Oct. 8, 2004

1
EE898.02Architecture of Digital SystemsLecture
3 Cache Memory

• Oct. 8, 2004
• Prof. Seok-Bum Ko
• Electrical Engineering
• University of Saskatchewan

2
Question Who Cares About the Memory Hierarchy?

• CPU-DRAM Gap
• 1980 no cache in µproc 1995 2-level cache on
  chip(1989 first Intel µproc with a cache on chip)

3
What is a cache?

• Small, fast storage used to improve average
  access time to slow memory.
• Exploits spatial and temporal locality
• In computer architecture, almost everything is a
  cache!
• Registers a cache on variables
• First-level cache a cache on second-level cache
• Second-level cache a cache on memory
• Memory a cache on disk (virtual memory)
• TLB a cache on page table
• Branch-prediction a cache on prediction
  information?

Proc/Regs
L1-Cache
Bigger
Faster
L2-Cache
Memory
Disk, Tape, etc.
4
Levels of the Memory Hierarchy
Upper Level
Capacity Access Time Cost
Staging Xfer Unit
faster
CPU Registers 100s Bytes lt1s ns
Registers
prog./compiler 1-8 bytes
Instr. Operands
Cache 10s-100s K Bytes 1-10 ns 10/ MByte
Cache
cache cntl 8-128 bytes
Blocks
Main Memory M Bytes 100ns- 300ns 1/ MByte
Memory
OS 512-4K bytes
Pages
Disk 10s G Bytes, 10 ms (10,000,000 ns) 0.0031/
MByte
Disk
user/operator Mbytes
Files
Larger
Tape infinite sec-min 0.0014/ MByte
Tape
Lower Level
5
The Principle of Locality

• The Principle of Locality
• Program access a relatively small portion of the
  address space at any instant of time.
• Two Different Types of Locality
• Temporal Locality (Locality in Time) If an item
  is referenced, it will tend to be referenced
  again soon (e.g., loops, reuse)
• Spatial Locality (Locality in Space) If an item
  is referenced, items whose addresses are close by
  tend to be referenced soon (e.g., straightline
  code, array access)
• Last 15 years, HW (hardware) relied on locality
  for speed

6
Memory Hierarchy Terminology

• Hit data appears in some block in the upper
  level (example Block X)
• Hit Rate the fraction of memory access found in
  the upper level
• Hit Time Time to access the upper level which
  consists of
• RAM access time Time to determine hit/miss
• Miss data needs to be retrieved from a block in
  the lower level (Block Y)
• Miss Rate 1 - (Hit Rate)
• Miss Penalty Time to replace a block in the
  upper level
• Time to deliver the block the processor

7
Cache Measures

• Hit rate fraction found in that level
• So high that usually talk about Miss rate
• Miss rate fallacy as MIPS to CPU performance,
  miss rate to average memory access time in
  memory
• Average memory-access time Hit time Miss
  rate x Miss penalty (ns or clocks)
• Miss penalty time to replace a block from lower
  level, including time to replace in CPU
• access time time to lower level
• f(latency to lower level)
• transfer time time to transfer block
• f(between upper lower levels)

8
Simplest Cache Direct Mapped
Memory Address
Memory
0
4 Byte Direct Mapped Cache
1
Cache Index
2
0
3
1
4
2
5
3
6

• Location 0 can be occupied by data from
• Memory location 0, 4, 8, ... etc.
• In general any memory locationwhose 2 LSBs of
  the address are 0s
• Addresslt10gt gt cache index
• Which one should we place in the cache?
• How can we tell which one is in the cache?

7
8
9
A
B
C
D
E
F
9
1 KB Direct Mapped Cache, 32B blocks

• For a 2 N byte cache
• The uppermost (32 - N) bits are always the Cache
  Tag
• The lowest M bits are the Byte Select (Block Size
  2 M)

0
4
31
9
Cache Index
Cache Tag
Example 0x50
Byte Select
Ex 0x01
Ex 0x00
Stored as part of the cache state
Cache Data
Valid Bit
Cache Tag

0
Byte 0
Byte 1
Byte 31

1
0x50
Byte 32
Byte 33
Byte 63
2
3




31
Byte 992
Byte 1023
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Two-way Set Associative Cache

• N-way set associative N entries for each Cache
  Index
• N direct mapped caches operates in parallel (N
  typically 2 to 4)
• Example Two-way set associative cache
• Cache Index selects a set from the cache
• The two tags in the set are compared in parallel
• Data is selected based on the tag result

Cache Index
Cache Data
Cache Tag
Valid
Cache Block 0



Adr Tag
Compare
0
1
Mux
Sel1
Sel0
OR
Cache Block
Hit
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Disadvantage of Set Associative Cache

• N-way Set Associative Cache v. Direct Mapped
  Cache
• N comparators vs. 1
• Extra MUX delay for the data
• Data comes AFTER Hit/Miss
• In a direct mapped cache, Cache Block is
  available BEFORE Hit/Miss
• Possible to assume a hit and continue. Recover
  later if miss.

12
4 Questions for Memory Hierarchy

• Q1 Where can a block be placed in the upper
  level? (Block placement)
• Q2 How is a block found if it is in the upper
  level? (Block identification)
• Q3 Which block should be replaced on a miss?
  (Block replacement)
• Q4 What happens on a write? (Write strategy)

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Q1 Where can a block be placed in the upper
level?

• Block 12 placed in 8 block cache
• Fully associative, direct mapped, 2-way set
  associative
• S.A. Mapping Block Number Modulo Number Sets

Direct Mapped (12 mod 8) 4
2-Way Assoc (12 mod 4) 0
Full Mapped
Cache
Memory
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Q2 How is a block found if it is in the upper
level?

• Tag on each block
• No need to check index or block offset
• Increasing associativity shrinks index, expands
  tag

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Q3 Which block should be replaced on a miss?

• Easy for Direct Mapped
• Set Associative or Fully Associative
• Random
• LRU (Least Recently Used)
• FIFO (First In First Out)
• Ref. fig. 5.6, p. 401 (3rd edition)

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Q4 What happens on a write?

• Write throughThe information is written to both
  the block in the cache and to the block in the
  lower-level memory.
• Write backThe information is written only to the
  block in the cache. The modified cache block is
  written to main memory only when it is replaced.
• is block clean or dirty?
• Pros and Cons of each?
• WT read misses cannot result in writes
• WB no repeated writes to the same location
• WT always combined with write buffers so that
  dont wait for lower level memory

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A Modern Memory Hierarchy

• By taking advantage of the principle of locality
• Present the user with as much memory as is
  available in the cheapest technology.
• Provide access at the speed offered by the
  fastest technology.

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Example Harvard Architecture

• Unified vs. Separate ID (Harvard)
• Table on page 384 (2nd edition)
• 16KB ID Inst miss rate0.64, Data miss
  rate6.47
• 32KB unified Aggregate miss rate1.99
• Which is better (ignore L2 cache)?
• Assume 33 data ops ? 75 accesses from
  instructions (1.0/1.33)
• hit time1, miss time50
• Note that data hit has 1 stall for unified cache
  (only one port)
• AMATHarvard75x(10.64x50)25x(16.47x50)
  2.05
• AMATUnified75x(11.99x50)25x(111.99x50)
  2.24

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Improving Cache Performance

• 1. Reduce the miss rate,
• 2. Reduce the miss penalty, or
• 3. Reduce the time to hit in the cache.

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Reducing Misses

• Classifying Misses 3 Cs
• CompulsoryThe first access to a block is not in
  the cache, so the block must be brought into the
  cache. Also called cold start misses or first
  reference misses.(Misses in even an Infinite
  Cache)
• CapacityIf the cache cannot contain all the
  blocks needed during execution of a program,
  capacity misses will occur due to blocks being
  discarded and later retrieved.(Misses in Fully
  Associative Size X Cache)
• ConflictIf block-placement strategy is set
  associative or direct mapped, conflict misses (in
  addition to compulsory capacity misses) will
  occur because a block can be discarded and later
  retrieved if too many blocks map to its set. Also
  called collision misses or interference
  misses.(Misses in N-way Associative, Size X
  Cache)
• More recent, 4th C
• Coherence - Misses caused by cache coherence.

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1. Reduce Misses via Larger Block Size
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2. Reduce Misses via Higher Associativity

• 21 Cache Rule
• Miss Rate DM cache size N Miss Rate 2-way cache
  size N/2

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3. Reducing Misses via aVictim Cache

• How to combine fast hit time of direct mapped yet
  still avoid conflict misses?
• Add buffer to place data discarded from cache
• Jouppi 1990 4-entry victim cache removed 20
  to 95 of conflicts for a 4 KB direct mapped data
  cache
• Used in Alpha, HP machines

DATA
TAGS
One Cache line of Data
Tag and Comparator
One Cache line of Data
Tag and Comparator
One Cache line of Data
Tag and Comparator
One Cache line of Data
Tag and Comparator
To Next Lower Level In
Hierarchy
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4. Reducing Misses via Pseudo-Associativity

• How to combine fast hit time of Direct Mapped and
  have the lower conflict misses of 2-way SA cache?
  
• Divide cache on a miss, check other half of
  cache to see if there, if so have a pseudo-hit
  (slow hit)
• Drawback CPU pipeline is hard if hit takes 1 or
  2 cycles
• Better for caches not tied directly to processor
  (L2)
• Used in MIPS R1000 L2 cache, similar in UltraSPARC

Hit Time
Miss Penalty
Pseudo Hit Time
Time
25
5. Reducing Misses by Hardware Prefetching of
Instructions Data

• E.g., Instruction Prefetching
• Alpha 21064 fetches 2 blocks on a miss
• Extra block placed in stream buffer
• On miss check stream buffer
• Works with data blocks too
• Jouppi 1990 1 data stream buffer got 25 misses
  from 4KB cache 4 streams got 43
• Palacharla Kessler 1994 for scientific
  programs for 8 streams got 50 to 70 of misses
  from 2 64KB, 4-way set associative caches
• Prefetching relies on having extra memory
  bandwidth that can be used without penalty

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6. Reducing Misses by Software Prefetching Data

• Data Prefetch
• Load data into register (HP PA-RISC loads)
• Cache Prefetch load into cache (MIPS IV,
  PowerPC, SPARC v. 9)
• Special prefetching instructions cannot cause
  faults a form of speculative execution
• Prefetching comes in two flavors
• Binding prefetch Requests load directly into
  register.
• Must be correct address and register!
• Non-Binding prefetch Load into cache.
• Can be incorrect. Frees HW/SW to guess!
• Issuing Prefetch Instructions takes time
• Is cost of prefetch issues lt savings in reduced
  misses?
• Higher superscalar reduces difficulty of issue
  bandwidth

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7. Reducing Misses by Compiler Optimizations

• McFarling 1989 reduced caches misses by 75 on
  8KB direct mapped cache, 4 byte blocks in
  software
• Instructions
• Reorder procedures in memory so as to reduce
  conflict misses
• Profiling to look at conflicts(using tools they
  developed)
• Data
• Merging Arrays improve spatial locality by
  single array of compound elements vs. 2 arrays
• Loop Interchange change nesting of loops to
  access data in order stored in memory
• Loop Fusion Combine 2 independent loops that
  have same looping and some variables overlap
• Blocking Improve temporal locality by accessing
  blocks of data repeatedly vs. going down whole
  columns or rows

28
Merging Arrays Example

• / Before 2 sequential arrays /
• int valSIZE
• int keySIZE
• / After 1 array of structures /
• struct merge
• int val
• int key
• struct merge merged_arraySIZE
• Reducing conflicts between val key improve
  spatial locality

29
Loop Interchange Example

• / Before /
• for (k 0 k lt 100 k k1)
• for (j 0 j lt 100 j j1)
• for (i 0 i lt 5000 i i1)
• xij 2 xij
• / After /
• for (k 0 k lt 100 k k1)
• for (i 0 i lt 5000 i i1)
• for (j 0 j lt 100 j j1)
• xij 2 xij
• Sequential accesses instead of striding through
  memory every 100 words improved spatial locality

30
Loop Fusion Example

• / Before /
• for (i 0 i lt N i i1)
• for (j 0 j lt N j j1)
• aij 1/bij cij
• for (i 0 i lt N i i1)
• for (j 0 j lt N j j1)
• dij aij cij
• / After /
• for (i 0 i lt N i i1)
• for (j 0 j lt N j j1)
• aij 1/bij cij
• dij aij cij
• 2 misses per access to a c vs. one miss per
  access improve temporal locality

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Blocking Example

• / Before /
• for (i 0 i lt N i i1)
• for (j 0 j lt N j j1)
• r 0
• for (k 0 k lt N k k1)
• r r yikzkj
• xij r
• Two Inner Loops
• Read all NxN elements of z
• Read N elements of 1 row of y repeatedly
• Write N elements of 1 row of x
• Capacity Misses a function of N Cache Size
• 2N3 N2 gt (assuming no conflict otherwise )
• Idea compute on BxB submatrix that fits

32
Blocking Example

• / After /
• for (jj 0 jj lt N jj jjB)
• for (kk 0 kk lt N kk kkB)
• for (i 0 i lt N i i1)
• for (j jj j lt min(jjB-1,N) j j1)
• r 0
• for (k kk k lt min(kkB-1,N) k k1)
• r r yikzkj
• xij xij r
• B called Blocking Factor
• Capacity Misses from 2N3 N2 to N3/B2N2
• Conflict Misses Too?
• Improve temporal locality by accessing blocks
  of data repeatedly vs. going down whole columns
  or rows

33
Summary Miss Rate Reduction

• 3 Cs Compulsory, Capacity, Conflict
• 1. Reduce Misses via Larger Block Size
• 2. Reduce Misses via Higher Associativity
• 3. Reducing Misses via Victim Cache
• 4. Reducing Misses via Pseudo-Associativity
• 5. Reducing Misses by HW Prefetching Instr, Data
• 6. Reducing Misses by SW Prefetching Data
• 7. Reducing Misses by Compiler Optimizations
• Prefetching comes in two flavors
• Binding prefetch Requests load directly into
  register.
• Must be correct address and register!
• Non-Binding prefetch Load into cache.
• Can be incorrect. Frees HW/SW to guess!

34
Improving Cache Performance

• 1. Reduce the miss rate,
• 2. Reduce the miss penalty, or
• 3. Reduce the time to hit in the cache.

35
Write PolicyWrite-Through vs Write-Back

• Write-through all writes update cache and
  underlying memory/cache
• Can always discard cached data - most up-to-date
  data is in memory
• Cache control bit only a valid bit
• Write-back all writes simply update cache
• Cant just discard cached data - may have to
  write it back to memory
• Cache control bits both valid and dirty bits
• Other Advantages
• Write-through
• memory (or other processors) always have latest
  data
• Simpler management of cache
• Write-back
• much lower bandwidth, since data often
  overwritten multiple times
• Better tolerance to long-latency memory?

36
Write Policy 2Write Allocate vs
Non-Allocate(What happens on write-miss)

• Write allocate allocate new cache line in cache
• Usually means that you have to do a read miss
  to fill in rest of the cache-line!
• Alternative per/word valid bits
• Write non-allocate (or write-around)
• Simply send write data through to underlying
  memory/cache - dont allocate new cache line!

37
1. Reducing Miss Penalty Read Priority over
Write on Miss
Write Buffer
38
1. Reducing Miss Penalty Read Priority over
Write on Miss

• Write-through with write buffers offer RAW
  conflicts with main memory reads on cache misses
• If simply wait for write buffer to empty, might
  increase read miss penalty (old MIPS 1000 by 50
  )
• Check write buffer contents before read if no
  conflicts, let the memory access continue
• Write-back also want buffer to hold misplaced
  blocks
• Read miss replacing dirty block
• Normal Write dirty block to memory, and then do
  the read
• Instead copy the dirty block to a write buffer,
  then do the read, and then do the write
• CPU stall less since restarts as soon as do read

39
2. Reducing Miss Penalty Early Restart and
Critical Word First

• Dont wait for full block to be loaded before
  restarting CPU
• Early RestartAs soon as the requested word of
  the block arrives, send it to the CPU and let the
  CPU continue execution
• Critical Word FirstRequest the missed word first
  from memory and send it to the CPU as soon as it
  arrives let the CPU continue execution while
  filling the rest of the words in the block. Also
  called wrapped fetch and requested word first
• Generally useful only in large blocks,
• Spatial locality a problem tend to want next
  sequential word, so not clear if benefit by early
  restart

block
40
3. Reducing Miss Penalty Non-blocking Caches to
reduce stalls on misses

• Non-blocking cache or lockup-free cache allow
  data cache to continue to supply cache hits
  during a miss
• requires F/E bits on registers or out-of-order
  execution
• requires multi-bank memories
• hit under miss reduces the effective miss
  penalty by working during miss vs. ignoring CPU
  requests
• hit under multiple miss or miss under miss
  may further lower the effective miss penalty by
  overlapping multiple misses
• Significantly increases the complexity of the
  cache controller as there can be multiple
  outstanding memory accesses
• Requires multiple memory banks (otherwise cannot
  support)
• Pentium Pro allows 4 outstanding memory misses

41
4. Add a second-level cache

• L2 Equations
• AMAT Hit TimeL1 Miss RateL1 x Miss
  PenaltyL1
• Miss PenaltyL1 Hit TimeL2 Miss RateL2 x Miss
  PenaltyL2
• AMAT Hit TimeL1
• Miss RateL1 x (Hit TimeL2 Miss RateL2
  Miss PenaltyL2)
• Definitions
• Local miss rate misses in this cache divided by
  the total number of memory accesses to this cache
  (Miss rateL2)
• Global miss ratemisses in this cache divided by
  the total number of memory accesses generated by
  the CPU (Miss RateL1 x Miss RateL2)
• Global Miss Rate is what matters

42
Comparing Local and Global Miss Rates

• 32 KByte 1st level cacheIncreasing 2nd level
  cache
• Global miss rate close to single level cache rate
  provided L2 gtgt L1
• Dont use local miss rate
• L2 not tied to CPU clock cycle!
• Cost A.M.A.T.
• Generally Fast Hit Times and fewer misses
• Since hits are few, target miss reduction

Linear
Cache Size
Log
Cache Size
43
Reducing Miss Penalty Summary

• Four techniques
• Read priority over write on miss
• Early Restart and Critical Word First on miss
• Non-blocking Caches (Hit under Miss, Miss under
  Miss)
• Second Level Cache
• Can be applied recursively to Multilevel Caches
• Danger is that time to DRAM will grow with
  multiple levels in between
• First attempts at L2 caches can make things
  worse, since increased worst case is worse

44
Improving Cache Performance

• 1. Reduce the miss rate,
• 2. Reduce the miss penalty, or
• 3. Reduce the time to hit in the cache.

45
1. Fast Hit times via Small and Simple Caches

• Why Alpha 21164 has 8KB Instruction and 8KB data
  cache 96KB second level cache?
• Small data cache and clock rate
• Direct Mapped, on chip

46
2. Fast hits by Avoiding Address Translation
CPU
CPU
CPU
VA
VA
VA
VA Tags

PA Tags
TB

TB
VA
PA
PA
L2
TB

MEM
PA
PA
MEM
MEM
Overlap access with VA translation requires
index to remain invariant across translation
Conventional Organization
Virtually Addressed Cache Translate only on
miss Synonym Problem
47
2. Fast hits by Avoiding Address Translation

• Send virtual address to cache? Called Virtually
  Addressed Cache or just Virtual Cache vs.
  Physical Cache
• Every time process is switched logically must
  flush the cache otherwise get false hits
• Cost is time to flush compulsory misses from
  empty cache
• Dealing with aliases (sometimes called synonyms)
  Two different virtual addresses map to same
  physical address
• I/O must interact with cache, so need virtual
  address
• Solution to aliases
• HW guarantees covers index field direct mapped,
  they must be unique called page coloring
• Solution to cache flush
• Add process identifier tag that identifies
  process as well as address within process cant
  get a hit if wrong process

48
2. Fast Cache Hits by Avoiding Translation Index
with Physical Portion of Address

• If index is physical part of address, can start
  tag access in parallel with translation so that
  can compare to physical tag
• Limits cache to page size what if want bigger
  caches and uses same trick?
• Higher associativity moves barrier to right
• Page coloring

Page Address
Page Offset
Address Tag
Block Offset
Index
49
What is the Impact of What Youve Learned About
Caches?

• 1960-1985 Speed ƒ(no. operations)
• 1990
• Pipelined Execution Fast Clock Rate
• Out-of-Order execution
• Superscalar Instruction Issue
• 1998 Speed ƒ(non-cached memory accesses)
• What does this mean for
• Compilers?,Operating Systems?, Algorithms? Data
  Structures?