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Overview of FP7 Rules of Participation, Funding Schemes, Submission, Evaluation and Selection

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Title: Overview of FP7 Rules of Participation, Funding Schemes, Submission, Evaluation and Selection


1
Overview of FP7Rules of Participation, Funding
Schemes,Submission, Evaluation and Selection
  • Dina Berzina,
  • ICT NCP Latvia

2
Participation
  • Calls for proposals always except
  • Coordination and support actions where
  • the beneficiary has been identified in the SP or
    in the WP where this is foreseen by the SP
  • for the purchase of a good or service by the
    Community
  • for the appointment of independent experts
  • Other actions where provided by the Financial
    Regulation or its implementing rules (monopolies
    etc.)

3
Minimum conditions for participation (1)
  • General
  • 3 independent legal entities from 3 different
    Member States (MS) or Associated countries (AC)
  • Natural persons may participate
  • Sole participants composed of members that meet
    the criteria above can participate
  • JRC may participate and is deemed to be from a
    different MS or AC
  • Participation of international organisations and
    participants from third countries if in addition
    to minima
  • Additional conditions can be established by the
    work programme (WP) or specific programme (SP)

4
Minimum conditions for participation(2)
  • Specific
  • Frontier research actions (ERC) at least 1
    legal entity established in a MS or AC
  • Coordination and support actions and actions in
    favour of training and career development of
    researchers minimum of 1 legal entity (except
    actions to coordinate)
  • Collaborative projects addressing the
    participation of international cooperation
    partner countries (ICPC-INCO) minimum is 4
    participants of which 2 in MS or AC and 2 in INCO
    countries
  • Participation of international organisations and
    participants from third countries if in addition
    to minima

5
Minimum conditions for participation(3)
6
Co-ordinators (Suggested)
  • Article 36 Payment and distribution The
    Community financial contribution shall be paid to
    the participants via the coordinator without
    undue delay
  • Article 38 Risk avoidance mechanism The
    Commission shall verify ex-ante only the
    financial capacity of coordinators, and of
    participants ... for a Community financial
    contribution ... in excess of 500 000...
  • ANNEX Participant Guarantee Fund The Commission
    may order the depositary bank to directly
    transfer the amount due from the Fund to the
    coordinator of the indirect action if it is still
    on-going ... Amounts transferred from the Fund
    will be regarded as Community financial
    contribution
  • Conclusion Choose the coordinator from EU27, or
    AC5, or CC2

7
Consortia
  • Consortium agreements obligatory unless exempted
    by call for proposals, Commission published
    guidelines
  • Coordinator acts as efficient interface between
    consortium and Commission (verifies accession,
    monitors compliance, receives and distributes EC
    contribution, keeps financial records and ensures
    timely delivery of reports)
  • Tacit approval for changes in consortium
    membership, except if associated with other
    changes
  • Written approval for change of coordinator

8
Grant agreement
  • Model grant agreement is drawn up
  • to establish rights and obligations of
    participants (including submission of reports,
    termination, access rights)
  • to identify whether and what part of EC financial
    contribution is based on reimbursement of
    eligible costs, lump sums or flat rates
  • to identify which changes in the consortium
    require prior publication of competitive call
  • shall reflect general principles of the European
    Charter for Researchers and the Code of Conduct
    for the Recruitment of Researchers
  • specific provisions for certain types of actions
  • grant agreement comes into force upon signature
    by coordinator and Commission and applies to each
    participant that accedes

9
Community financial contribution
  • Eligibility for Funding
  • Legal entities from MS and AC or created under
    Community law (and the JRC)
  • International European interest organisations
  • Legal entities established in international
    cooperation partner countries (ICPC-INCO)
  • and
  • International organisations
  • Legal entities established in 3rd countries other
    than ICPC-INCO, if provided for in SP or WP or
    essential for carrying out action if or
    provision for funding is provided for in a
    bilateral agreement between Community and that
    country

10
Forms of grant
  • Reimbursement of eligible costs
  • Flat rates a percentage for indirect costs or
    scales of unit costs
  • Lump sum amounts
  • Combination of the above
  • Scholarships or prizes
  • Forms of grants to be used are specified in
    WP/calls for proposals
  • ICPC participants may opt for lump sum financing

11
Reimbursement of eligible costs
  • Co-financing, no profit
  • Cost reporting models eliminated
  • Participants charge direct and indirect eligible
    costs
  • Eligible costs
  • Actual
  • Incurred during the project
  • Determined according to usual accounting and
    management principles/practices
  • Used solely to achieve project objectives
  • Consistent with principles of economy, efficiency
    and effectiveness
  • Recorded in accounts (or the accounts of third
    parties)
  • Exclusive of non-eligible costs
  • Average personnel costs may be used if consistent
    with above and do not differ significantly from
    actual

12
Maximum funding rates
  • Research and technological development
    activities 50 of eligible costs except for
  • Public bodies (non-profit) 75
  • Secondary and higher education establishments
    75
  • Research organisations (non-profit) 75
  • Small and Medium sized Enterprises - SMEs 75
  • Demonstration activities 50 of eligible costs
  • Other activities 100 including e.g.
    consortium management
  • Coordination and support actions 100
  • Flat rate indirect costs 7
  • Receipts are taken into account to determine the
    final Community financial contribution

13
Indirect costs
  • All participants
  • Actual indirect costs (participants may use a
    simplified method of calculation) or
  • Flat-rate of direct eligible costs excluding
    subcontracts and reimbursement of third parties
    costs (to be established by the Commission)
  • Non-profit public bodies, secondary and higher
    education establishments, research organisations
    and SMEs unable to identify real indirect costs
  • Flat-rate of 60 of total direct eligible costs
    (until end 2009)
  • Flat rate of minimum 40, to be established by
    the Commission (as of 2010)
  • Provided by certified calculation method

14
Guarantee mechanism
  • Replaces financial collective responsibility
  • Commission establishes and operates a participant
    guarantee fund
  • Contribution to guarantee fund of max. 5 of the
    EC contribution by each participant, to be
    returned at the end of the project
  • If interests generated not sufficient to cover
    sums due to EC, retention of max. 1 of EC
    contribution
  • Exemption of retention for public bodies, higher
    and secondary education establishments, legal
    entities guaranteed by a MS/AC
  • Ex-ante financial viability checks limited to
    coordinators and participants requesting
  • gt EUR 500.000 (unless exceptional
    circumstances)
  • Guarantee fund replaces financial guarantees

15
European Investment Bank (EIB)
  • Risk-sharing Finance Facility (RSFF)
  • The Community may award a grant to the EIB to
    cover risk of loans or guarantees in support of
    research objectives set out under the FP7
  • The EIB shall provide these loans or guarantees
    in a fair, transparent, impartial and equal way
  • The Commission may object to the use of the RSFF
    for certain loans on terms defined in the grant
    agreement in accordance with the work programme

16
Funding schemes (1)
  • 3 funding schemes 5 instruments
  • Collaborative Projects (CP)
  • Large Scale Integrating Projects (IP)
  • Small or medium scale focused research actions
    (STREP)
  • Networks of Excellence (NoE)
  • Coordination and Support Actions (CSA)
  • Coordinating or networking actions (CA)
  • Support Actions (SA)

17
Funding schemes (2)
  • Funding schemes are defined in an Annex to the
    Workprogramme and in the Guides for Applicants
  • The Commission never changes instruments A
    proposal submitted as an Integrating project is
    evaluated using the IP evaluation criteria, and
    is ranked against the other Integrating project
    proposals submitted in the Call
  • Be sure you are using the right instrument for
    your project idea!
  • ICT Workprogramme 2007/08
  • budget pre-allocation to instruments

18
Collaborative projects
  • Research aiming at developing new knowledge, new
    technology, products, demonstration activities or
    common resources for research
  • Two types of projects to be financed
  • large-scale integrating projects (IP)
  • small or medium-scale focused research actions
    (STREP)

19
CP - Integrating Projects (IP) (1)
  • Activities in an Integrating Project may cover
  • research and technology development activities
  • demonstration activities
  • technology transfer or take-up activities
  • training activities
  • dissemination activities
  • knowledge management and exploitation
  • consortium management activities
  • An Integrating Project comprises
  • a coherent set of activities
  • and an appropriate management structure
  • Possibility for competitive calls for enlargement
    of consortium

20
CP - Integrating Projects (IP) (2)
  • For IPs in FP7 ICT
  • Training in an IP project should be included in
    the cost category Other (The column "Training"
    which has appeared on the form is an error)
  • as is indicated in the Guide for applicants and
    in the pop-up note on the A3 form in the EPSS
    system

21
CP - Integrating Projects (IP) (3)
  • Experience of IPs in FP6 IST
  • Purpose Ambitious objective driven research with
    a programme approach
  • Target audience Industry (incl. SMEs), Research
    institutions, Universities, in some cases
    potential end-users
  • Typical duration 36-60 months
  • Optimum consortium 10-20 participants
  • Total EU contribution 4-25m (average around
    10m)
  • Flexibility in implementation
  • Update of workplan

22
CP - Integrating Projects (IP) (4)
  • Experience LV partnership of IPs in FP6 IST

23
CP Focused projects (STREP)(1)
  • Targeting a specific objective in a clearly
    defined project approach
  • Fixed overall work plan with stable deliverables
    that do not change over the life-time of the
    project
  • Two types of activity or combination of the two
  • A research and technological development activity
    to generate new knowledge to improve
    competitiveness and/or address major societal
    needs
  • A demonstration activity to prove the viability
    of new technologies offering potential economic
    advantages but which can not be commercialised
    directly (e.g. testing of product prototypes)
  • as well as
  • Project management activities (including
    innovation related activities like protection of
    knowledge dissemination and exploitation)

24
CP Focused projects (STREP)(2)
  • Special rules for FET Open ICT Programme
  • FET Open scheme
  • Initially submission of a short (five page)
    outline proposal
  • Submission at any time
  • Short proposals are evaluated in batches (three
    or four times per year)
  • Successful short proposals develop their idea and
    submit a full proposal at a later date
  • Specific weighting of the evaluation criteria

25
CP Focused projects (STREP)(3)
  • Difference between STREPs and IPs in DG Research
    and DG ISM
  • RTD All Collaborative research projects carry
    out a wide range of activities under the
    categories RD, Demonstration, Management and
    Other those below a certain level of funding are
    considered to be Focused projects (STREP), those
    above it are Large scale integrating projects
    (IP)
  • ISM There is qualitative difference between IPs
    and STREPs, not merely a quantitative one -
    STREPs are well-planned tightly-focused research
    or demonstration projects. In ICT the main
    activities in a STREP can be just three RD,
    Demonstration and Management

26
CP Focused projects (STREP)(4)
  • STREPs in ICT have only three permitted cost
    categories
  • RD,
  • Demonstration
  • Management
  • Other activities (dissemination) should be under
  • Management category
  • RD (to bear some of the cost by themselves)
  • While the old 7 limit on the amount of costs
    applicable to the fully-funded Management has
    been removed in FP7, if a project goes
    substantially over that figure it will be looked
    at during the grant agreement negotiations

27
CP Focused projects (STREP) (5)
  • Experience of STREPs in FP6 IST
  • Purpose Objective driven research more limited
    in scope than an IP
  • Target audience Industry including SMEs,
    Research institutes, Universities
  • Typical duration 18-36 months
  • Optimum consortium 6-15 participants
  • Total EU contribution 0.8 - 3 m (average around
    1.9m)
  • Fixed workplan and fixed partnership for duration

28
CP Focused projects (STREP) (6)
  • Experience LV partnership of STREPs in FP6 IST

29
Networks of excellence (NoE) (1)
  • NoEs are an instrument to overcome the
    fragmentation of the European research landscape
    in a given area and remove the barriers to
    integration
  • NoE purpose is to reach a durable restructuring
    and integration of efforts and institutions or
    parts of institutions
  • The success of an NoE is not measured in terms of
    scientific results
  • but by the extent to which the social fabric for
    researchers and research institutions in a field
    has changed due to the project,
  • and the extent to which the existing capacities
    become more competitive as a result of this
    change
  • Possibility to add participants through
    competitive calls

30
Networks of excellence (NoE) (2)
  • The JPA contains a range of additional to normal
    business activities
  • Integrating activities
  • coordinated programming of the partners
    activities
  • sharing of research platforms/tools/facilities
  • joint management of the knowledge portfolio
  • staff mobility and exchanges
  • relocation of staff, teams, equipment
  • reinforced electronic communication systems
  • Activities to support the networks goals
  • Development of new research tools and platforms
    for common use
  • Generating new knowledge to fill gaps in or
    extend the collective knowledge portfolio
  • Activities to spread excellence
  • training researchers and other key staff
  • dissemination and communication activities
  • networking activities to transfer knowledge to
    outside of the network and promoting the
    exploitation of the results generated within the
    network
  • where appropriate, innovation-related activities
  • Management activities

31
Networks of excellence (NoE) (3)
32
Networks of excellence (NoE) (4)
  • A big change between FP6 and FP7 has been made in
    the funding of Networks of Excellence
  • FP6 the overall maximum budget was calculated as
    a lump sum based on the number of researchers
    involved, but payments were made on the basis of
    claims of eligible costs
  • FP7 three categories RD (funded at up to 50 or
    at the special rate of 75), Management (funded
    at 100) and Other (funded at 100)

33
Networks of excellence (NoE) (5)
  • Joint Programme of Activities of a NoEs is
  • Integrating activities
  • Activities to support the networks goals - are
    funded at 50 / 75
  • Development of new research tools
  • Generating new knowledge
  • Activities to spread excellence
  • The dissemination and communication actions are
    funded 100 (except demonstration activities
    funded at 50)
  • All the rest are "Other activities - the most
    important part of the NoE, which are funded at
    100.
  • NoE does not carry out research (STREP or an IP).
    The goal of a NoE is to achieve the permanent
    fusion of the activities of the members of the
    consortium in their research sector, replacing
    the fragmentation which currently exists there.
    So all these "other" activities, such as staff
    mobility and exchanges, reinforced electronic
    communication systems and coordinated programming
    of the partners activities should be the main
    part of the JPA (collaborative research plays
    only a supporting role)

34
Networks of excellence (NoE) (6)
  • Experience of NoEs in FP6 IST
  • Purpose Durable integration of participants
    research activities
  • Target audience research institutions,
    universities, industry trough governing boards
    etc (mainly indirectly)
  • Typical duration 48-60 months (but
    indefinite integration!)
  • Optimum consortium 6-12 participants
  • Total EU contribution 4-15m (average around
    7m)
  • Flexibility in implementation
  • Update of workplan

35
Networks of excellence (NoE) (7)
  • Experience LV partnership of NoEs in FP6 IST

36
Coordination and Support actions (CSA)
  • Support to activities aimed at coordinating or
    supporting research activities and policies
    (networking, exchanges, trans-national access to
    research infrastructures, studies, conferences,
    etc).
  • Two types of actions
  • co-ordination or networking actions
  • specific support actions
  • These actions may also be implemented by means
    other than calls for proposals
  • CSA do not conduct ST research!

37
Coordination or Networking actions (CA) (1)
  • Designed to promote and support the ad hoc
    networking and co-ordination of research and
    innovation activities at national, regional and
    European level in order to achieve improved
    cooperation of the European research
  • May combine the following two types of activities
  • Co-ordination activities
  • Consortium management activities
  • Coordination actions do not conduct ST research!

38
Coordination or Networking actions (CA)(2)
  • Each Coordination Action propose a work plan,
    incorporating all or some of the following types
    of mid/long term collaborative activities
  • Organisation of events (conferences, meetings)
  • Performance of studies, analysis
  • Exchanges of personnel
  • Exchange and dissemination of good practice
  • Setting up of common information systems
  • Setting up of expert groups
  • Definition, organisation, management of joint or
    common initiatives
  • Management of the action

39
Coordination or Networking actions (CA)(3)
  • Experience of CAs in FP6 IST
  • Purpose Co-ordination of research activities
  • Target Audience Research institutions,
    Universities, Industry including SMEs
  • Typical duration 18-36 months
  • Optimum consortium 13-26 participants
  • Total EU contribution 0.5-1.8m (average around
    1m)
  • Fixed overall workplan and partnership for the
    duration

40
Coordination or Networking actions (CA) (4)
  • Experience LV partnership of CAs in FP6 IST

41
Support actions (SA) (1)
  • Designed to help in preparations for future
    Community research and technological development
    policy activities stimulate, encourage and
    facilitate the participation of SMEs, civil
    society organisations, small research teams,
    newly developed and remote research centres, as
    well as setting up research clusters across
    Europe.
  • May combine the following two types of activities
  • Support activities
  • Consortium management activities
  • Support actions do not conduct ST research

42
Support actions (SA) (2)
  • Each Support Action has a work plan, which
    consists of one or more of the following
    activities
  • Conferences, seminars, working groups and expert
    groups
  • Studies, analysis
  • Fact findings and monitoring
  • Preparatory technical work, including feasibility
    studies
  • Development of research or innovation strategies
  • High level scientific awards and competitions
  • Operational support, data access and
    dissemination, information and communication
    activities
  • SA proposals may be presented by a consortium or
    a single organisation, from any country or
    countries

43
Support actions (SA) (3)
  • Experience of SSAs in FP6 IST
  • Purpose Support to programme implementation,
    preparation of future actions, dissemination of
    results
  • Target audience Research organisations,
    Universities, Industry including SMEs
  • Typical duration 9-30 months
  • Optimum consortium 1-15 participants
  • Total EU contribution 0.03-1m (average around
    0.5m)
  • Fixed overall workplan and partnership for the
    duration

44
Support actions (SA) (4)
  • Experience LV partnership of SAs in FP6 IST

45
Overview of Submission-Evaluation procedures (1)
  • Information for proposers
  • Submission of proposal
  • Eligibility check
  • Evaluation
  • Selection

46
Overview of Submission-Evaluation procedures (2)
47
Information for proposers
  • Workprogramme (ICT WP 2007-2008)
  • Guide for Applicants Call specific!
  • now including the Guidance notes for evaluators
    and the Background note on the funding scheme
  • Evaluation forms with notes
  • EPSS manual
  • Model grant agreement
  • Rules on submission of proposals, and the related
    evaluation, selection and award procedures

48
Submission
  • Fixed deadline calls
  • One stage submission (ICT)
  • Electronic submission only
  • ) ICT - 17h00 Tuesdays
  • ) Special rules for FET Open scheme
  • pre-proposal checking check for each Call and
    activity separately

49
Electronic Submission
  • EPSS - Electronic Proposal Submission System
  • Online preparation only! Available end of March
  • Validation checks before submission is accepted
  • FP6 Failure rate 1
  • Main reason for failure - waiting till the last
    minute
  • Submit early, submit often!

50
EPSS (1)
  • Pamatinformacija prasibas
  • Lauj projektu pieteicejiem sagatavot un iesniegt
    projektu tiesaiste (on-line) un nav nepiecieams
    speciali lejupieladet kadas programmas vai rikus
  • Sistemas prasibas
  • Interneta pieslegums
  • Ekrana izkirtspeja 1024x768
  • Internet Explorer 6.0 un augstaks vai
  • Netscape Navigator 7.0 un augstaks vai
  • Mozilla Firefox 1.0 un augstaks vai
  • Opera 6.0 un augstaks vai
  • Mac OS X Mozilla Firefox Apple Macintosh
    lietotajiem
  • (Mac OS 9 un Safari vairs netiek atbalstiti)

51
EPSS (2)
  • Lietotaja ID un Paroles sanemana tikai
    koordinatoram
  • Pieslegties http//cordis.europa.eu/fp7/epss_en.ht
    ml
  • Izveleties atbilstoo projektu konkursu un
    projektu veidu (instrument),
  • Aizpildit registracijas veidlapu un iesniegt to
  • EPSS nosuta koordinatora un projekta partneru
    lietotaja ID un Paroles pa e-pastu
  • Parliecinaties, vai projektu konkurss un veids
    izvelets pareizi. Ja izvele ir nepareiza, bus
    javeic jauna registracija. EPSS sistema nevar
    mainit registracijas informaciju un parvietot
    registraciju no viena projektu konkursa (veida)
    uz citu

52
EPSS (3)
  • Sakotneja piekluve tikai koordinatoram
  • Pieslegties https//www.epss-fp7.org
  • Ievadiet koordinatora lietotaja ID
  • Ievadiet koordinatora Paroli
  • Izmainiet koordinatora Paroli
  • Ievadiet dalibnieku/partneru Paroli
  • Izmainiet dalibnieku/partneru Paroli
  • Nosutiet dalibnieku/partneru ID un izmainito
    dalibnieku/partneru Paroli projekta partneriem

53
EPSS (4)
  • Projekta sastavdalu veidoana tikai
    koordinatoram
  • Projekta sakonteja uzbuve (set-up) define
    partnerus un vinu netieo izmaksu aprekinaanas
    modeli
  • Dalibnieks Nr.1 vienmer ir koordinators
  • Ievaditos datus iespejams ari mainit ar Edit
    Details un Update Participant Information
  • Kad partnera informacija ievadita, EPSS sistema
    automatiski izveido A2 (partnera informacija) un
    A3.1(finansu informacija) veidlapas
  • Parliecinieties, vai koordinatora e-pasta adrese
    ir pareiza! Uzradito adresi EPSS sistema izmanto,
    lai sazinatos ar projekta pieteiceju projekts
    iesniegts, projekts nodots verteanai, projekts
    vel nav iesniegts, ...

54
EPSS (5)
55
EPSS (6)
  • A dala
  • Aizpildit visas ailes visas formas
  • (Katrs dalibnieks aizpilda savu A2 veidlapu. Pec
    tam tas var lejupladet uz sava datora)
  • Nospiest Validate veidlapas apaka
  • Notiek formala parbaude ja kludas atrastas
    tiek noraditi labojamie lauki ja kludu nav,
    paradas uzraksts no validation errors
  • Saglabajiet ievadito informaciju veiciet to
    biei, neaizmirstiet saglabat veiktas izmainas
  • Save Form taustina nospieana ari veic formalo
    parbaudi
  • Neaizmirst nospiest Save Form taustinu, preteja
    gadijuma visa ievadita informacija tiks pazaudeta!

56
EPSS (7)
  • A dala

57
EPSS (8)
  • A dala

58
EPSS (9)
  • A dala

59
EPSS (10)
  • B dalas sagatavoanai izmanto Projektu konkursam
    atbilstoas projekta pieteiceju vadlinijas (Guide
    for Applicants). Gala versiju var augup-ladet
    tikai PDF formata!
  • Failu Nosaukumos izmantot tikai Latinu burtus,
    ciparus vai zimes _, _, .
  • Papildus informacija (iestades reklamas izdevums,
    dokumentacija, parskati, audio-video-multimediju,
    utt.) netiks pienemta, ja nav speciali noradits

60
Eligibility checks
  • Date and time of receipt of proposal on or before
    deadline
  • Firm deadlines - except for Continuously Open ICT
    Calls
  • Minimum number of eligible, independent partners
  • As set out in work programme/call
  • Completeness of proposal
  • Presence of all requested administrative forms
    (Part A) and the content description (Part B)

61
Evaluation procedures
  • The evaluation process has developed to the very
    high standard. It compares well with ... other
    prestigious national or international granting
    agencies
  • Report of Independent Observes (IST), Des 2005
  • No major changes for FP7
  • Improved and streamlined, based on experience
  • Adapted to the FP7 new features
  • Really new
  • Eligibility criteria included former Scope
  • 3 evaluation criteria instead of former 5

62
Evaluation Process
  • On-site evaluation (ICT)
  • One step evaluation
  • Independent experts

Eligibility Check?
yes
Panel (with optional Hearings?)
Consensus
Individual reading
63
Experts
  • Calls for experts for FP7 https//cordis.europa.e
    u/emmfp7/index.cfm?fuseactionwel.welcome
  • to individuals
  • to organisation
  • FP6 experts were invited to transfer to FP7
  • with a request to update their information
  • (if email address is up-to-date!)

64
Evaluation criteria 1. Scientific and technical
quality
  • Soundness of concept, and quality of objectives
    (all)
  • Progress beyond the state-of-the-art (CP)
  • Contribution to long term integration of high
    quality ST research (NoE)
  • Contribution to the coordination of high quality
    research (CSA)
  • Quality and effectiveness of the ST methodology
    and associated workplan (CP)
  • Quality and effectiveness of the joint programme
    of activities and associated workplan (NoE)
  • Quality and effectiveness of the
    coordination/support action mechanisms and
    associated workplan (CSA)

65
Evaluation criteria 2. Implementation - Quality
and efficiency of the implementation and the
management
  • Appropriateness of the management structures and
    procedures (all)
  • Quality and relevant experience of the individual
    participants (all)
  • Quality of the consortium as a whole
  • (complementarity, balance) (CP)
  • (ability to tackle fragmentation of the research
    field and commitment towards a deep and durable
    institutional integration) (NoE)
  • Appropriate allocation and justification of the
    resources (budget, staff, equipment) (CP and CSA)
  • Adequacy of resources for successful carrying out
    the joint programme of activities (NoE)
  • for Support actions, only if relevant

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Evaluation criteria 3. Impact - Potential impact
through the development, dissemination and use of
project results
  • Contribution at the European or international
    level to the expected impacts listed in the
    workprogramme under the relevant activity (all)
  • Appropriateness of measures for the dissemination
    and/or exploitation of project results, and
    management of intellectual property (CP)
  • Appropriateness of measures for spreading
    excellence, exploiting results and disseminating
    knowledge through engagement with stakeholders
    and the public at large (NoE and CSA)

67
Evaluation criteria scoring
  • 3 criteria
  • Scale of 1-5 (and 0)
  • No weighting
  • except ICT FET Open
  • Criterion threshold 3/5
  • Overall threshold 10/15

68
Ethical issues
  • Post-evaluation review for any selected proposals
    which have ethical issues
  • New annex ICT-Ethics in the Guide for
    Applicants

69
Other issues
  • Subcontracting
  • Justification and integration of any third
    country participation

70
When writing your proposal (1)
  • Divide your effort over the evaluation criteria
  • Many proposers concentrate on the scientific
    element, but loose marks on project
    implementation or impact description
  • Think of the finishing touches which signal
    quality work
  • clear language
  • well-organised contents, following the Part B
    structure
  • useful and understandable diagrams
  • no typos, no inconsistencies, no obvious
    paste-ins, no numbers which dont add up, no
    missing pages

71
When writing your proposal (2)
  • Make it easy for the evaluators to give you high
    marks. Dont make it hard for them!
  • Dont write too little cover what is requested
  • Dont write too much
  • Dont leave them to figure out why its good,
    tell them why its good
  • Leave nothing to the imagination

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Typical Mistakes from FP6ST Quality
  • Clearly defined and well focused objectives?
  • No quantified specifications for the proposed
    device/component!
  • No intermediate targets!
  • Key parameters are missing!
  • Clear progress beyond the current
    state-of-the-art?
  • Cant assess no commitment for some key
    parameters!
  • State-of the art is not described!
  • It is more development than research!
  • Sound ST approach?
  • Work plan (linear vsiterative)

73
Typical Mistakes from FP6Implementation
  • Appropriateness of the management structures and
    procedures
  • Quality and relevant experience of the individual
    participants
  • Quality of the consortium as a whole (including
    complementarity, balance)
  • Appropriate allocation and justification of the
    resources to be committed (budget, staff,
    equipment)

74
Typical Mistakes from FP6Potential Impact
  • Exploitation and/or dissemination plans adequate
    to ensure optimal use of the project results?
  • Strategic (industrial/academic) impact is
    limited!
  • Exploitation plans too vague!
  • No concrete dissemination plan, besides will
    publish!
  • All deliverables are confidential!

75
Getting help with your proposal (1)
  • The ICT theme supports
  • Proposers days and briefings in Brussels and
    elsewhere http//cordis.europa.eu/fp7/ict/
    What's New?
  • Partner search facilities http//cordis.europa.eu
    /fp7/ict/participating/partner_en.html
  • A supporting website of advice, information and
    documentation http//cordis.europa.eu/fp7/ict/par
    ticipating/home_en.html
  • A Helpdesk for proposers questions, reachable by
    email or phone (and a Helpdesk for electronic
    proposal submission)
  • A network of National Contact Points in Europe
    and beyond http//cordis.europa.eu/fp7/ncp.htm
  • Special SSA projects form FP6

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Getting help with your proposal (2)
  • Special SSA projects form FP6
  • Idealist www.ideal-ist.net/
  • PRO_NMS www.pro-nms.net/
  • IST World ist-world.dfki.de/
  • IST4BALT www.balticit.com/ist4balt/index_lv.php
  • STAR-NET www.project-starnet.com/
  • FINANCE NMS www.finance-helpdesk.org
  • ATVN-EU-GP http//www.atvn.pl/european-union/good
    practices/
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