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Title: An Outsider Looking In: Alexis de Tocqueville


1
An Outsider Looking InAlexis de Tocqueville
  • Now in everything the majority holds sway

2
Like God over the Universe
  • Above all the institutions and beyond all the
    forms, there exists the sovereign power of the
    people which destroys or modifies them at will.
  • What are the results of its unbounded force?
  • Institutions of govt not only democratic in
    principal but also in consequence (201)

3
Types of Parties
  • Parties a fundamental defect of free govt
  • Large countries with distinct populations united
    under the same government
  • Effectively distinct, competing nations under the
    same govt
  • If civil war breaks out, it is closer to war
    between nations than a struggle between sections
    of the same country
  • Other type when citizens have different opinions
    on matters of interest to the whole country
  • Great and small parties (202-204)

4
Types of Parties
  • Times of crisis, surrounding basic political
    constitution or even an endangered social fabric,
    produce great parties and revolutions
  • Open, bold stands for principle rather than petty
    consequence
  • Federalist Democratic-Republican
  • Federalists created necessary institutions in
    defiance of the leveling spirit of the age
  • Ex the US bank. The educated classes favored
    it, but the people sensed (but did not
    understand) an institution they did not control,
    and agitated to destroy it
  • Made possible only by great men among their
    number, DRs, more in tune with the spirit of
    their age, quickly came to dominance (202-207)

5
Types of Parties
  • Between the centuries of misery and disorder
    there are others when societies come to rest amid
    the human race seems to draw breath. In actual
    fact, such times are more apparent than real.
    Time does not arrest its course for nations any
    more than for men, both move forward daily into
    an unknown future. When we think things are
    stationary, it is because we fail to see their
    movements. Men who move at a walking pace appear
    to be stationary to those who are running.
  • There are periods when the changes taking place
    in the national constitution and the social
    structure of nations appear so slow and
    imperceptible that men think they have reached a
    final state. The human mind, believing itself to
    be firmly based upon sure foundations, does not
    seek to look beyond its set horizon.
  • This is a time of intrigues and small parties.
    (204)

6
Types of Parties
  • Small parties
  • Lack coherent political credo
  • Character imbued with selfishness rather than
    ideals
  • Violent language, timid and cautious action
  • Despicable means
  • Where great parties tear the nation apart, small
    parties agitate it
  • Times of stability cause great men to seem to
    vanish
  • America today has lost the great parties that it
    once had it has gained, as a consequence, much
    happiness, but has lost much moral purpose.
    (203-204)
  • Great and small parties products of their social
    and political context
  • Responding to environment more than shaping it
  • Do we want greatness?

7
Types of Parties
  • Aristocratic or democratic passions can easily
    be found at the heart of all parties.
  • In America, the democratic tide has forced the
    upper class to praise democracy in public, but
    they resent the rule of the masses
  • Popular suspicion of the very wealthy
  • Careful to appear at one with the people
    publicly, but privately live in aristocratic
    luxury and resent the imposition of democracy
    (207-209)

8
Freedom of the Press
  • T. is ambivalent about the freedom of the press,
    supports it for the evils it avoids rather than
    the benefits it produces
  • Hed prefer some intermediate position between
    complete independence or entire enslavement of
    thought, but what midpoint is there?
  • If you try writers by jury and they are
    acquitted, their ideas immediately become popular
  • If judges have power over the press, obscure
    texts leap to prominence at trial
  • Besides, the press is only the body of the
    thought, not the thought itself
  • Thus, effective regulation of the press requires
    regulation of speech
  • You had set out to repress the abuses of freedom
    and I discover you beneath the boots of a
    tyrant. (210-211)

9
Freedom of the Press
  • Further, the principle of universal suffrage
    demands the absolute freedom of the press
  • If people are to be trusted with the franchise,
    they must be trusted to choose between all
    available viewpoints
  • Nonetheless, the press is far less influential in
    America than it is in France. Why?
  • Freedom of the press a novelty in France, but old
    for Anglo-Americans
  • French press highly centralized in a few hands
    due to licensing and difficulty of starting a new
    paper
  • Americans able to easily and affordably found
    papers, with the consequence that they are
    extremely numerous
  • This means that they are highly decentralized and
    undisciplined, preventing the formation of
    uniform factions but causing political life to
    circulate in every corner of the Union

10
Freedom of the Press
  • Generally, journalists in the United States have
    a lowly status, their education is rudimentary
    and the expression of their ideas is frequently
    course. Now in everything the majority holds
    sway it lays down certain styles to which each
    person then conforms. The sum total of these
    shared customs is called their spirit there is
    the spirit of the courts, the spirit of royalty.
  • The spirit of French journalism is to discuss
    politics in a style that is violent but usually
    dignified and eloquent
  • The spirit of American journalism consists of a
    crude, unvarnished, and unsubtle attack on the
    passions of his readers he leaves principles
    aside to seize hold of men whom he pursues into
    their private lives exposing their weaknesses and
    defects (216)

11
Freedom of the Press
  • Nonetheless, opinions formed under a free press
    are more deeply held than in countries with
    censors
  • Nations where this freedom prevails are attached
    to their opinions through pride as much as
    conviction. They love them because of their
    fairness and also because they have chosen them
    they remain loyal to them, not only as something
    true but as something of their own.
  • All social theories having been challenged and
    defeated in their turn, all those who who had
    adopted one of them stick to it, not so much
    because they are convinced of its excellence but
    because they are unsure that a better one
    exists. (218-219)

12
Associations
  • An association consists simply in the public
    assent which a number of individuals give to such
    and such a doctrine and their commitment to help
    in a specific way to make it prevail. Thus the
    right to associate almost merges with the freedom
    to write but already associations wield more
    power than the press.
  • When an opinion is represented by an association,
    it has to assume a sharper and more accurate
    expression. It counts up its supporters and
    involves them in its cause these supporters
    learn to know each other and their enthusiasm is
    increased by their numbers.
  • Association binds the efforts of disparate minds
    and energetically drives them toward one single
    goal which it has clearly marked out. (220-221)
  • First stage of association

13
Associations
  • Second stage
  • Assembling physically
  • Centers of action in important places in the
    country
  • Seeing each other, planning together, opinions
    spread with a force and zeal the written word
    could never achieve.
  • Third stage
  • Members electing delegates to represent them in
    central assembly
  • Thus, in the first case, men who possess the
    same opinion feel a purely intellectual bond
    between themselves in the second, they gather in
    small assemblies which represent only a fraction
    of the party finally, in the third, they form
    something like a separate nation within a nation,
    a government within a government (220-221)

14
Associations
  • Nowadays, the freedom of association is a vital
    safeguard against the tyranny of the majority.
  • The minority must bring to heart its entire
    moral strength against an oppressive physical
    power. Thus one dangerous expedient is used to
    oppose a still more fearful one.
  • There are no countries where associations are
    more necessary to prevent the tyranny of parties
    or the whims of princes than those whose social
    state is democratic.
  • Unrestricted freedom of association on the
    American model is dangerous, bringing society a
    step closer to anarchy, but it is a risk the
    Americans run to avoid the greater peril of the
    tyranny of the majority (222-225)

15
Associations
  • The more I observe the main effects of the
    independence of the press, the more I am
    convinced that this independence, in the modern
    world, is the principal and, as it were, the
    governing element of freedom. A nation,
    therefore, which intends to remain free is
    entitled to demand respect for this freedom at
    whatever cost.
  • But unrestricted freedom of association in the
    political sphere cannot be entirely confused with
    the freedom to write. The former is both less
    necessary and more dangerous. A nation may set
    bounds upon it without losing control over its
    own affairs it must sometimes do so in order to
    maintain this control. (222)

16
Associations
  • Why have Americans not suffered from the risks of
    faction inherent in an unlimited right of
    association?
  • Americans see associations differently than do
    Europeans
  • In Europe, they are weapons of war prepared for
    battle
  • In America, they are to show numerical strength
    and to persuade the majority
  • In Europe some political associations are so far
    out of the mainstream that they can never hope to
    persuade the majority, and when such a party
    forms an association, its aim is not to convince
    but to fight.
  • But in America, there are no parties with such
    dramatic differences (224-226)

17
Democratic Government
  • Contrary to theory, American democracy seem to
    have little luck in selecting excellent members
    of government. Why?
  • The masses lack the ability to judge the means of
    pursuing the national welfare.
  • Would the masses succeed where the greatest
    geniuses go astray? The people never find the
    time or the means to devote to this work. They
    always have to come to hasty judgments and to
    latch on to the most obvious features.
  • Thus, they elect anyone who has the ability to
    please them (229-230)

18
Democratic Government
  • Moreover, it is not always the ability to choose
    men of merit which democracy lacks but the desire
    and inclination to do so.
  • One must not blind oneself to the fact that
    democratic institutions promote to a very high
    degree the feeling of envy in the human heart,
    not so much because they offer each citizen ways
    of being equal to each other but because those
    ways continuously prove inadequate to those who
    use them. Democratic institutions awaken and
    flattery the passion of equality without being
    able to satisfy it entirely.
  • So anything which exceeds their limitations in
    any way appears to them as an obstacle to their
    desires and all superiority, however legitimate,
    is irksome in their eyes. (230-231)

19
Democratic Government
  • Why has America been able to avoid the worst
    consequences of this?
  • During the revolution, America was fortunate to
    be led and founded by outstanding men who gave it
    wise institutions
  • Good intelligence and customs help to restrain
    the worst aspects of democracy
  • Thus, New England makes better choices than the
    rest of democracy
  • While the House of Representatives is full of
    losers, the Senate is populated by intelligent
    and accomplished people
  • This is because the House is directly elected,
    while the Senate is chosen by state legislatures,
    refining public opinion into a nobler and more
    beautiful form (233-234)

20
Corruption and Democracy
  • In aristocratic government, the positions are
    unpaid, so their holders are in pursuit of power.
    In democracies, positions are paid, and their
    holders often enter politics in pursuit of
    wealth.
  • If, therefore, the rulers in aristocratic
    societies sometimes seek to corrupt, democratic
    leaders prove to be corrupt. In the former case,
    the morality of the people is under direct
    attack in the latter, the influence upon the
    public conscience is indirect, which is even more
    fearsome.
  • Democratic citizens, seeing someone advance into
    power, attribute it not to talent or effort on
    the part of that person, as that would be to
    admit that they were less talented or able than
    him. They instead ascribe his success to his
    vices.
  • They are often correct (257-259)

21
Benefits of Democratic Government
  • Democratic government is corrupt, sloppy,
    wasteful, and prone to error, while aristocratic
    government is wise and efficient
  • However, democracy moves slowly toward the
    benefit of the many, while aristocracy moves
    swiftly to benefit the few (271-272)
  • Democratic officials are often inferior in
    capability and in moral standards to those an
    aristocracy would bring to power, but their
    interests are generally those of their fellow
    citizens.

22
Self-Interest
  • The common man in the United States perceives
    the influence of public prosperity upon his own
    happiness, and idea so simple and yet so little
    understood by the people Moreover, he has grown
    used to regarding this prosperity as his own
    work. Thus he sees in public fortune his own and
    he works for the welfare of the state, not simply
    from civic duty or from pride, but I would
    venture to say, from greed.
  • This sense of the state as their own creation
    makes Americans touchy about criticism There is
    nothing more irksome in the conduct of life than
    the irritable patriotism Americans have. The
    foreigner would be very much willing to praise
    much in their country but would like to be
    allowed a few criticisms that is exactly what he
    is refused. (276-77)

23
Self-Interest
  • American respect both rights and property because
    they all have both
  • In America, the proletariat does not exist.
    Since each man has some private possessions to
    protect, he acknowledges the right, in principle,
    to own property. (278)
  • Thus, they support political and property rights
    because it is in their interest to do so (279)

24
Self-Interest
  • Do you not see the decline of religions? ...
    Do you not notice how, on all sides, beliefs are
    ceding place to rationality and feelings to
    calculations? If, amid this general upheaval,
    you fail to link the idea of rights to individual
    self-interest, which is the only fixed point in
    the human heart, what else have you got to rule
    the world except fear? (279)

25
Social Outcomes of Democracy
  • Democracy does not make people great, saintly or
    noble, but its equality does does cause them to
    be law-abiding, practical, rational, and
    prosperous, all while minimizing suffering.
    (286-287)

26
Democratic Habits
  • I am convinced that, if ever tyranny succeeds in
    getting a foothold in America, it will have even
    more difficulty in overcoming the habits formed
    by freedom than in conquering the love of freedom
    itself.
  • This constantly renewed agitation introduced by
    democratic government into the political realm
    subsequently passes into civil society. Perhaps,
    all in all, that is the greatest advantage of
    democratic government which I praise much more
    for what it causes to be done than for what it
    actually does. (284)
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