the right brain (Schore, 1994).
  • The right brain abnormalities of inhibitory
    circuitry indicate a disturbance underlying of
    complaints of pain and other bodily distress made
    by the typical borderline patient.

65
  • Lanius-Schore-Pederson-Moran study, London Health
    Sciences Center, University of Western Ontario,
    Canada.
  • Neural correlates of mother-infant attachment
    relationships in mothers with borderline
    personality disorders and healthy controls
  • fMRI study of neurobiology of attachment AAI
    home videos Strange Situation
  • Study normal vs. borderline mothers viewing of
    videos and implicit perception of their infants
    attachment cues patterns of limbic activation,
    ANS activity, and affect regulation strategies
    associated with secure and insecure patterns.
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