Title: Continuous Flight Auger CFA Pile Foundations for Highway Projects
1 Continuous Flight Auger (CFA) Pile Foundations for Highway Projects A Market-Ready Technology 2 FHWA NATIONAL GEOTECHNICAL PROGRAMWhat Can we do for you
www.fhwa.dot.gov/engineering/geotech
3 (No Transcript) 4 Course Update.
NHI 132012
Soils and Foundations Workshop
5 132012 Soils and Foundations
Recently completed a major update of the manual and courses for the Soils and Foundations Workshop
Publication finalized in December 2006 and the pilot for the course was successfully completed during the week of December 11 2006 (Baton Rouge LA)
Still to complete Final courses and Instructors Manual
Can operate in restricted space and low headroom areas
High production rates typically on the order of 1000 1500 ft/day in private applications (500 ft/day expected for transportation applications)
33 Limitations
With US systems success is highly operator dependant
Drilling resistance does not provide a direct indication of soil strength or stiffness (research being done in this area)
Mining and soil decompression can occur in some soil types
Difficult to advance through cobbles or boulders
34 Geotechnical Conditions Affecting CFA Pile Use
Favorable Conditions
Medium to very stiff clays
Cemented sands and weak limestone
Residual soils
Medium dense to dense silty sands and well-graded sands
Unfavorable Conditions
Very soft soils
Loose sands or very clean sands below groundwater table
Karst terrains or highly variable conditions
Hard/stiff soils overlain by soft soils/loose granular soils
Rock or very hard strata
Deep scour or liquefiable sand layers
35 There Must Be Technical Concerns or Issues! 36 Some Concerns We Are Addressing
There is no nationally accepted design protocol for ACIP/CFA piles
There is no national guideline specification which addresses the materials and methods of construction
Quality control and assurance measures must be enhanced
Specifications should give clear guidance for pile acceptance and rejection criteria
37 Some Technical Issues We Are Addressing
Cage Installation and Minimum Cover
Installation Control (soil mining)
Inspection
Frequency of Load/Integrity Testing
Grout/Concrete Strength
Soft Ground Installation
Seismic Design
Structural Design
38 Cage Installation (Minimum Cover) 39 Cage Installation (Full Depth) 40 Installation Control (Soil Mining) 41 Installation Control (Pile Finishing) 42 Installation Control (Pile Finishing) 43 FHWA Development of Guidance on CFA Piles
Geotechnical Engineering Circular (GEC) 8 is complete!
Development fostered by several issues and concerns identified regarding design and construction of CFA piles for highway projects including
Minimum equipment requirements
Penetration rates and control during drilling
Specific recommendations for problem resolution
Guidance for verification testing of piles
Difficulties in contracting/development of specifications
44 GEC 8 Whats In It
Construction Techniques and Materials
Guidance on Design Process
Initial design considerations
Pile design and constructibility
Preparation of plans and specifications
Quality Control/Quality Assurance Procedures
Construction monitoring
Verification testing
Load testing
Integrity testing
Contracting Methods
Appendix
Design examples
Evaluation of static capacity methods
45 PILE TYPES EQUIPMENT AND BASIC MECHANISMS 46 CFA Pile Types
Auger Cast-in-Place (ACIP)
Continuous Flight Auger (CFA)
Drilled Displacement (DD)
Berkel Displacement Pile (Berkel US)
DeWaal Pile (Morris-Shea Bridge Company US)
Omega Pile (L.G. Barcus Sons US)
Fundex/Tubex (IHC Holland)
Atlas Screw Pile (Franki/Keller Austrailia)
Starsol Pile (Soletanche Bachy France)
47 ACIP Piles
Predominantly US system/terminology
Consists of crane supported swinging or fixed leads
Generally fastest installation time
Typical pile diameters range from 12-24 inches and depths up to 100 feet
Typical design loads of up to 150 tons in private sector applications
Generally made of steel or other hard material. If the discharge point of auger is off-center plug may be cork or plastic
Can be attached or reusable
Primary purpose is to prevent soil from entering auger stem prior to grout or concrete placement
In some cases (stiff clays difficult drilling) compressed air has been used in lieu of a plug to facilitate auger penetration
65 Plug at Bottom of Auger 66 Disposable Plugs for Bottom of Auger 67 Pumping Equipment
Positive displacement pump capable of delivering up to 350 psi of pressure
Typically grout pumps operate with reciprocating pistons (up to 1 cf per stroke)
Most important to select pumps for the size of pile being constructed (delivers volume per stroke of approximately 4 inches of pile length)
68 Grout/Concrete Pumps 69 Grout/Concrete Pumps 70 Finishing the Top of Pile
Critical item for completion of an acceptable pile
Once concreting is complete and the auger is withdrawn laborers must work to clean the top of the pile and protect the pile from fall in of surrounding soil
Typically contractors will use some type of form to case the top of the pile once the excess grout and soil have been removed
Laborer will then scoop the pile to remove contamination in the uppermost portion of the pile
71 Finishing the Pile Top 72 Grout and Concrete
Both have been successfully used for the construction of CFA piles. For CFA piles grout is similar to concrete except that the mix does not have coarse aggregate only sand
Mixes typically contain Portland cement fly ash water and aggregate/fine aggregate
May see water reducers fluidifiers or retarders for various purposes
Use of grout or concrete in CFA pile construction has generally been personal preference
73 Grout vs. Concrete
Advantages of grout relative to concrete
Tends to be more fluid and have better workability
Tends to be easier to pump (especially with certain equipment
Easier insertion of reinforcing steel
Disadvantages of grout relative to concrete
Generally more expensive unit cost
Will tend to have a slightly lower elastic modulus
Will be less stable in the hole (especially in soft soils)
More susceptible to small variations in water content (leading to segregation or excessive bleed water)
74 Reinforcing Steel
Typically similar to what would be specified for drilled shaft construction (ASTM A615 Grade 60 steel)
Occasionally may see steel pipe (large bending stresses) or high-strength threaded bars (large tensile loads)
Cages normally specified with 3-inch cover. If single bars are used centralizers are normally used for centering
If splicing is required mechanical is preferred
Key is working quickly to place steel once auger is withdrawn from hole
Based on evaluation of comparative studies of numerous methods identified in literature
Method of installation supports assumption that static capacity of a well constructed CFA pile lies between drilled shafts and driven piles
Reasonable to estimate static capacity using methods developed specifically for each since load-settlement behavior is similar
Design in practice has used both driven pile and drilled shaft approaches
Drilled shaft approaches favored by most practitioners
80 FHWA Guidance
Recommended design guidance based on Allowable Stress Design (ASD) for geotechnical conditions. Structural pile design is in accordance with LFD
Recommended that CFA piles be designed with a factor of safety of at least 2.5. A factor of safety of 2.0 may be used provided the following conditions
At least one static load test to failure
Automated monitoring is used on production piles
Relatively consistent geology stratigraphy and soil properties
Suitable site conditions for construction
81 Development of Axial Resistance
Total Axial Compressive Resistance
RT RS RB
Total Side Resistance
RS S fsi p Di Li
Total End Bearing
RB qp p D2/4
82 Development of Axial Resistance
Side shear component is mobilized with relatively small vertical displacement (less than 0.4 inches)
End bearing component is mobilized at larger displacements (load at 5 displacement of pile diameter defined as ultimate)
Load-settlement curves will typically appear softer than for a driven pile (considered when evaluating load test data)
Refer to Reese and ONeill (1988) for assessing mobilized side and end bearing resistance under load
83 Comparison of Static Methods
Several comparative studies have evaluated the ratio of measured to predicted total capacity using different methods
Prediction methods compared to one another using mean and standard deviation of capacity ratio
Failure defined as load at a displacement of either 5 or 10 of the pile diameter
Recommended design procedures appear to provide good overall correlation to CFA pile capacity for generalized soil types in US Practice
Alternate methods are discussed for special conditions and prediction using in-situ tests
84 Recommended Design Methodology Cohesive
FHWA (1999)
Qult (pDL)fs (p/4)D2qp Side Shear fs a Su a 0.55 Su /Pa lt 1.5 a varies linearly from 0.55 0.45 1.5 lt Su /Pa lt 2.5 End Bearing qp Nc Su Nc 9 2 tsf lt Su lt 2.6 tsf and L gt 3D Nc adjusted for Su lt 2 tsf and L lt 3D 85 Recommended Design Methodology Cohesionless
FHWA (1999)
Qult (pDL)fs (p/4)D2qp Side Shear fs K sv tan f b K tan f Limited to 0.25 lt b lt 1.2 b 1.5 0.135 Z 0.5 N60 gt 15 bpf b (N60 /15)(1.5 0.135 Z 0.5) N60 lt 15 bpf End Bearing qp (tsf) 0.6 N60 for 0 lt N lt 75 qp 45 tsf for N gt 75 86 Recommended Design Methodology DD Piles
Based on evaluation of load test database from 19 sites around the US (NeSmith 2002)
Failure defined as displacement of 1 inch of tip movement or a loading curve displacement rate of 0.02 in/ton
Drilled displacement pile correlations should be used with caution since these rely heavily on the experience of the contractor and must be verified for the specific site and equipment
87 Recommended Design Methodology DD Piles
NeSmith (2002)
Qult (pDL)fs (p/4)D2qp Side Shear fs 0.01 qc Ws for qc lt 200tsf fs 0.05 N60 Ws for N60 lt 50 Ws 0 fs lt 1.7 tsf for uniform rounded sands lt40 fines Ws 0.5 tsf fs lt 2.2 tsf for well-graded angular sands lt10 fines 88 Recommended Design Methodology DD Piles
NeSmith (2002)
Qult (pDL)fs (p/4)D2qp End Bearing qp 0.01 qc WT for qc lt 200tsf qp 0.05 N60 WT for N60 lt 50 WT 0 fs lt 75 tsf for uniform rounded sands lt40 fines WT 0.5 tsf fs lt 85 tsf for well-graded angular sands lt10 fines 89 Additional Information on Design Methodologies
Guidance for static capacity of end bearing piles on rock and in intermediate geomaterials
Guidance for laterally loaded piles
Guidance for pile groups
Design for uplift and piles in tension
Structural design of piles
Design for settlement
90 Typical Ultimate Axial Compression Loads 91 Typical Ultimate Lateral CFA Pile Capacity 92 Typical Capacity and Cost Estimation
Rule of Thumb (CFA Piles in US)
Capacity Estimation
Qall (Pile Area)(1 ksi) - For 4000 psi strength grout
CFA piles have been under-utilized in transportation projects due to perceived difficulties in quality control
In addition the variety in available equipment and proprietary systems do not fit easily into traditional design-bid-build contracting
FHWA has developed a performance based specification to allow contractors to find the most cost-effective solution for project requirements
QC/QA requirements developed with necessary performance based measures as the end product
95 Why Performance Specifications for CFA Piles
Ease in facilitating deployment and implementation of new technologies in transportation projects
Provide a contracting method that can incorporate the different equipment and proprietary systems
In the bigger picture public works projects are moving toward more innovative contracting methods for development of projects
Has precedence for successful implementation described in FHWA Publication No. FHWA-SA-97-070
96 Types of Piles and Installation Methods 97 Performance-Based Specifications
Contractor responsible for pile design (final determination of pile length)
Performance criteria must be established by the owner and met by the contractor
Criteria need to be quantifiable and must be measured to provide a reliable indication of performance
98 Test Pile Program
Testing
Pre-production test pile program
Automated monitoring required
Integrity Testing
Verification testing
99
Pre-production test pile program sets criteria for production piles
Establish target drilling penetration rates
Establish pressure/volume relationships for grouting
For DD piles establish targets for torque and crowd
Establish/verify mix design parameters
Evaluate static design correlations
100 Conformance Testing
Integrity testing
Load testing
Materials testing
Access Tubes for CSL Testing Testing with Statnamic (Rapid Load Test) Device Sonic Echo Testing 101 Inspection Responsibilities During Construction
Pile location/elevation/tolerances
Grout/concrete monitoring
Subsidence or lost grout
Pile completion (screening etc.)
Reinforcement placement
Grout/concrete return depth
Grout Volume
102 Monitoring During Drilling
Monitoring of drilling phase of installation to ensure
No excessive flighting of soil occurs
Appropriate level of soil displacement occurs with DD piles
Penetration rates are in accordance with test program installation rates
General Guidelines for Penetration Rate for CFA Piles
103 Monitoring During Drilling
Private practice has typically monitored penetration rate manually by direct observation of the auger leads and stopwatch time
This is not sufficiently accurate for transportation work and should not be used as the primary means of monitoring drilling
Automated monitoring systems should include a depth encoder and revolution counter such that the rate of penetration can be displayed to the operator
In mixed profiles higher penetration rates should control drilling to reduce possibility of excessive flighting of soils
104 Effects of Over-Excavation During Drilling 105 Difficult Drilling Conditions for CFA Piles 106 Monitoring During Grouting/Concreting
The Deep Foundations Institute Augered Cast-In-Place Piles Manual (2003) Section 1.3 - The grout volume placed for each increment of depth is the single most important installation control used during ACIP pile construction.
Grout volume is the most important and most difficult inspection item
107 Use of Automated Monitoring Equipment
Manual inspection of grout volume is difficult
Grout volume usually measured by counting pump strokes
Stroke volume calibrated with 55 gallon drum
Hard to accurately determine grout pumped versus depth increment and in many cases this results in measurement of overall volume only
Lifting speed and depth of the auger are controlled by feel and observation auger height in the leads
The pump does not always maintain a repeatable volume per pump stroke
Well conditioned pumps operating well during construction will have up 10 missed or bad strokes
Lead to gross overestimations of grout/concrete take
108 From PIR-A pressure - 229 good strokes (plus 20 bad) Inspector counted 246 strokes (7 high) 109 B A 110 Monitoring During Grouting/Concreting
Recommended that the following elements of the grouting/ concreting operation be monitored by automated system
Position of the auger tip (depth encoder)
Volume of grout (in-line flow meter)
Grout/concrete pressure (pressure gauge)
Rotation of the auger
Lifting speed (operator controlled based on above controls)
111 Automated Monitoring Equipment
European industry requirements for QA/QC have led to the development of sophisticated computer based monitoring systems
The systems now record every detail of the augering and concreting operations of each pile
US systems not as sophisticated yet. Designed for adaptability to existing ACIP equipment
112
Measures
Location of auger tip
Auger torque
Grout volume (magnetic flow meter)
Display of actual vs. target
Developed by Pile Dynamics Inc. 113 Typical PIR Readout From Pile Dynamics Inc. 114 Developed by Jean Lutz SA
The system controls
Auger rotation speed
Advancing speed
Speed/torque settings on the rotary table
Pressure and the delivery of the concrete
Extraction speed
115 Finishing the Pile
Completion of the pile top and installation of reinforcing steel are not activities that will be monitored by automated systems
Inspection responsibilities for finishing the pile top include
Noting the point at which grout first appears at the surface
Ensuring that volume of grout remains consistent once grout is vented at the surface
Observe screening or dipping of the top of the pile to ensure removal of any contamination
116 Additional Inspection Issues
Reinforcing Steel
Inspection should concerned with size and dimensions of steel final depth of reinforcement and cover
Sampling and Testing of Grout/Concrete
Inspection should be concerned with strength and workability of the grout or concrete
117 Verification Testing
Integrity Testing
LS (PIT) Light Hammer Impact
HS (PDA) Heavy Ram Impact
CSL Cross-Hole Ultrasound w/ 2 or more tubes
SHSL Ultrasound single tube
Load Testing
Dynamic Heavy Ram Impact (WR 1-2 of Load)
Rapid Statnamic Pseudostatic (5-10)
Static Top Loaded (100)
118 SPECIFICATIONS FOR CFA PILES 119 FHWA CFA Pile Guideline Specification
Performance based to address several issues identified earlier in this presentation
Owner develops design loading criteria and performance requirements for foundation elements
Contractor provides individual pile design and selects means and methods for installing piles
120 FHWA CFA Pile Guideline Specification
Highlights of the specification include
Design and construction submittals
Materials and mix design (grout or concrete)
Protection of adjacent structures
Grout or concrete sampling and testing
CFA pile equipment and installation
Acceptance and rejection criteria
Inspection records
Verification testing
121 Design and Construction Submittals
Prior to construction contractor will provide (not all-inclusive)
Design calculations
Design criteria and parameters
Safety factors
Design calculation sheets
Any design notes
Working drawings
Plan elevations and cross sections
Pile locations and spacing
Typical pile sections
Construction sequencing
Details dimensions and schedules for piles
Details for verification testing
122 Design and Construction Submittals
Prior to construction contractor will provide the following construction submittals
Pile Installation Plan
List and sizes of proposed equipment
Step by step installation procedures
Target drilling and grouting parameter
Mix designs AME procedures contigency plans
Conformance testing plan
Preproduction tests
Production load testing
Integrity testing
123 Grout or Concrete Mix Design
Grout
Workability test for fluid consistency using modified flow cone test
Shall not exhibit shrinkage in excess of 0.15 in vertical direction (ASTM C 1090)
Must achieve minimum compressive strength
Mix design will include viscosity loss vs. time curves
Mixes with flyash silica fume or slag will include strength development vs. time curves
Samples should be 2-inch cubes and subjected to 10 increase in required compressive strength than cylinders
124 Grout or Concrete Mix Design
Concrete
Workability slump testing in accordance with ASTM C 143
Must achieve minimum compressive strength
Mix design will include viscosity loss vs. time curves
Mixes with flyash silica fume or slag will include strength development vs. time curves
Samples should be 6 in by 12 in cylinders or sized appropriately for the maximum aggregate size (ASTM C 39)
125 Auger Equipment
Auger flights shall be continuous from the top of the auger to the bottom tip of the cutting face
Gaps at joints between auger sections shall be less than 1 inch
Auger flighting diameter shall be uniform and outside diameter shall be at least 97 of the design pile diameter
Injection port shall be fitted with a means of sealing against ingress during drilling
Leads should be clearly marked along length to facilitate inspection during drilling and grouting
126 Drilling
Adjacent piles within 6 diameters shall not be installed until grout in first pile has set and will not be compromised
Auger shall be advanced into the ground at a continuous rate and such that excess soil is not flighted to the ground surface
Pile termination (and/or refusal) criteria shall be established during test pile program. Once reached rotation of the auger should be stopped
127 Grout/Concrete Placement
Placement of grout or concrete should commence within 5 minutes of auger reaching planned depth
At start of pumping auger shall be raised 6 to 12 inches to facilitate removal of plug. Once grouting has started auger shall be re- inserted to original depth
Auger pull shall be at a smooth steady rate while continuously pumping. If any rotation of the auger occurs it shall be in the same direction as drilling
Volume measurements will occur as a function of depth and will be recorded at intervals of not more than 2 feet
128 Grout/Concrete Placement
Auger withdrawal and pumping will be coordinated to maintain positive pressure at the auger tip
Typical grout volume factors will range from 1.15 to 1.2. Factors greater than 1.5 may indicate a problem
Volume factor for any pile should be within 7.5 of the target volume factor
If grouting is suspended for any reason the pile is deemed unacceptable and will need to be re-drilled
129 Testing
FHWA is currently recommending the following
Verification testing on a minimum of 2 of production piles or as required by the Engineer
Integrity testing on a minimum of 20 of production piles
130 Rejection Criteria
Conditions for unacceptable piles
Failed integrity testing
Failed load test
Automated monitoring or project inspection indicates an inadequate pile (does not meet test program criteria)
Pile out of tolerance (plan or elevation)
Grout/concrete strength or volume factor inadequate
Reinforcing steel not inserted as designed
Visual evidence of contamination excessive settlement structural damage honeycombing
131 Thank You!Silas Nichols P.E.Geotechnical EngineerFHWA Resource Center61 Forsyth Street SWSuite 17T26Atlanta GA 30303Phone 404-562-3930Email silas.nichols_at_fhwa.dot.gov
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