One Time Compliances for Listed Entities to Be Completed by February 20th 2023

1
One Time Compliances for Listed Entities to be
completed by February 20th 2023
2

• Compliance no 1 Generating Awareness on
  Availability of Dispute resolution mechanism at
  Stock Exchanges against Listed Companies/RTAs
  Applicability Listed Entities.  Action required
  by Listed Entities Listed Companies are
  required to send the intimation in coordination
  with the RTAs  to all shareholders holding
  shares in physical form through SMS /Emails,
  informing them that they can resolve their
  disputes against RTA/ Company by filling for
  arbitration with the stock exchange.  The draft
  of the intimation is provided in the SEBI letter
  dated January 27th 2023. Due Date The
  intimation must be sent by Listed Entities by
  February 20, 2023. Action required by  RTA 
  RTAs are required  to submit an Action Taken
  Report  to SEBI in the format as provided in the
  SEBI letter dated January 27th 2023. Due Date to
  submit the Report  February 27, 2023. Read
  more at https//taxguru.in/sebi/time-compliances-
  listed-entities-completed.htmlCopyright
  Taxguru.in

3

• Compliance no 2 Filing of information required
  under Regulation 46 62 of SEBI (LODR)
  Regulations, 2015 on BSE Listing Center.
  Applicability Listed Entities.  Action required
  by Listed Entities BSE has released a new module
  on the listing center  wherein all the listed
  entities are required to provide the URLs of the
  information published on their website in
  compliance under REGS 46 62 of LODR.The path of
  filling the URLS is separately mentioned for
  equity listed entities debt listed entities  in
  the circular issued by BSE on February 9th 2023 .
  Due Date The filling has to be completed by
  February 20th 2023. Link  https//taxguru.in/sebi
  /release-module-filing-information-bse-lodr-regula
  tions.html The above mentioned compliances have
  to be completed by February 20th 2023.
• Tags Compliance Calendar, LODR Regulations,
  SEBIRead more at https//taxguru.in/sebi/time-c
  ompliances-listed-entities-completed.htmlCopyrigh
  t Taxguru.in