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Independent Broker Dealer Firms

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Title: Independent Broker Dealer Firms


1
Financial Practice/Broker Dealer Sale
Since we have been in business, we have been
getting calls from advisors who want to either
buy or sell a book of business.  With the aging
of today's financial advisor, the average age of
the advisor is 58 years old.  In this aging
population, it only makes sense that some
advisors will want to retire.  Seeing this
demand, we have accomodated these requests and
have begun to help advisors sell their books and
we have also helped smaller broker dealers sell
their firms.  
Visit http//www.financialadvisorplacementservice
s.com/
2
Sell Your Practice
1. Wanting to retire.2. Frustrated with
increased regulations.3. No longer able to make
adequate compensation due to increased costs.4.
Increased competition from other advisory
firms.5. The desire to find a suitor to continue
to bring good service to your clients.
Visit http//www.financialadvisorplacementservice
s.com/
3
About Us Shawn K. Smith is the Principal of
Financial Advisor Placement Services and  founded
it in 2009.  Shawn has 23 years of investment
industry experience and has worked directly with
Financial Advisors during this time.  Prior to
founding Financial Advisor Placement Services, he
worked at Ameriprise Financial as the Recruiting
Manager for the Northeast.  Before Ameriprise,
Shawn worked as a Vice President of Sales at Sun
Life Financial, in Wellesley, MA.  Shawn was
Assistant Vice President of Sales for Pioneer
Investments in Boston and a Wholesaler at North
American Funds in Boston in the late 1990's. 
Shawn holds an MBA, from Bentley University and a
BA in Economics from Princeton University.  
Visit http//www.financialadvisorplacementservice
s.com/
4
Why Advisors Leave Firms
1.  Higher Payout2.  Better Technology3.  Lack
of back office support4.  More Compliance
Flexibility5.  Don't Want to Sell Proprietary
Products6.  Lower Monthly Fees7.  EO Insurance
is Too High8.  Want Access to Better Wealth
Management Platforms.9.  Lower Production
Minimums10.  Feel They are Getting "Nickled and
Dimed" by Hidden Fees.
Visit http//www.financialadvisorplacementservice
s.com/
5
Financial Advisor Placement
Financial Advisor Placement Services (FAPS)
places only Financial Advisors.  While other
competitor firms work with other financial
professionals, we feel that our sole focus makes
us the best in the  industry.   While other
placement firms will "hand off" the advisor to
another junior recruiter, everyone who does
business with FAPS with work with Shawn Smith,
our Founder.  It is because of this personal
attention, and expertise in this field, that
advisors like doing business with us.
Visit http//www.financialadvisorplacementservice
s.com/
6
Independence
Going independent has its advantages if you are
ready to take the challenge.  Running your own
business takes a certain initiative and provides
many challanges that will be very rewarding. 
These rewards include  You control your own
destinity.  You have the freedom to name and
brand your own practice.You have your own goals
and work schedule.  You are no longer under
corporate america's control.
Visit http//www.financialadvisorplacementservice
s.com/
7
Contact Us
Financial Advisor Placement Services 36
Brownville Avenue, Ipswich, MA 01938 PH
978-312-1656  Or Email  sales_at_financialadvisorpl
acementservices.com
Thank You
Visit http//www.financialadvisorplacementservice
s.com/
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