Title: BIOTECHNOLOGY REGULATIONS
 1BIOTECHNOLOGY REGULATIONS 
 2We have recently advanced our knowledge of 
genetics to the point where we can manipulate 
life in a way never intended by nature. We must 
proceed with the utmost caution in the 
application of this new found knowledge. 
 LUTHER BURBANK, 1906 
 3I believe we are entering an era now where pagan 
beliefs and junk science are influencing public 
policy. GM foods and forestry are both good 
examples where policy is being influenced by 
arguments that have no basis in fact or logic.
- Patrick Moore, Founding Member of Greenpeace, 
New Scientist, December 1999 
  4The Crop Agriculture Technology Timeline graph
Cultivation Selective Cross breeding Mutagensis 
and selection Cell culture Somaclonal variation 
 Embryo rescue Polyembryogenesis Anther culture 
 Recombinant DNA Marker assisted 
selection Genomics Bioinformatics 
2,000 BC 19thC Early 20th C Mid 20th 
C 1930s 1940s 1950s 1970s 1980 1980s 1990s 2
000 
 5 Insect-Protected Corn - From Idea to Reality 14 
Years of Research and Development
Seed companies cross into elite germplasm 11/93
Safety studies completed 5/95
First field tests 6/92
First US sales Insect-protected 4/97
First Bt corn plants 6/90
First transgenic plant
83 84 85 86 87 88 89 90 91 92 
93 94 95 96 97 98 99 00 01 02
EPA approval 12/96
FDA Consultation completed 9/96
Lead lines selected
USDA deregulation of Insect-protected 3/96
 Commercialization decision 10/95 
 6Crop Biotechnology
- Agronomic Traits 
 - Biotic Stress 
 - Insect Resistance 
 - Disease Resistance 
 - Viral, Bacterial, Fungal, Nematode 
 - Weed- herbicide tolerance 
 - ABiotic Stress 
 - Drought, Cold, Heat, Poor soils 
 - Yield 
 - Nitrogen Assimilation, Starch Biosynthesis, O2 
Assimilation  - Quality Traits 
 - Processing 
 - Shelf-life 
 - Reproduction sex barriers, male sterility, 
seedlessness  - Nutrients (Nutraceuticals) 
 - Macro Protein, Carbohydrates, Fats 
 - Micro vitamins, antioxidants, minerals, 
isoflavonoids, glucosinolates, phytoestrogens, 
lignins, condensed tannins  - Anti-nutritionals Phytase, Toxin removal 
 - Taste 
 
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 9Canada Biotech Adoption Rates
70
65
60
50
50
47
40
38
35
 of Planted Acres
30
20
20
10
3
5
6
0
1996
1997
1998
1999
Canola
Corn
Soybeans 
 10Argentina Roundup Ready Soybeans
70
65
60
50
50
40
 of Planted Acres
30
23
20
10
2
0
1996
1997
1998
1999 
 11Biotech Crops Worldwide
- Mexico 
 - Bollgard (Bt) cotton 1999 30 of planted acres 
 - Australia 
 - Bollgard (Bt) cotton 1999 35 of planted acres 
 - Brazil 
 - Roundup Ready soybeans 2001 season? 
 - Significant acreage (10-20) already seed brown 
bagged from Argentina  - China 
 - Various cotton varieties 1999 1 mil hectares 
 - Europe 
 - Minimal acreage
 
  12Benefits to farm  environment
-  Boost yields 
 -  Reduce pesticide use 
 -  Increase fertilizer efficiency 
 -  Reduce mycotoxin contamination 
 -  Flexible weed control 
 -  Promote conservation tillage, water quality 
 protection  soil 
conservation 
  13PUBLIC CONCERNS ABOUT BIOTECHNOLOGY
- Ethics of genetic modification (interfering with 
nature)  - Safety of food and of introducing genetically 
engineered organisms into the environment  - The alleged radical novelty, unpredictability, or 
irreversibility of biotechnology  - Possible negative impacts on employment or small 
farms  - Trust or lack of trust of government regulatory 
agencies  - Enhancement of corporate power and ownership of 
intellectual property  - Possible exploitation of developing countries 
 - Possible mistreatment of animals
 
  14Food Biotech Public Issues 
- North/South 
 - Global Food Security 
 - Research 
 - International Trade
 
  15 HISTORICAL CONTEXT 
- 1263 English Parliament decreed, in order to 
protect the safety of the food supply, nothing 
could be added to the staple foods that was not 
wholesome for mans body - over 700 years later 
the statutory standard for the US is that nothing 
can be added to foods if it is a poisonous or 
deleterious substance that may render the food 
injurious to health  -   
 - NAS Committee on Recombinant DNA Molecules in 
Nature on July 19, 1974 which effectively 
called for a moratorium on genetic engineering 
research (Berg et al. 1975) Paul Berg, Baltimore, 
Boyer and Cohen  - National Institutes of Health (NIH) Recombinant 
DNA Advisory Committee (RAC) and the development 
of RAC Guidelines in 1976  -   
 - Institutional Biosafety Committees (IBC) were set 
up to assist the RAC by reviewing projects at 
each institution (NIH, 1978 1986).  
  16 National Research Council (NRC) "Field Testing 
Genetically Modified Organisms A Framework for 
Decision Making" (NAS 1989). 
   (a) The product not the process of genetic 
modification and selection constitutes the 
primary basis for decisions about regulator 
oversight   (b) Knowledge of the process 
provides information about the product which is 
useful for risk assessment but is not in itself a 
useful criterion to determine the appropriate 
level of oversight,   (c) Organisms modified by 
modern molecular techniques are subject to the 
same laws of nature as are those produced using 
classical methods for which there is a wealth of 
experiential data 
 17 National Research Council (NRC) " Genetically 
Modified Pest-Protected Plants Science and 
Regulation " (NAS 2000). 
- Emphasize that we believe it is the properties 
of a genetically modified plant -- not the 
process by which it was produced -- that should 
be the focus of risk assessments." Committee 
chair Perry Adkisson, chancellor emeritus Texas 
AM  - Even given the strengths of the U.S. system 
governing transgenic plants, regulatory agencies 
should do a better job of coordinating their work 
and expanding public access to the process as the 
volume and mix of these types of plants on the 
market increase.  - The committee emphasized it was not aware of any 
evidence suggesting foods on the market today are 
unsafe to eat as a result of genetic 
modification.  - No strict distinction exists between the health 
and environmental risks posed by plants 
genetically engineered through modern molecular 
techniques and those modified by conventional 
breeding practices.  - Any new rules should be flexible so they can 
easily be updated to reflect improved scientific 
understanding.  
  18 National Research Council (NRC) " Genetically 
Modified Pest-Protected Plants Science and 
Regulation " (NAS 2000). 
- The National Academy of Sciences, joined by six 
other academies from around the world (Royal 
Society of London, Third World Academy of 
Sciences and national academies of Brazil, China, 
India and Mexico) issued a report in 2000 
declaring that biotechnology  - should be used to increase the production of main 
food staples,  - improve the efficiency of production, 
 - reduce the environmental impact of agriculture 
and provide access to food for small-scale 
farmers.  - The Food and Agriculture Organization of the 
United Nations and the World Health Organization 
also issued a joint report approving the method 
we use to assess the safety of biotech crops.  
  19Who Minds the Shop? http//gophisb.biochem.vt.edu
/
-  Agency Products Regulated 
 -  U.S. Department of plant pests, plants, 
veterinary  -  Agriculture biologics, animals, fish 
 -  
 -  Environmental microbial/plant pesticides, new 
 Protection uses of existing pesticides, 
novel  -  Agency microorganisms 
 -  
 -  Food and Drug food, feed, food additives, 
veterinary  -  Administration drugs, human drugs and medical 
devices 
  20Assuring Safety U.S. Regulatory Framework
- U.S. Department of Agriculture 
 - USDA governs field-testing of crops improved 
through biotechnology  - Uses pre-existing statutes 
 - USDA clearance is required prior to commercial 
growth and sales of such crops 
  21United States Dept. Agriculture 
http//www.aphis.usda.gov/biotechnology/role.html
-  Scope for coverage is food and fiber products. 
Broad regulatory authority to protect against the 
adulteration of foods products made from 
livestock and poultry, to protect agriculture 
against threats to animal health, and to prevent 
the introduction and dissemination of plant 
pests. Its primary concerns are the safety of 
crop plant and food animals, and the safety and 
wholesomeness of food products.  -  The USDA has 10 divisions that deal with 
biotechnology the Agricultural Research Service 
(ARS), the Food Safety and Inspection Service 
(FSIS), the Animal and Plant Health Inspection 
Service (APHIS), the Agricultural Marketing 
Service (AMS), the Cooperative State Research 
Service (CSRS), Extension Service, the National 
Agricultural Library (NAL) the Forest Service 
(FS), The Economic Research Service (ERS) 
Foreign Agricultural Service (FAS) (GIPSA)  
  22United States Dept. Agriculture
- The Committee on Biotechnology in Agriculture 
(CBA) - administrators of the USDA agencies with 
major activities involving biotechnology.  - Agricultural Biotechnology Research Advisory 
Committee (ABRAC) (similar to NIH-RAC), to review 
proposals, provide guidance on matters of 
biosafety in the development and use of 
biotechnology in Agriculture. Biotechnology Risk 
Assessment Research Grants Program(BRARGP) 
jointly with CSREES  - APHIS is the watchdog that guards the licensing 
of veterinary biological material and issues 
permits for transport of biological material and 
field tests and commercialization of genetically 
engineered plants and microorganisms. APHIS 
formed the Biotechnology, Biologics and 
Environmental Protection Division (BBEPD) with 
responsibility for all biotechnology products.  - FSIS' assure the safety and wholesomeness of food 
products.  
  23United States Dept. Agriculture
- USDA policy on the regulation of biotechnology, 
consistent with the overall federal policy, does 
not view GMOs as fundamentally different from 
those produced using traditional methods.  - The USDA considered that the products of the new 
techniques of biotechnology were in principle 
covered by regulations that had been implemented 
for existing technologies.  - They did, however, consider that the assessment 
of the products of the new technologies in some 
instances required specific information that 
necessitated the introduction of some new 
regulations and the updating of some existing 
ones.  - 1999, Secretary's Advisory Committee on 
Agricultural Biotechnology -- a cross-section of 
25 individuals from government, academia, 
production agriculture, agribusiness, ethicists, 
environmental and consumer groups 
  24United States Dept. Agriculture
- 1993, 1995 Final rule notification in lieu of 
permit process for GEOs that are field tested in 
accordance with specific safety criteria.  - May 1997 Final Rule. The amendment simplifies 
procedures for the introduction of certain 
genetically engineered organisms, expedites 
review for certain determinations of nonregulated 
status, and adjusts procedures for the reporting 
of field tests conducted under notification to 
the biology of the test organisms. This enables 
APHIS, when appropriate, to extend the existing 
determination of nonregulated status for new 
products that do not raise new risk issues. 
  25Tests for USDA clearance
- Origin of transferred gene 
 - Potential for weediness and outcrossing 
 - Impact on non-target organisms (e.g. beneficial 
insects, birds) 
  26Tests for USDA clearance
- Over 6,500 field tests have been analyzed by USDA 
involving more than 18,000 sites throughout the 
United States. The agency has assessed the 
biotech plants for their efficacy, performance 
and suitability for release in the environment.  - Additionally, around the world, some 25,000 field 
trials have been done on more than 60 crops in 45 
countries, including most of the 15 countries of 
the EU.  - There has not been a single report of any 
unexpected or unusual outcome.  
  27Assuring Safety U.S. Regulatory Framework
- Environmental Protection Agency 
 - EPA regulates environmental exposure to 
insect-protected crops to guard against harm to 
the environment, beneficial insects, and other 
living things 
  28Environmental Protection Agency
- 1947, any chemicals used as pesticides were 
reviewed and registered under this law. In 1948, 
the first microbial pesticides, Bacillus 
popilliae and B.lentimorbus were registered by 
the USDA. By 1970, the diverse authorities for 
pesticide registration were transferred to the 
newly formed EPA.  - In 1982 the agency included GMOs in its policy of 
regulating microbial pest-control agents (MPCA, 
for the control of pests and weeds) as 
distinctive entities from chemicals (Federal 
Register, 1974, 1982).  - This was followed by the recombinant-DNA testing 
guidelines which were published in 1984 (Federal 
Register, 1984).  
  29Environmental Protection Agency
- 1997 "Microbial Products of Biotechnology Final 
Regulations Under the Toxic Substances Control 
Act".  - Microbes subject to this rule are "new" 
microorganisms used commercially for such 
purposes as production of industrial enzymes and 
other specialty chemicals agricultural 
practices (e.g., biofertilizers) and break-down 
of chemical pollutants in the environment.  - The EPA claims to review each application on a 
case-by-case basis based on the product and the 
risk and not the means by which the organism was 
created. Yet it is interesting to note that no 
EUPs have been required for undirected 
mutagenesis, most transconjugants and 
plasmid-cured strains. Yet EUPs were required for 
all live recombinant DNA GEOs irrespective of 
product or risk. 
  30Environmental Protection Agency
- Plant-Pesticides Subject to the FIFRA 
 - The EPA wanted to expand its federal regulatory 
powers over the characteristics of plants that 
help plants resist diseases and pests. The 
agency coined a new term for these 
characteristics, calling them "plant-pesticides."  - All plants are able to prevent, destroy, repel or 
mitigate pests or diseases. That ability occurs 
naturally, and some crops have been bred for 
resistance to specific pests. EPA proposes to 
single out for regulation those pest-resistant 
qualities that were transferred to the plant 
through recombinant DNA technology (genetic 
engineering).  - Appropriate Oversight for Plants with Inherited 
Traits for Resistance to Pests A Report From 11 
Professional Scientific Societies (July 1996)  - Evaluation of the safety of substances in plants 
should be based on the toxicological and exposure 
characteristics of the substance and not on 
whether the substance confers protection against 
a plant pest.  - EPA changed terminology to Plant pesticidal 
proteins  - Plant-Incorporated Protectant -Rules issued 
Jan17, 2001 
  31Tests for EPA clearance
- Impact on beneficial insects and non-target 
organisms  - Toxicity of pesticidal compound 
 - Safety for human consumption 
 - Ecological hazards 
 - Insect resistance
 
  32Monarch Butterfly Research 
- Concentration of pollen drops off very rapidly a 
short distance from the corn field  - Concentration of pollen found on milkweed plants 
nearby corn fields not sufficient to harm monarch 
butterflies  - Beneficial insects fare much better in modified 
corn than in conventional fields where chemical 
insecticides are sprayed  - --- Research Symposium, Nov. 2, 1999
 
  33Assuring Safety U.S. Regulatory Framework
- Food and Drug Administration 
 - FDA regulates by same rules it applies to 
safeguard all foods in the marketplace.  - Nutrition and safety of each product evaluated at 
many stages before reaching the consumer 
  34Tests for FDA clearance
FDA requires labeling in two instances if the 
characteristics significantly differ from what is 
normally expected or if safety issues arise.
- Source of gene 
 - History of use 
 - Toxicity 
 - Nutritional profile 
 - Chemical composition 
 - Allergenic potential 
 - Antibiotic resistance 
 -   usually 
requires in vivo tests 
  35Food and Drug Administration
-  The FDA regulates biotechnology under 
 - Food, Drug, and Cosmetic Act (FDCA) and 
 - Public Health Services Act (PHSA). 
 - The agency has a mandate to insure efficacy and 
safety of food and pharmaceutical products.  - The agency has a major responsibility in 
biotechnology in that 65 of the current market 
share of biotechnology products passes through 
the agency for review and it has already reviewed 
thousands of biotechnology products.  - The FDA has very broad authority to regulate the 
introduction of new foods. Every company or 
individual that produces whole foods or any food 
product is legally required to ensure the safety 
and quality of anything they introduce into the 
food supply. 
  36Food and Drug Administration
- FDA relies primarily on two sections of the Act 
to ensure the safety of foods and food 
ingredients. Generally, whole foods, such as 
fruits, vegetables, and grains, are not subject 
to premarket approval. The primary legal tool 
that FDA has successfully used to ensure the 
safety of foods is the adulteration provisions of 
section 402(a)(1).  - The Act places a legal duty on developers to 
ensure that the foods they present to consumers 
are safe and comply with all legal requirements. 
FDA has authority to remove a food from the 
market if it poses a risk to public health. Foods 
derived from new plant varieties developed 
through genetic engineering are regulated under 
this authority as well. 
  37FDA Policy Statement
- May 1992 FDA issued a policy statement on 
regulating biotechnology Food Products.  -  FDA requires premarket review only for foods 
into which substances are intentionally 
introduced, significantly changing the structure, 
function or amount currently found in the food.  - If a new food product developed through 
biotechnology does not contain substances that 
are significantly different from those already in 
the diet, it does not require premarket approval.  - October 2000, FDA published a proposed rule 
mandating that developers of bioengineered foods 
and animal feeds notify the agency when they 
intend to market such products. FDA also will 
require that specific information be submitted to 
help determine whether the foods or animal feeds 
pose any potential safety, labeling or 
adulteration issues.  
  38FDA Labeling Requirements
- The FDA's approach to the labeling of foods, 
including those genetically engineered or 
otherwise novel, is that the label must be 
accurate and "material." There are only two 
situations in which the FDA can require that a 
transgenic origin or ingredient be disclosed on 
the food label  - (i) The FDA may mandate the disclosure of facts 
on a product label that relate to material 
consequences that can follow the consumption of a 
food (for example, kidney beans that must be 
soaked and cooked before eating).  - (ii) The FDA can require that a label reveal 
facts necessary to correct or balance other 
representations made by the manufacturer or 
seller. Accordingly, labeling is required "if a 
food derived from a new plant variety differs 
from its traditional counterpart such that the 
common or usual name no longer applies, or if a 
safety or usage issue exists to which consumers 
must be alerted".  
  39FDA Labeling Requirements
- Under their oversight structure, the FDA does 
not routinely subject foods from new plant 
varieties to pre-market review or to extensive 
scientific safety tests, although there are 
exceptions.  - The agency has judged that the usual safety and 
quality control practices used by plant breeders, 
such as chemical and visual analyses and taste 
testing, are generally adequate for ensuring food 
safety.  - Additional tests are performed, however, when 
suggested by the product's history of use, 
composition, or characteristics.  
  40FDA Labeling Requirements
- The FDA's approach is consistent with the 
scientific consensus that  -  the risks associated with recombinant organisms, 
and with products derived from them, are 
fundamentally the same as for nonrecombinant 
products.  - Dozens of new plant varieties modified with 
traditional genetic techniques (such as 
hybridization and mutagenesis) enter the 
marketplace every year without premarket 
regulatory review or special labeling. Many are 
from "wide crosses" in which genes have been 
moved across natural breeding barriers, that is, 
from one species or genus to another. None of 
these plants exist in nature. Nonetheless, they 
have become an integral, familiar, and safe part 
of our diet they include bread and durum wheat, 
maize, rice, oats, black currants, pumpkins, 
tomatoes, and potatoes. 
  41FDA Labeling Requirements
- If present, certain safety-related 
characteristics of new foods require greater 
scrutiny by the agency. These include  -  The presence of a substance that is completely 
new to the food supply (and that therefore lacks 
a history of safe use)  - An allergen presented in an unusual or unexpected 
way (for example, a peanut protein transferred to 
a potato).  - New carbohydrates with unusual structural or 
functional groups, or oils that contain new or 
unusual fatty acids, may require premarket 
approval as food additives.  - Other characteristics of potential concern are 
changes in amounts of major dietary nutrients or 
increased concentrations of toxins normally found 
in foods. For example, potatoes are generally 
tested for the glycoalkaloid solanine.  
  42Changes in FDA Policy 
- Transparency 
 - Mandatory Notification 
 - Labeling
 
  43Transparency
- Provide more and better information on website 
 - Industry safety data submitted will be posted on 
FDA website (except CBI)  
  44Mandatory Notification
- FDA stated that the consultative process has 
worked well but is perceived as weak  - FDA will institute a mandatory notification 
process  - Will issue company a letter describing its 
conclusion on the regulatory status of the food 
or animal feed 
  45The Labeling Issue
- Where the government has earned just criticism is 
in failing to generate public confidence in GM 
food. Consumers, independent scientists and even 
farmers have been excluded from the process of 
government testing and approval. To its credit, 
the FDA has made amends by holding hearings 
across the country, and the Department of 
Agriculture is bringing the public to its 
"arm's-length regulatory process."  - But unless it is found that GM food is any 
different in quality or safety from conventional 
food, adding a label would be misleading.  -  LA Times Feb 1, 2000
 
  46The Labeling Issue
- There is no evidence that recombinant DNA 
techniques or rDNA-modified organisms pose any 
unique or unforeseen environmental or health 
hazards.  - In fact, a National Research Council study found 
that  - "as the molecular methods are more specific, 
users of these methods will be more certain about 
the traits they introduce into plants."  - Greater certainty means greater precision and 
safety. The subtly altered products on our plates 
have been put through more thorough testing than 
any conventional food ever has been subjected to.  
  47Labeling Economics
- Special-interest groups have called for stringent 
labeling requirements, but these may not be in 
the best interest of consumers.  - Labeling can add significantly to production 
costs of foods, particularly those that are 
produced from pooled fresh fruits and vegetables. 
  - To maintain the accuracy of such labels, 
recombinant DNA-modified fruits and vegetables 
would have to be segregated through all phases of 
production (planting, harvesting, processing, and 
distribution), which would add costs and 
compromise economies of scale.  - These added production costs constitute, in 
effect, a special tax levied on producers who use 
a new technology.  - They reduce profits to plant breeders, farmers, 
food processors, grocers, et al. in the 
distribution pathway, while also decreasing 
competition and increasing prices.  
  48Labeling
- FDA will draft labeling guidance to assist 
manufacturers who want to place voluntary claims 
on the label  - Guidelines will be for foods made with or without 
biotech ingredients  - Guidelines are to help ensure that labels are 
truthful and not misleading  
  49What Can Labels Say?
- GMO free - difficult to define 
 - No universal tests (can test RR) 
 - Tests of commodities costly, time consuming 
 - Tests of complex foods still inaccurate 
 - 99 GMO free? 95 GMO free?
 
  50Labeling Psychology
- Regulatory stringency is also an unmistakable 
signal to the public that there is something 
fundamentally different and worrisome about 
biotech foods  - The psychological aspect of this general strategy 
was conveyed to the National Biotechnology Board 
by the head of a national consumer advocacy 
group "The consumer views the technologies that 
are most regulated to be the least safe ones. 
Heavy involvement by government, no matter how 
well intended, inevitably sends the wrong 
signals".  - On another level entirely, demanding proof that 
genetically modified foods are safe is all very 
well, but without a rational system for testing 
conventional foods, we may never get it.  
  51This product contains potentially toxic genes 
from deadly nightshade 
 52Would you buy this Product? 
 53Comment on Labels
- Many look to labels to end controversy, but that 
is unlikely  - Stringent labels are difficult to define and 
enforce  - Mandatory labels likely will be quite bland 
 - May contain GMO 
 - GMO-free products are risky to offer 
 - Who is liable if new tests find GMOs? 
 - And, GMO-free products likely will be quite 
expensive  - GMO-free labels with high tolerances are unlikely 
to satisfy GMO opponents 
  54Voluntary Labeling
- Voluntary labeling by companies to show goodwill 
might be a good consumer relations strategy and 
perhaps give a level of reassurance about, and 
greater transparency to the regulatory process. 
However, this is a highly complex issue.  - It is recommended that when any voluntary 
statements are used, such as "GMO-free" or 
"Contains GMO ingredients", three criteria need 
to be met  -  
 - First, a detection or threshold limit 
 - Second, substantiation, including identity 
preservation (traceback to the seed)  - Third, disclosures or accompanying statements. 
 - Well-defined criteria are very important to the 
integrity of this growing market 
  55Questions Remain
- What percent biotech crops allowed in non-biotech 
corn and soybeans?  - Must meat products be labeled if animals consumed 
biotech feed?  - What regulations will govern food ingredients in 
processed food?  - Many complications in defining labeling 
regulations 
  56-  EXAMPLES OF INTERAGENCY OVERVIEW 
 - New Trait/Organism Regulatory Review Conducted 
byReviewed For  -  Viral Resistance USDA Safe to grow 
 -  in food crop EPA Safe 
for the environment  -  FDA 
 Safe to eat 
  -  Herbicide Tolerance USDA 
 Safe to grow  -  in food crop EPA 
 New use of companion 
herbicide FDA Safe to eat  - Herbicide Tolerance USDA Safe 
to grow  -  in ornamental crop EPA 
 New use of companion herbicide 
  - Modified Oil content USDA 
 Safe to grow  - in food crop FDA 
 Safe to eat  - Modified flower color USDA Safe to grow 
 -  ornamental crop 
 -  Modified soil bacteria USDA Safe for the 
environment  - degrades pollutants EPA 
 
  57And What of Animals? 
 58APHIS - Veterinary Biologics
- Virus-Serum-Toxin Act (VSTA) This act covers all 
production, movement and use of such products 
within the US. The term biological products is 
very broad and covers all viruses, sera, toxins 
and analogous products of a natural or synthetic 
origin, such as diagnostics, antitoxins, 
vaccines, live microorganisms and antigenic or 
immunizing components of microorganisms intended 
for use in the diagnosis, treatment or prevention 
of diseases in animals.  - APHIS issues licenses and permits for production, 
importation, sale and experimental use of various 
types of animal biological products. Requests to 
use unlicensed products for experimental field 
studies must include information to demonstrate 
that the experimental conditions will be adequate 
to prevent the spread of the disease. Specific 
information that must be submitted for GMOs and 
products includes detailed information on 
stability, genetic constructs and vectors, and 
the effects of any insertions and deletions on 
the organism.  
  59APHIS - Veterinary Biologics
- GEOs for the purposes of VSTA are classified into 
three groups,  - (1) Inactivated products such as recombinant 
DNA-derived vaccines, bacterial-toxins, viral and 
bacterial subunits, and monoclonal antibodies  - (2) Live products, such as those containing live 
or infective organisms modified by insertion or 
deletion of one or more genes  - (3) Live vectored products, such as products 
using live vectors to carry recombinant-derived 
foreign genes that code for immunizing antigens 
or other immune stimulants.  - Under consideration interagency/industry/public 
dialogue on plant-derived vaccines, therapeutics 
and diagnostics.  - Risk analysis model - multifactorial approach to 
risk assessment risks to animals, public health 
and the environment.  
  60APHIS - Animal Quarantine Statutes
 Where the introduction and field testing of GMOs 
is concerned, the AQS also apply. Permits are 
required for GMOs that, in their construction, 
use material from infectious, contagious, 
pathogenic, or oncogenic organisms. The 
submission requirements are similar to those 
described above for biologics. The safety 
characteristics of the GMO must be evaluated 
within the context of the target environment. 
Thus, the release assessment consists of a 
comprehensive evaluation of the proposed release 
so as to determine 1) the location and 
characteristics of the release site 2) the 
test dose and total amount of the experimental 
biologic to be used in the proposed study 3) 
 the frequency and duration of exposure to the 
test material 4) potential escapes into 
occupational, residential, or outdoor 
 environments 5) the individuals, 
populations, or ecosystems that will be, or may 
be, exposed to the experimental biologic.  
 61 Food Safety Inspection Service 
FSIS function is to assure the safety and 
wholesomeness of food products. FSIS is 
regulating the slaughter of animals derived from 
biotechnology experiments under the experimental 
animal regulations. 1989 decided that they 
needed to develop regulatory oversight to ensure 
the food derived from these animals was safe for 
human consumption December, 1991 - Decision 
criteria for the evaluation of nontransgenic 
animals from transgenic research. January 1993, 
FSIS petitioned ABRAC to address the scientific 
questions associated with the human food safety 
of products prepared from transgenic animals. In 
response, ABRAC formed a transgenic animal 
working group comprised of specialists in the 
field of animal biotechnology from industry, 
academia and government, which held a public 
meeting to address these questions. 
 62FDA - Center for Veterinary Medicine Transgenic 
Animals 
- There are three groupings that FDA have 
identified that they expect to differ in 
approach  - (1) transgenic germ line animal strains with 
heritable modifications focused on animal health, 
productivity or economic characteristics  - (2) somatic cell therapies for the treatment or 
modification of individual animals, i.e., 
nonheritable modifications and,  - (3) animals of either type used to produce drugs, 
biologics, medical foods, food additives, or 
other regulated products in milk, blood or other 
tissues, i.e., biopharm animals.  
  63FDA - Center for Veterinary Medicine Transgenic 
Animals 
- Other Considerations 
 - What are the public health issues that FDA should 
be concerned about with transgenic animals?  - What labeling issues arise? 
 - Can animals under investigational applications 
enter the food supply and under what conditions? 
  - How will the environmental impact potential of 
transgenic fish and shellfish be assessed, who 
will assess this, and who must be informed?  - Should laboratory and non-food animal species be 
subject to pre-market review?  - Should we be concerned about uncontrolled 
introgression of transgenes, individually and in 
combination, into domesticated and feral animal 
species?  
  64TRANSGENIC ANIMAL AG PRODUCTS EXPECTED WITHIN SIX 
YEARS
-  AquaAdvantage Salmon, Tilapia, Trout, Flounder 
(A/F Protein) These fish grow from egg to market 
size (8 to 10 lb.) in less than 1.5 years. 
Conventional breeding techniques require 3 years 
to bring a fish to market. This could make fish 
more plentiful, decrease overfishing and lower 
consumer costs.  -  
 - Concerns Escape 
 - Solution Biological Containment - Triploidy 
resulting in sterile females 
  65International Harmonization of Regulatory 
Approaches
Commission of the European Union established a 
Permanent Technical Working Group on 
Biotechnology and the Environment. Informal 
meetings with representatives of the Commission 
of the European Union and key trading partners to 
discuss policy developments on the 
commercialization of, and trade in, new 
agricultural commodities. OECD Environment and 
Agriculture Directorates, US lead in a project on 
the Commercialization of Agricultural Products 
Derived Through Modern Biotechnology. Oversight- 
ensure safety, make oversight policies more 
transparent, facilitate trade. Regular meetings 
continue with Canada and Mexico to address safety 
issues relevant to biotechnology-derived 
commodities that are under regulatory review or 
already approved in one of our three nations, and 
to facilitate trade in these products. APHIS 
participates in Conference of Parties (COP) to 
the Convention on Biological Diversity. The COP, 
of which the United States is not a member, 
decided to negotiate a binding protocol that may 
affect international transfer of certain 
biotechnology products, and set up an ad hoc 
working group to develop it. APHIS is working 
along with other Federal agencies to ensure that 
appropriate policies are agreed upon to guarantee 
the safe international use and development of new 
biotech products. Living modified organisms 
(LMOs) Protocol Regulatory framework for 
international trade in bioengineered products 
adopted by 130 countries -Jan. 29, 2000, must be 
ratified by 50 countries 
 66Safety First
- The most that we can ask is that all foods 
produced by whatever method receive the same 
level of evaluation both with regard to impact on 
the environment, and safety to the consumer.  - Millions of people have already eaten the 
products of genetic engineering and no adverse 
effects have been demonstrated.  - Scientists are confident in the scientific 
validity of the systems that regulate and oversee 
the food supply.  - They are equally confident that if we abandon the 
scientific process in judging the safety of the 
food supply, we will slow or destroy the advances 
that will reduce the use of unsafe chemicals and 
agricultural practices in this country and  - We will limit the wonderful potential of improved 
nutrition and quality that promise to strengthen 
agriculture economies around the world. 
  67The costs of over-regulation
- The purpose of regulations should be to insure 
safety and efficacy, to limit potential product 
risks while encouraging innovation and economic 
development.  - By raising the cost of biotechnology RD 
over-regulation drains capital resources and 
slows the pace of research.  - Overregulation leads to higher operating costs 
and extended development times which raises 
investment risks and exacerbates concerns about 
long term prospects for company success.  - Over-regulation disproportionately affects the 
academic research community -  
  68-  
 - "To forestall a major US-EU trade conflict, both 
sides of the Atlantic must tone down the 
rhetoric, roll up our sleeves and work toward 
conflict resolution based on open trade, sound 
science and consumer involvement. I think this 
can be done if the will is there. However, I 
should warn our friends across the Atlantic that, 
if these issues cannot be resolved in this 
manner, we will vigorously fight for our 
legitimate rights.   -  Sec. Ag. Dan Glickman
 
  69-  Responsible biotechnology is not the enemy 
starvation is. Without adequate food supplies at 
affordable prices, we cannot expect world health, 
or peace  -  President Jimmy Carter February 1999