ACC 544 help A Guide to career/Snaptutorial - PowerPoint PPT Presentation

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ACC 544 help A Guide to career/Snaptutorial

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For more classes visit www.snaptutorial.com ACC 544 Quiz 1 • Question 1 Imperial Corp. is offering $450,000 of its securities under Rule 504 of Regulation D of the Securities Act of 1933. Under Rule 504, Imperial is required to • Question 2 A $10,000,000 offering of corporate stock intended to be made pursuant to the provisions of Rule 506 of Regulation D of the Securities Act of 1933 would not be exempt under Rule 506 if • Question 3 Under Section 12 of the Securities Exchange Act of 1934, in addition to companies whose securities are traded on a national exchange, what class of companies is subject to the SEC’s continuous disclosure system? • Question 4 Tweed Manufacturing, Inc. plans to issue $10 million of common stock to the public in interstate commerce after its registration statement with the SEC becomes effective. What, if anything, must Tweed do in respect to those states in which the securities are to be sold? – PowerPoint PPT presentation

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