New SBIR Legislation

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Defense Advanced Research Projects Agency (DARPA)
M. Connie Jacobs
Program Manager Small Business Innovation Resear
ch (SBIR) Program Small Business Technology Trans
fer (STTR) Program
and Small Business Advocate
DARPA/CMO 3701 North Fairfax Drive Arlington, VA
22203-1714
Office [phone] Fax [phone]
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E-Mail cjacobs_at_darpa.mil
DARPA Home Page http//www.darpa.mil
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Federal SBIR Program
12 Federal Agencies Housing and Urban Developm
ent FY04 Homeland Security FY04 App
rox 2 Billion Multiple Solicitation closing d
ates
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SBIR Points of Contact

• NASA Mr. Carl Ray [phone]
• DOD Mr. Jeff Bond [phone]
• NIH Ms. Jo Anne Goodnight [phone]
• NSF Dr. Kesh Narayanan [phone]
• EPA Mr. Jim Gallup [phone]

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SBIR Points of Contact (cont.)

• DOC Mr. Joseph Bishop [phone]
• DOE Dr. Walter Warnick [phone]
• DOA Dr. Charles Cleland [phone]
• DOEd Info Not Available
• DOT Dr. Joe Henebury [phone]

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SBIR Points of Contact (cont.)

• Housing and Urban Development To be
  announced
  
• Homeland Security To be announced

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Federal SBIR Program
SBIR Participation Small Business (500 people o
r less) must be Located in the United Sta
tes All work performed in the US
51 owned and controlled by US
Citizens or Permanent Resident
Aliens Organized for Profit (ask for fee)


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Federal SBIR Program
SBIR Phase I statistics ? 69.1 of Phase I w
inners went to companies with 20 people o
r less 41 of Phase I winners went to
companies with 10 people or less


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Federal SBIR Program
THREE Phase Program Phase 1 Feasibility Study
GENERALLY 6 months and 100K Phase 2
Proof-of-Principle Prototype Dev.
GENERALLY 2 Years and 750K
Phase 3 Products, Production, Services,
R/RD or any combination

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Federal SBIR Program
Evaluation Criteria Soundness, Technical Me
rit INNOVATION Qualifications of the PI and
Staff Potential for Commercial Applications
(The WARFIGHTER is the user in DoD)

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Federal SBIR Program
DATA RIGHTS The Small Business retains ALL rig
hts to DATA SBIR Technical Data Rights apply t
o ALL SBIR Awards Phase I, Phase II and Pha
se III These Data Rights are Non-Negotiable

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Federal SBIR Program
Open Solicitations
Proposal Due
Dates Natl Inst of Health-Grants 12/1/03 Natl
Inst of Health-Biodefense 12/1/03
DoD FY04.01
1/15/04 Dept of Energy
1/6/04 Dept of Commerce-NOAA 1/14/04


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Federal SBIR Program
Open Solicitations
Proposal Due
Dates Dept of Commerce NIST 1/15/04 Dept of
Education 2/5/04
DoD STTR 4/15/04
DoD SBIR FY04-2 (new) 6/17/04
DoD SBIR FY04-3 8/04

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Department of Defense
Department of Defense
SBIR Program
SBIR Program

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DoD SBIR/STTR Program

• 2004 SBIR 900M STTR 80M
• 9 Component SBIR Programs within DoD
• AIR FORCE DARPA
• ARMY OSD/DDRE
• NAVY DTRA
• Missile Defense Agency SOCOM
• National Geospatial Agency (was NIMA)

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SBIR Points of Contact

• DoD Program Manager - Mr. Jeff Bond (703)
  588-8616
  
• Air Force Mr. Steve Guilfoos [phone]
• Navy Mr. Vinny Schaper [phone]
• Army Major Robert Miceli [phone]
• DARPA Ms. Connie Jacobs [phone]
• Missile Defense
• Agency Mr. Frank Rucky [phone]

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SBIR and STTR POCs(cont.)

• DoD Program Manager Jeff Bond (703)
  588-8616
  
• OSD DDRE Teresa Puretz (703)
  681-5486
  
• Defense Threat
• Reduction Agency Ron Yoho [phone]
• Special Ops Karen Pera [phone]
• Nat Geospatial Agy Derrick Riddle
  [phone]

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DOD SBIR FY 04.2 SBIR

• NEW Solicitation
• WEB OPENS CLOSES
• March 04 May 04 Jun 17th 04
• (600 AM)
• http//www.acq.osd.mil/sadbu/sbir
• http//www.dodsbir.net

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DOD SBIR FY 04.3 SBIR

• WEB OPENS CLOSES
• May 04 July 04 August 04
• (600 AM)
• http//www.acq.osd.mil/sadbu/sbir
• http//www.dodsbir.net

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SMALL BUSINESS
SMALL BUSINESS
TECHNOLOGY TRANSFER
TECHNOLOGY TRANSFER
(STTR) PROGRAM
(STTR) PROGRAM

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Small Business TechnologyTransfer (STTR) Program

• PL 102-564 Signed October 28, 1992 Established
  STTR
  
• Reauthorized to FY2009
• .30 of Extramural 2004-2009
• Cooperative RD
• Small Business and a University, FFRDC or
  Non-Profit
  

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STTR Program

• Mandatory partnership between a small business
  and a research institution (min. 40 small
  business, min. 30 research institution)
  
• Five federal agencies participate (DoD, NIH,
  NASA, DOE, NSF). FY2004 funding - 200M
  
• Must have written agreement allocating
  intellectual property rights.

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STTR vs. SBIR

• STTR SBIR
• Phase Is
• Generally 1 year Generally 6/8 months
• SB has to perform SB has to perform
• 40 of the research 70 of the research
• MUST Collaborate Collaboration NOT required
• Phase II 750K Phase II 750K

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DOD SBIR FY 04 STTR

• WEB OPENS CLOSES
• STTR 2003 Jan 2, 04 Mar 1, 04 Apr 15, 04
• Army, Air Force, Navy, MDA and DARPA
• Approx. 90 topics
• http//www.acq.osd.mil/sadbu/sbir
• http//www.dodsbir.net

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DEFENSE ADVANCED
DEFENSE ADVANCED
RESEARCH PROJECTS
RESEARCH PROJECTS
AGENCY (DARPA)
AGENCY (DARPA)

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DARPAs MISSION

• o Solve National Level Problems
• o High-Risk, High-Payoff Technologies
• o Enable Operational Dominance

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Defense Advanced Research Projects Agency (DARPA)
Near Term RD
Advanced Technology Assured C3ISR Maritime Ea
rly Entry/Special Forces
Tactical Technology Air/Space/Land Platforms
Unmanned Systems Space Operations Laser Systems
Future Combat Systems
Special Projects Chem/Bio Def Systems Counter
Underground Facilities Space Sensors/Structures
Navigation/Sensors/ Signal
Processing
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Defense Advanced Research Projects Agency (DARPA)
Mid Term RD
Information Exploitation Sensors Exploitatio
n Systems Command Control Planning / Logis
tics

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Defense Advanced Research Projects Agency (DARPA)
Far Term RD
Information Processing Technology
Cognitive Systems Computational - Perception
Representation Reasoning Learning Natural C
ommunication
Defense Sciences Bio Warfare Defense Techno
logies
Biology Materials Devices Mathematics
Microsystems Technology Electronics Optoelectr
onics
MEMS Combined Microsystems
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The OTHER 97.2 of the money

• O DoD Broad Agency Announcements (BAAs)
• Contracts and Grants
• O Technical Dialogues, Short White Paper, Formal
  Proposal
  
• O Small Business Preferences
• O FedBizOpps http//www.fedbizopps.gov/
• O DARPA BAAs www.darpa.mil Solicitations

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DARPAs FY 04 CORE PROGRAMS

• Defense Sciences Office
• New materials
• Materials concepts
• Materials processing and devices
• Optical materials
• Self-healing, sensing and adapting materials
• Advanced mathematics
• Computational geometry and topology
• Electromagnetic modeling and simulation
• Quantum information science

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DARPAs FY 04 CORE PROGRAMS

• Defense Sciences Office
• Biological Warfare Defense
• Advanced medical diagnostics
• External protection for soldiers
• Medical countermeasures against known unknown
  pathogens
  
• Protection, decontamination of materials and
  equipment
  
• Remote detection/characterization of biological
  substances
  
• Self-decontamination concepts
• Sensor technology

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DARPAs FY 04 CORE PROGRAMS

• Defense Sciences Office
• Biology for Defense Applications
• Accelerated healing response of tissue
• Controlling biological systems
• Enhancing human performance
• Biodynamics and biological complexity
• Bio-inspired systems
• Cell and tissue based biosensors
• Human performance enhancement
• Hybrid biotic/abiotic systems

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DARPAs FY 04 CORE PROGRAMS

• Information Processing Technology Office
  areas of interest
  
• Augmented Cognition
• Bio-Computation
• Data Intensive Systems
• High Productivity Computing Systems
• Mobile Autonomous Robot Software
• Quantum Information Science and Technology
• Software for Distributed Robotics
• Network Modeling an Simulation

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DARPAs FY 04 CORE PROGRAMS

• Information Exploitation Office
• O all-weather, wide area search for vehicles and
  dismounts in
  
• all possible combat environments
• O precision identification of hostile, friendly,
  and neutral
  
• forces  

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DARPAs FY 04 CORE PROGRAMS

• Information Exploitation Office (Continued)
• O  accurate tracking of potential targets and
  noncombatants
  
• near those targets
• O dynamic assignment and direction of weapons to
  engage targets
  
• O  rapid and reliable assessment of engagements
• all in the context of Joint forces support
  
  

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DARPAs FY 04 CORE PROGRAMS

• Microsystems Technology Office areas of Interest
• Automated design tools for integrated mixed
  signal microsystems
  
• Steered agile beams
• 3-D imaging
• Solar blind detectors
• Advanced photonics
• Acoustic microsensors
• Distributed robotics
• Advanced lithography
• Micro power generation
• Ultra wide band array antennas
• MicroElectroMechanical Systems MEMS)

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DARPAs FY 04 CORE PROGRAMS

• Special Projects Office
• BAA03-14 closes 15 April 2004
• counter the emerging threat of underground
  facilities
  
• novel space technologies across the spectrum of
  space control applications including rapid
  access, space situational awareness,
  counterspace, and persistent tactical grade
  sensing approaches including extremely large
  space apertures and structures.
• Closing Date April 15, 2004

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DARPAs FY 04 CORE PROGRAMS

• Special Projects Office
• BAA03-14 (continued) closes 15 April 2004
• provide full-scale protection systems against the
  threat of chemical and biological attack.
  
• We are interested in efforts to defend against
  radiological weapons (so called - dirty bombs?)
  and is interested in concepts to defeat suicide
  bombers and to deal with urban threats.
• advanced sensor systems and guidance and
  navigation technologies.
  

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DARPAs FY 04 CORE PROGRAMS

• Tactical Technology Office areas of interest
• Aeronautic systems
• Space systems
• Land systems
• Supporting technologies such as autonomous
  semiautonomous
  
• operations, control, communications, sensors,
  weapons, power
  
• and propulsion
• Systems capable of new classes of missions
• Systems capable of robotic operations

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DARPA

• DARPAs SBIR Program
• 0 Phase I and Phase II nuances
• 0 Phase I Gaps and Phase II Enhancements
• O Phase I and Phase II Adoptions

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DARPAs SBIR PROGRAM

• Phase I proposals shall not exceed 99,000
• o Firm Fixed Price
• o Generally 6/8 months
• Small businesses chosen for award are expected
• to start work within 28 days after receiving
• a contract
• The Aviation Missile Command in Huntsville, AL
• awards DARPA SBIR Phase I contracts within
• 30/45 days

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DARPAs SBIR PROGRAM

• Phase IIs are generally Cost Fixed Fee
• Generally not to exceed 750K for a 2-year
  period
  
• The Aviation Missile Command in Huntsville, AL
• awards DARPA SBIR Phase II contracts within
• approximately 3 months
• You must have an acceptable accounting system,
  you will
  
• undergo an audit

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DARPAs SBIR PROGRAM

• O At the request of a DARPA Program Manager,
  DARPA will
  
• fund a 50,000 Phase I gap effort to keep the
  small
  
• business working while we invite and review a
  Phase II
  
• proposal.
• O DARPA will match dollar for dollar up to 200K
  any
  
• third-party money invested in an SBIR Phase II.
• O At the request of a DARPA Program Manager,
  DARPA will
  
• adopt a Phase I or Phase II from an other
  SBIR Federal
  
• Agency, to help meet DARPA Program needs.

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PROCESS FOR
REGISTERING
REGISTERING
DEPARTMENT OF DEFENSE
DEPARTMENT OF DEFENSE
CONTRACTORS
CONTRACTORS

D E F E N S E A D V A N C E D R E S E A R C
H P R O J E C T S A G E N C Y
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Centralized Contractor Registration Program (CCR)

• GET REGISTERED NOW!
• WHAT YOU NEED
• Dunn and Bradstreet Number
• Taxpayer Identification Number (TIN)
• Register at www.ccr.gov
• CCR Assistance Center 888-227-2423
• ALL Federal Agencies use CCR information to make
  electronic payments.