BY THE FINANCIAL SERVICES BOARD TO PCOF 26 SEPTEMBER 2001

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BY THEFINANCIAL SERVICES BOARD TOPCOF
26 SEPTEMBER 2001
PRESENTATION
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INTRODUCTION

• JEFF VAN ROOYEN EXECUTIVE OFFICER
• ROB BARROW DEPUTY EXECUTIVE OFFICER
• FINANCIAL MARKETS
• ANDRE SWANEPOEL DEPUTY EEXECUTIVE OFFICER
• INSURANCE AND PENSIONS
• DUBE TSHIDI HEAD PENSIONS
• SAMMY MOHLAOLI HEAD CONSUMER
  EDUCATION

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NON BANKING FINANCIAL SERVICES REGULATORY
ARCHITECTURE
INSURANCE AND PENSIONS
FUNCTION/ ACTIVITY
COLLECTIVE INVESTMENT SCHEMES
MARKETS
INTERMEDIARIES
INSURANCE ACTS PENSION FUNDS FRIENDLY SOCIETIES
STOCK EXCHANGE CONTROL FINANCIAL MARKETS
CONTROL SAFE CUSTODY AND ADMINISTRATION OF
SECURITIES INSIDER TRADING
UNIT TRUST CONTROL PARTICIPATION BONDS
PRESENT ACTS
NONE
INSURANCE ACTS REWRITTEN 1998 PENSION FUND AND
FRIENDLY SOCIETY BILLS
FINANCIAL ADVISORY AND INTERMEDIARY SERVICES
BILL FINANCIAL SERVICES OMBUDS SCHEMES BILL
COLLECTIVE INVESTMENT SCHEMES CONTROL BILL
SECURITY SERVICES BILL
FUTURE ACTS
NATURE OF ACT
FUNCTIONAL MARKET CONDUCT
FUNCTIONAL INTEGRITY OF MARKETS
FUNCTIONAL MARKET CONDUCT
PRUDENTIAL
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EMPLOYMENTEQUITY

• COMPOSITION OF THE FSB AS AT 20 JULY 2001
• GRADE LEVEL A B C D E
  TOTAL
• M F M F M F M F
  M F M F
• BLACK - - 1 - 8 4 17
  19 10 13 36 36
• WHITE 4 - 13 2 18 19 3
  16 - 12 38 49
• ASIAN - - - - 1 - 1
  2 - 1 2 3
• COLOURED 1 - 1 - 1 1 1
  1 - 2 4 4
• DISABLED - - - - - 1
  - - - - - 1
• TOTAL 5 15 2 28
  25 22 38 10 28 80 93
• TOTAL 173

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RESERVESAT 31 MARCH 2001

• 2001 2000
• R
  R
• CONTINGENCY 9 500 000 9
  000 000
• DISCRETIONARY 5 877 630 1
  750 369
• TOTAL RESERVES 15 377 630 10 750
  369

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ANALYSIS OF ACCUMULATED FUNDS
BY LEVY PAYING INDUSTRY GROUP FOR THE
YEAR ENDING 31 MARCH 2001

• INDUSTRY ACCUMULATED
  ACCUMULATED
• FUNDS
  FUNDS
• 
  31/03/2001 31/03/2000
• Insurances 5 106 342 4
  511 388
• Retirement Funds and
• Friendly societies
  4 151 759
  4 575 013
• Financial markets
  1 815 155 610 656
• Units trust and
• participation bonds 3 225 800
  1 586
  511
• Insider trading
  22 175
  378 562
• 
  14 321 231
  11 662
  130